LAW 23
CONCENTRATE YOUR FORCES
JUDGMENT
Conserve your forces and energies by keeping
them concentrated at their strongest point. You gain more by
finding a rich mine and mining it deeper, than by flitting from one
shallow mine to another—intensity defeats extensity every
time. When looking for sources of power to elevate you, find the
one key patron, the fat cow who will give you milk for a long time
to come.
TRANSGRESSION OF THE LAW
In China in the early sixth century B.C., the
kingdom of Wu began a war with the neighboring northern provinces
of the Middle Kingdom. Wu was a growing power, but it lacked the
great history and civilization of the Middle Kingdom, for centuries
the center of Chinese culture. By defeating the Middle Kingdom, the
king of Wu would instantly raise his status.
The war began with great fanfare and several
victories, but it soon bogged down. A victory on one front would
leave the Wu armies vulnerable on another. The king’s chief
minister and adviser, Wu Tzu-hsiu, warned him that the barbarous
state of Yueh, to the south, was beginning to notice the kingdom of
Wu’s problems and had designs to invade. The king only laughed at
such worries—one more big victory and the great Middle Kingdom
would be his.
THE GOOSE AND THE HOUSE
A goose who was plucking grass upon a common
thought herself affronted by a horse who fed near her; and, in
hissing accents, thus addressed him: “I am certainly a more noble
and perfect animal than you, for the whole range and extent of your
faculties is confined to one element. I can walk upon the ground as
well as you; I have, besides, wings, with which I can raise myself
in the air; and when I please, I can sport on ponds and lakes, and
refresh myself in the cool waters. I enjoy the different powers of
a bird, a fish, and a quadruped.”
The horse, snorting somewhat disdainfully,
replied: “It is true you inhabit three elements, but you make no
very distinguished figure in any one of them. You fly, indeed; but
your flight is so heavy and clumsy, that you have no right to put
yourself on a level with the lark or the swallow. You can swim on
the surface of the waters, but you cannot live in them as fishes
do; you cannot find your food in that element, nor glide smoothly
along the bottom of the waves. And when you walk, or rather waddle,
upon the ground, with your broad feet and your long neck stretched
out, hissing at everyone who passes by, you bring upon
yourself the derision of all beholders. I confess that I am only
formed to move upon the ground; but how graceful is my make! How
well turned mv lunbs! How highly finished my whole body! How great
my strength! How astonishing my speed! I had much rather be
confined to one element, and be admired in that, than be a goose in
all!”
FABLES FROM BOCCAACCIO AND CHAUCER. DR. JOHN
AIKIN, 1747-1822
In the year 490, Wu Tzu-hsiu sent his son away to
safety in the kingdom of Ch’i. In doing so he sent the king a
signal that he disapproved of the war, and that he believed the
king’s selfish ambition was leading Wu to ruin. The king, sensing
betrayal, lashed out at his minister, accusing him of a lack of
loyalty and, in a fit of anger, ordered him to kill himself. Wu
Tzu-hsiu obeyed his king, but before he plunged the knife into his
chest, he cried, “Tear out my eyes, oh King, and fix them on the
gate of Wu, so that I may see the triumphant entry of Yueh.”
As Wu Tzu-hsiu had predicted, within a few years a
Yueh army passed beneath the gate of Wu. As the barbarians
surrounded the palace, the king remembered his minister’s last
words—and felt the dead man’s disembodied eyes watching his
disgrace. Unable to bear his shame, the king killed himself,
“covering his face so that he would not have to meet the
reproachful gaze of his minister in the next world.”
Interpretation
The story of Wu is a paradigm of all the empires
that have come to ruin by overreaching. Drunk with success and sick
with ambition, such empires expand to grotesque proportions and
meet a ruin that is total. This is what happened to ancient Athens,
which lusted for the faraway island of Sicily and ended up losing
its empire. The Romans stretched the boundaries of their empire to
encompass vast territories; in doing so they increased their
vulnerability, and the chances of invasion from yet another
barbarian tribe. Their useless expansion led their empire into
oblivion.
For the Chinese, the fate of the kingdom of Wu
serves as an elemental lesson on what happens when you dissipate
your forces on several fronts, losing sight of distant dangers for
the sake of present gain. “If you are not in danger,” says Sun-tzu,
“do not fight.” It is almost a physical law: What is bloated beyond
its proportions inevitably collapses. The mind must not wander from
goal to goal, or be distracted by success from its sense of purpose
and proportion. What is concentrated, coherent, and connected to
its past has power. What is dissipated, divided, and distended rots
and falls to the ground. The bigger it bloats, the harder it
falls.
OBSERVANCE OF THE LAW
The Rothschild banking family had humble
beginnings in the Jewish ghetto of Frankfurt, Germany. The city’s
harsh laws made it impossible for Jews to mingle outside the
ghetto, but the Jews had turned this into a virtue—it made them
self-reliant, and zealous to preserve their culture at all costs.
Mayer Amschel, the first of the Rothschilds to accumulate wealth by
lending money, in the late eighteenth century, well understood the
power that comes from this kind of concentration and
cohesion.
First, Mayer Amschel allied himself with one
family, the powerful princes of Thurn und Taxis. Instead of
spreading his services out, he made himself these princes’ primary
banker. Second, he entrusted none of his business to outsiders,
using only his children and close relatives. The more unified and
tight-knit the family, the more powerful it would become. Soon
Mayer Amschel’s five sons were running the business. And when Mayer
Amschel lay dying, in 1812, he refused to name a principal heir,
instead setting up all of his sons to continue the family
tradition, so that they would stay united and would resist the
dangers of diffusion and of infiltration by outsiders.
Beware of dissipating your powers:
strive constantly to concentrate them. Genius thinks it can do
whatever it sees others doing, but it is sure to repent of every
ill-judged outlay.
JOHANN VON GOETHE, 1749-1832
Once Mayer Amschel’s sons controlled the family
business, they decided that the key to wealth on a larger scale was
to secure a foothold in the finances of Europe as a whole, rather
than being tied to any one country or prince. Of the five brothers,
Nathan had already opened up shop in London. In 1813 James moved to
Paris. Amschel remained in Frankfurt, Salomon established himself
in Vienna, and Karl, the youngest son, went to Naples. With each
sphere of influence covered, they could tighten their hold on
Europe’s financial markets.
This widespread network, of course, opened the
Rothschilds to the very danger of which their father had warned
them: diffusion, division, dissension. They avoided this danger,
and established themselves as the most powerful force in European
finance and politics, by once again resorting to the strategy of
the ghetto—excluding outsiders, concentrating their forces. The
Rothschilds established the fastest courier system in Europe,
allowing them to get news of events before all their competitors.
They held a virtual monopoly on information. And their internal
communications and correspondence were written in Frankfurt
Yiddish, and in a code that only the brothers could decipher. There
was no point in stealing this information—no one could understand
it. “Even the shewdest bankers cannot find their way through the
Rothschild maze,” admitted a financier who had tried to infiltrate
the clan.
In 1824 James Rothschild decided it was time to get
married. This presented a problem for the Rothschilds, since it
meant incorporating an outsider into the Rothschild clan, an
outsider who could betray its secrets. James therefore decided to
marry within the family, and chose the daughter of his brother
Salomon. The brothers were ecstatic—this was the perfect solution
to their marriage problems. James’s choice now became the family
policy: Two years later, Nathan married off his daughter to
Salomon’s son. In the years to come, the five brothers arranged
eighteen matches among their children, sixteen of these being
contracted between first cousins.
“We are like the mechanism of a watch: Each part is
essential,” said brother Salomon. As in a watch, every part of the
business moved in concert with every other, and the inner workings
were invisible to the world, which only saw the movement of the
hands. While other rich and powerful families suffered
irrecoverable downturns during the tumultous first half of the
nineteenth century, the tight-knit Rothschilds managed not only to
preserve but to expand their unprecedented wealth.
Interpretation
The Rothschilds were born in strange times. They
came from a place that had not changed in centuries, but lived in
an age that gave birth to the Industrial Revolution, the French
Revolution, and an endless series of upheavals. The Rothchilds kept
the past alive, resisted the patterns of dispersion of their era
and for this are emblematic of the law of concentra tion.
No one represents this better than James
Rothschild, the son who established himself in Paris. In his
lifetime James witnessed the defeat of Napoleon, the restoration of
the Bourbon monarchy, the bourgeois monarchy of Orleans, the return
to a republic, and finally the enthronement of Napoleon III. French
styles and fashions changed at a relentless pace during all this
turmoil. Without appearing to be a relic of the past, James steered
his family as if the ghetto lived on within them. He kept alive his
clan’s inner cohesion and strength. Only through such an anchoring
in the past was the family able to thrive amidst such chaos.
Concentration was the foundation of the Rothschilds’ power, wealth,
and stability.
The best strategy is always to be very strony
first in general, then
at the decisive point.... There is no higher and simpler law of strategy
than that of keeping one’s forces concentrated.... In short the
first principle is: act with the utmost concentration.
at the decisive point.... There is no higher and simpler law of strategy
than that of keeping one’s forces concentrated.... In short the
first principle is: act with the utmost concentration.
On War, Carl von Clausewitz,
1780-1831
KEYS TO POWER
The world is plagued by greater and greater
division—within countries, political groups, families, even
individuals. We are all in a state of total distraction and
diffusion, hardly able to keep our minds in one direction before we
are pulled in a thousand others. The modern world’s level of
conflict is higher than ever, and we have internalized it in our
own lives.
The solution is a form of retreat inside ourselves,
to the past, to more concentrated forms of thought and action. As
Schopenhauer wrote, “Intellect is a magnitude of intensity, not a
magnitude of extensity.” Napoleon knew the value of concentrating
your forces at the enemy’s weakest spot— it was the secret of his
success on the battlefield. But his willpower and his mind were
equally modeled on this notion. Single-mindedness of purpose, total
concentration on the goal, and the use of these qualities against
people less focused, people in a state of distraction—such an arrow
will find its mark every time and overwhelm the enemy.
Casanova attributed his success in life to his
ability to concentrate on a single goal and push at it until it
yielded. It was his ability to give himself over completely to the
women he desired that made him so intensely seductive. For the
weeks or months that one of these women lived in his orbit, he
thought of no one else. When he was imprisoned in the treacherous
“leads” of the doge’s palace in Venice, a prison from which no one
had ever escaped, he concentrated his mind on the single goal of
escape, day after day. A change of cells, which meant that months
of digging had all been for naught, did not discourage him; he
persisted and eventually escaped. “I have always believed,” he
later wrote, “that when a man gets it into his head to do
something, and when he exclusively occupies himself in that design,
he must succeed, whatever the difficulties. That man will become
Grand Vizier or Pope.”
Concentrate on a single goal, a single task, and
beat it into submission. In the world of power you will constantly
need help from other people, usually those more powerful than you.
The fool flits from one person to another, believing that he will
survive by spreading himself out. It is a corollary of the law of
concentration, however, that much energy is saved, and more power
is attained, by affixing yourself to a single, appropriate source
of power. The scientist Nikola Tesla ruined himself by believing
that he somehow maintained his independence by not having to serve
a single master. He even turned down J. P. Morgan, who offered him
a rich contract. In the end, Tesla’s “independence” meant that he
could depend on no single patron, but was always having to toady up
to a dozen of them. Later in his life he realized his
mistake.
All the great Renaissance painters and writers
wrestled with this problem, none more so than the sixteenth-century
writer Pietro Aretino. Throughout his life Aretino suffered the
indignities of having to please this prince and that. At last, he
had had enough, and decided to woo Charles V, promising the emperor
the services of his powerful pen. He finally discovered the freedom
that came from attachment to a single source of power. Michelangelo
found this freedom with Pope Julius II, Galileo with the Medicis.
In the end, the single patron appreciates your loyalty and becomes
dependent on your services; in the long run the master serves the
slave.
Finally, power itself always exists in concentrated
forms. In any organization it is inevitable for a small group to
hold the strings. And often it is not those with the titles. In the
game of power, only the fool flails about without fixing his
target. You must find out who controls the operations, who is the
real director behind the scenes. As Richelieu discovered at the
beginning of his rise to the top of the French political scene
during the early seventeenth century, it was not King Louis XIII
who decided things, it was the king’s mother. And so he attached
himself to her, and catapulted through the ranks of the courtiers,
all the way to the top.
It is enough to strike oil once—your wealth and
power are assured for a lifetime.
Image: The Arrow. You cannot hit two targets
with one arrow. If your thoughts stray, you
miss the enemy’s heart. Mind and
arrow must become one. Only
with such concentration of
mental and physical
power can your arrow
hit the target and
pierce the
heart.
with one arrow. If your thoughts stray, you
miss the enemy’s heart. Mind and
arrow must become one. Only
with such concentration of
mental and physical
power can your arrow
hit the target and
pierce the
heart.
Authority: Prize intensity more than extensity.
Perfection resides in quality, not quantity. Extent alone never
rises above mediocrity, and it is the misfortune of men with wide
general interests that while they would like to have their finger
in every pie, they have one in none. Intensity gives eminence, and
rises to the heroic in matters sublime. (Baltasar Gracián,
1601-1658)
REVERSAL
There are dangers in concentration, and moments
when dispersion is the proper tactical move. Fighting the
Nationalists for control of China, Mao Tse-tung and the Communists
fought a protracted war on several fronts, using sabotage and
ambush as their main weapons. Dispersal is often suitable for the
weaker side; it is, in fact, a crucial principle of guerrilla
warfare. When fighting a stronger army, concentrating your forces
only makes you an easier target—better to dissolve into the scenery
and frustrate your enemy with the elusiveness of your
presence.
Tying yourself to a single source of power has one
preeminent danger: If that person dies, leaves, or falls from
grace, you suffer. This is what happened to Cesare Borgia, who
derived his power from his father, Pope Alexander VI. It was the
pope who gave Cesare armies to fight with and wars to wage in his
name. When he suddenly died (perhaps from poison), Cesare was as
good as dead. He had made far too many enemies over the years, and
was now without his father’s protection. In cases when you may need
protection, then, it is often wise to entwine yourself around
several sources of power. Such a move would be especially prudent
in periods of great tumult and violent change, or when your enemies
are numerous. The more patrons and masters you serve the less risk
you run if one of them falls from power. Such dispersion will even
allow you to play one off against the other. Even if you
concentrate on the single source of power, you still must practice
caution, and prepare for the day when your master or patron is no
longer there to help you.
Finally, being too single-minded in purpose can
make you an intolerable bore, especially in the arts. The
Renaissance painter Paolo Uccello was so obsessed with perspective
that his paintings look lifeless and contrived. Whereas Leonardo da
Vinci interested himself in everything—architecture, painting,
warfare, sculpture, mechanics. Diffusion was the source of his
power. But such genius is rare, and the rest of us are better off
erring on the side of intensity.