Introduction
Psychotherapy (individual, group and
couple/family) is a practice designed to support individuals’
mental health through several different methods. It is usually
intended to provide symptom relief, reduce future symptomatic
episodes, enhance quality of life, promote adaptive functioning in
work/school and relationships, increase the likelihood of making
healthy life choices, and offer other benefits established by the
collaboration between client/patient and psychotherapist (e.g.
Barlow, 2008; Carr, 2009; Hofmann & Weinberger, 2007; Wampold, 2010).
One commonly discussed factor in
psychotherapy is the therapeutic alliance between therapist and
client/patient, which involves both a bond between them as well as
an agreement about the goals and tasks of the treatment (Karver,
Handelsman, Fields, & Bickman, 2006; Lambert, 2004; Norcross, 2011). Many types of psychotherapy are
available, differing in their procedures and assumptions. Some
treatments are based on evidence from research and studies
(Evidence Based Practice), while others are difficult to examine in
an empirical way and are based more on theoretical models of human
nature. Treatments may also vary in
response to the “client”, who is not always one individual, but can
be a couple, a family or a group of people sharing the same
difficulties.
The aim of this chapter is to describe
the history and the development of psychotherapy, and to provide an
overview of some of the best-known schools of thought in
psychotherapy. The most effective contemporary approach is
Cognitive Behavior Therapy, which will be thoroughly discussed
later in this chapter. Other therapy schools described in this
chapter are psychoanalytic and psychodynamic therapy,
person-centered therapy also known as client-centered therapy, and
systemic psychotherapy.
History of Psychotherapy
For many years, humans have tried to
explain and control problematic behaviors. These efforts have
always been driven from the theories and models of behavior that
were popular at the time (Barlow, Durand, & Hofmann,
2016). The origins of planned
therapy for mental disorders likely lie within Greek culture.
Hippocrates was
among the first to view mental illness as a medical condition and
approach it without superstition (Maher & Maher, 1985). While their initial understanding of the
nature of mental illness was not always correct (e.g., believing
that hysteria affected only
women, due to a wandering
uterus), and their treatments rather unusual (e.g., bathing for
depression, blood-letting
for
psychosis), they recognized the treatment value
of encouraging and consoling words.
With the fall of the Roman Empire, the
established Greek spiritual and psychological methods virtually
disappeared. The Middle Ages in Europe brought on the belief of the
supernatural as a cause for mental illness. Mental illness was
blamed on the Devil, demonic possession, magic, and witchcraft.
Treatments were then based on the exorcism
of the evil spirit or included torture to gain confessions of
demonic possession (Kemp, 1990).
It was obvious that the mentally ill were considered threatening
and needed to be removed from society. Alongside those
interventions, some mental illnesses, such as depression or
anxiety, were recognized as illnesses and were treated with rest,
sleep, baths and potions (Kemp, 1990). During the same time period, the first
hospitals with a humanitarian motivation to treat patients with
mental illness were developed. However, in the eighteenth century
these hospitals were used to isolate the mentally ill people.
During the first half of the nineteenth
century, a strong psychological approach to mental disorders,
entitled Moral Therapy , became influential. France was first to
lead this approach by establishing a reform within mental
institutes to end the isolation of patients. Their reform included
removing restraints and treating patients as normal persons by
providing them opportunities for appropriate social and
interpersonal contact (Bockoven, 1963). This Moral therapy was primarily a social
intervention in which individuals were treated on large farm-like
hospitals where they were required to participate in the work on
the farm. The basic tenet of moral therapy was that if individuals
who are profoundly ill are treated with respect and dignity and are
required to participate in normal social activities, rather than be
imprisoned and punished, they will once again acquire the social
attributes of normal members of society (Hersen & Sledge,
2002). This approach to patients
suffering from mental illness spread to England and the U.S and
eventually led to large, state-supported public asylums. However,
the dissemination and use of moral therapy did not last long as
hospitals became too crowded to carry out this treatment.
In the second half of the nineteenth
century, new approaches to the treatment of psychopathology started
to emerge from both the biological and psychological perspectives.
Psychoanalysis can be traced back to 1880, when the Austrian
physician, Joseph Breuer, who treated “Anna O.” She coined the term
“the talking cure” to describe her
psychotherapy. One of his protégés, Sigmund Freud, decided to
continue this line of work by describing psychoanalysis as both the
science of the unconscious mind and the medical treatment of mental
disease. By the 1930s, a majority of American psychiatrists
embraced Freud’s psychoanalysis (Mitchell & Black,
2016).
The twentieth century brought on
enormous progress in the field of treatment, medically and in
psychotherapy. In the 1930s the physical interventions of electrical shock and brain surgery were often used.
Insulin was found to help with psychoses, and for a short term,
Insulin shock therapy was used (Sakel, 1958). During the 1950s, scientists developed
the first effective drugs for severe psychotic disorders, and
shortly after that, benzodiazepines were
discovered. This development in medicine coupled with the
increasing awareness of individuals’ rights in the 1960s promoted
the deinstitutionalization movement. The movement started with the
noble aim of treating and rehabilitating mentally ill patients
within the community itself to reduce human rights violations and
mitigate their suffering. As a result, more people were moved from
the asylums back into community, and thus, community mental health
centers were established (Barlow et al., 2016).
In the field of psychotherapy,
different theories, models and approaches were explored. Freud’s
original psychoanalysis theory was greatly modified and expanded
upon in a number of different directions (e.g. Anna Freud,
1937; Kohut, 1971). Many of Freud’s students rejected his
ideas and went on to new directions (e.g. Adler, 1916; Jung, 1931). A variety of new approaches were also
introduced in and after the 1950s, including behavioral (Skinner,
1953; Wolpe, 1958) and cognitive (Beck, 1964; Ellis, 1958), humanistic (Rogers, 1959), Existential (May, 1961) and gestalt therapy (Perls,
1969). Instead of only focusing
on psychotherapy for the individual, psychotherapists started to
experiment with new settings for treatment; e.g. group and family
therapy. With the advancement of science, psychotherapy evolved
into a research based practice, influenced by theories and tools
from biological, cognitive, social, neuro, and various other
perspectives.
An overview on the history of
psychotherapy reveals the progress that has been made in how we
think about people with mental disorders. Today we do not consider
the mentally ill as immoral or possessed by demons; instead we
attribute their disturbance to a complex interaction of heredity,
environmental history, personality style, and habitual ways of
thinking and behaving. In the same vain, treatments have evolved
from inhumane methods to empirically validated practices, and
research continues to emphasize the development of new treatments
that are safe and effective (Thomason, 2005).
In the following sections we will
describe the main and most common approaches to psychotherapy. For
each approach we will describe the theoretical foundation,
treatment goal and techniques, the therapist role, and its support
and critiques. We will start with a broad overview of cognitive
behavioral therapy and then will more concisely describe
psychoanalysis and psychodynamic therapy, person-centered therapy
and systemic therapy.
Traditional Cognitive Behavioral Therapy
Cognitive Behavioral Therapy (CBT)
combines elements of behavioral therapy and cognitive therapy whose
theoretical and procedural approaches are highly compatible. The
central notion of CBT is that behaviors
and emotional responses to external events and situations are not
directly caused by these events or situations per se, but by the
perceptions and interpretations of these events and situations
(Hofmann, 2014).
Theoretical Foundation
A detailed description of the
development of CBT and its theoretical models follows.
Learning principles. One important
influence of CBT comes from learning theory and behavioral models.
At its most extreme version of behaviorism, the nurture position is
the idea that nothing is predisposed and individual behavior is
shaped as a result of experiences. Even though this extreme point
of view was abandoned (Öhman & Mineka, 2001), CBT stresses the importance learning
experiences and the here and now. This implies that behaviors in
psychopathology are developed through the same laws of learning
that influence the development of all behavior.
In the 1920s Pavlov started to
research conditioning and associative
learning in dogs. In short, he posited that classical
conditioning happens when a neutral stimulus (e.g. a tone) acquires
meaning after repeatedly being paired with a stimulus that elicits
a spontaneous biological reaction (Unconditioned
stimulus—UCS/Unconditioned Reaction—UCR, e.g. food and salivation
reaction). If the association is well established, the neutral
stimulus becomes conditioned (Conditioned Stimulus—CS) and will
elicit the same biological reaction (Conditioned Reaction—CR, e.g.
salivation reflex) without the appearance of the actual cue that
originally elicited the biological reaction (the food). Building on
this basic learning idea in dogs, Pavlov was the first to link
general associative learning to psychopathology. By requiring dogs
to make difficult sensory discriminations, when the result was them
not receiving food that they were expecting, Pavlov’s dogs engaged
in new (aggressive) behaviors, like barking, agitation, biting the
equipment; Pavlov described this as ‘experimental neuroses’
(Pavlov, 1928). Around the same
time Watson and Rayner (1920)
introduced the term ‘conditioned emotional
reaction ’. They described a case of an 11-month old infant,
Albert B. (Little Albert), who arguably became the most well-known
baby in psychological science. In the first phase of the
experiment, Watson and Rayner presented a rat to the infant, and he
didn’t show any fear reaction. The rat was considered a neutral
stimulus. In a second phase of the experiment, touching the rat was
paired with a loud noise, an aversive reinforcer. After a few
pairings, Little Albert, who at first did not show any anxiety
reaction when white animals with fur were presented to him, became
upset and anxious when he was exposed to any stimulus that
resembled the rat, like a rabbit, a white beard, a dog, a fur coat,
a Santa Claus mask, etc. Watson and Rayner concluded that fear can
be learned and that conditioning plays an important role in
developing fear reactions . They also
learned that conditioned reactions can disappear if they are not
continually reinforced by the consequence, which resulted in a
process called extinction . This idea was
adopted and implemented by Mary Cover Jones to treat children with
phobia’s. Until now, almost 100 years later, these conditioning
procedures are used to study new forms of CBT treatments (Craske,
Hermans, & Vansteenwegen, 2006; Hofmann, 2008).
Apart from classical conditioning,
defined as a procedure that involves reflexive responses, Watson’s
ideas (1913) that the science of
human behavior had to be based on observable events and the
relationships among those events, influenced the work of Skinner
and colleagues. Based on Thorndike’s Law of
Effect , Skinner described the process of operant
conditioning (Hermans, Eelen, & Orlemans, 2007; Skinner, 1948). This type of learning happens when an
organism’s initially random behavior increases or decreases based
on a reward or punishment that follows the behavior. Thus,
behavior changes as a function of the
consequence of the behavior and becomes controlled by its
reinforcement. The first experiments were done with animals; for
example, a rat can learn that a light predicts food if it pushes a
lever or a dog can learn that it can escape a shock by jumping to
the other side of the cage. Skinner even made pigeons play
Ping-Pong by reinforcing successive approximations to a final set
of behaviors. Every time the pigeon moved towards the Ping-Pong
ball, he was reinforced by a food pellet, which resulted in the
ability to play Ping-Pong; this process is known as shaping .
Another type of conditioning that is relevant for the current
understanding of behavior and psychopathology is vicarious
conditioning (Bandura, Ross, & Ross,
1963). The main idea in various
conditioning is that all behavior (adaptive and non-adaptive) can
be learned by observation.
Although conditioning is incomplete in
the conceptualization of psychopathology, classical and operant
conditioning is still very relevant in behavioral assessment and
for understanding the maintenance of psychopathology. The
fundamental research of stimulus (over)generalization, modeling,
and other forms of learning, still influences the current clinical
case conceptualization and popular therapy techniques. In summary,
learning psychology substantially contributed (and still is
contributing) to the current and widely used treatments of
(cognitive) behavior therapy (Craske et al., 2006; Hofmann, 2008).
Disappointed in the outcomes of
psychoanalysis and inspired by learning psychological principles,
Wolpe (1961) created systematic
desensitization , a new technique to treat people with
anxiety. This technique was not that different from Watson and
Jones’ approach to the children that suffered from phobia’s in the
1920s, but times had changed, and the 1960s allowed more room for
new therapy approaches besides psychoanalysis. With the founding
father, Wolpe, as their supervisor, Rachman and Eysenck
disseminated the new therapy approach in the United States and
United Kingdom, respectively (Eelen & Vervliet, 2006; Eysenck & Rachman, 1965; Rachman, 1967).
Behavior therapy is often misperceived
as a set of techniques that therapists apply to reduce symptoms
without any knowledge of the problems that a client is presenting.
This interpretation is vastly incorrect; behavior therapy is
influenced by the empirical tradition and uses the empirical cycle
to approach a client’s problem: collecting information, making
(behavioral) assessments, creating hypotheses, applying therapy
techniques, and evaluating the results of treatment followed by a
feedback loop in case the results are not as expected (Hermans et
al., 2007). So, before applying
behavior therapeutic techniques, a behavior therapist starts with a
thorough behavioral assessment in order
to make a case conceptualization and a functional analysis. The
analysis entails the following questions: what is the problematic
behavior, what maintains the problematic behavior, what is the
frequency of the behavior, and in what contexts does the behavior
appear or disappear. Attention is focused on the learning history
using (semi)structured interviews and objective behavioral
measures. Clients are asked to monitor their problematic behaviors,
their antecedents and consequences. Nowadays there is more of an
integration of cognitions in functional analysis, but behavior
therapists initially only made the distinction between the stimulus
(what triggers the behavior), the organism (reactions that are
triggered in the organism, like emotions, cognitions or
physiological sensations), the response (the overt behavior) and
the consequence of the behavior (different types of reinforcement).
The functional analysis investigates how the function of a behavior
serves the person. For example, if someone takes the stairs instead
of going into an elevator, it is possible that this person is
apprehensive to be stuck in an enclosed place, but it is also
possible that this person wants to be healthy and exercise more. In
the first case, it would be appropriate to teach the person to
respond differently to the anxiety for enclosed places; in the
latter case, it is likely healthy behavior that a therapist wants
to encourage. Therefore, it is important to identify the different
functions of a particular behavior as it defines the techniques
that will be applied in further treatment. In behavior therapy
, evaluation of the therapy outcome is
important. The thorough assessments prior to the start of therapy
are typically used to create a baseline measurement to evaluate the
results of therapy at a later stage or at the end of therapy; this
data can show if a client made progress or not.
Cognitive influence. In the 1950s–1960s
behavior therapy achieved the status of a major treatment beside
the preceding psychoanalysis and Rogers’ humanistic person-centered
therapy (Eelen & Vervliet, 2006). In the meantime, cognitive psychology
, with its computer analogies and
information processing language, was beginning to influence the
field of clinical psychology. From their perspective, behaviorism
was too strict. The role of thought processes and mental constructs
became appealing for the scientific world, and was soon welcomed as
a tool for behavior therapists to work with appraisals, beliefs and
attributions that clients presented in therapy. Cognitions were
perceived as mediators between contexts and behaviors.
Independently from each other, Ellis (1973) with his Rational
Emotive Therapy and Beck (1976) with his cognitive therapy for depression , made the distinction between an
Activation event (A), that activates the individual Belief System
(B) and results in an (emotional) consequence (C). The basic notion
of cognitive therapy is that the cognitive interpretation of a
certain event influences emotions and behaviors in reaction to that
event, but does not influence the situation itself (Beck,
1995; Hofmann 2016a, 2016b;
Hofmann, Asmundson, & Beck, 2013). Cognitive therapists assume that personal
schemas (based on their learning history) are underlying constructs
that influence how people perceive themselves and the world. Based
on these schemata or core beliefs, people have all kinds of
automatic (irrational) thoughts in specific situations, which often
confirm their underlying schema (Beck, 1995). For example: if a group of peers
continues to talk with each other when a person with social anxiety
enters a room, it is likely that this person interprets this
behavior of the group (not talking to him) as a confirmation that
those people are not interested in him. He would likely draw the
conclusion that this is as a sign that he is boring, and therefore,
that people are not interested in conversing him. Cognitive
therapists use techniques like Socratic
dialogue and behavioral exercises to identify thought distortions
and to change thought processes because they assume that changing
the irrationality of these thoughts will change the emotional
responses as a result. Certain sets of self-defeating thoughts were
identified for particular disorders; this has been called the
cognitive specificity hypothesis and helps in conceptualizing
specific disorders and their treatments (Beck, 1976; Hofmann et al., 2013). Later in this chapter we will expand on
the therapy technique of cognitive restructuring.
More recently an interesting
contribution was made from the theoretical models of cognitive
psychology. Unconscious cognitive processes like attentional bias,
priming and subliminal perception can be used to measure implicit
attitudes (De Houwer, Teige-Mocigemba, Spruyt, & Moors,
2009). The advantage of these
measures is that researchers do not have to rely on introspection;
people are not asked what they think or feel, rather people’s
cognitive processes can be measured via behavioral responses on
particular tasks. A common example is the emotional Stroop task (Gotlib & McCann,
1984), which is simply an
adaptation of the original Stroop task (1935). In the emotional
version, the words that are presented are not colors, but are
emotionally relevant words. The idea behind this task is that
people process emotional relevant words slower, and therefore, show
a longer reaction time. This fundamental research has become very
popular and shows continued promise as it provides knowledge about
cognitive mechanisms that may underlie behaviors and, therefore,
may influence future psychotherapies.
Over the years the distinction between
behavior therapy and cognitive therapy has faded. CBT is the most
extensively researched form of psychotherapy (Hofmann, 2014;
Hofmann, Asnaani, Vonk, Sawyer, & Fang, 2012). This empirically supported therapy
approach is systematic and goal-oriented. The focus of the
intervention lies on current problems and what maintains the
symptoms, rather than on the original cause and onset. The majority
of the CBTs are described in manuals designed around specific
DSM diagnoses (for examples, see Safren,
Sprich, Perlman, & Otto, 2005; Barlow & Craske, 2006; Hofmann & Otto, 2008; Gilson, Freeman, Yates, & Morgillo
Freeman, 2009; Hope, Heimberg,
& Turk, 2010). These manuals
provide detailed descriptions about specific disorders, often
including an empirical model for case conceptualization and
accompanying assessment tools. There is also a detailed description
of prescribed interventions and how they have to be conducted in an
effective treatment. The treatments are short-term by definition
and include a limited number of sessions.
CBT is a problem-oriented approach
that aims to alleviate symptoms of psychopathology leading to an
improvement in behavioral functioning or a total remission of a
psychiatric disorder (Hofmann et al., 2012). The focus lies on problematic behaviors,
maladaptive cognitions, and accompanying emotions. More so,
goalsetting is an important part of the therapy process (Beck,
1995). In the beginning of
therapy, the client and the therapist discuss the client’s goals
and expectations, delineating concrete observable outcomes that
indicate the attainment of each goal. Based on these goals and
expectations, a therapy plan is developed and presented to the
client.
In CBT, the therapist and the client
collaborate together in a transparent way (Hermans et al.,
2007). The therapist is viewed as
an expert in the therapy techniques and the psychopathology or
maladaptive behavior and the client is viewed as an expert in their
own life and problem presentation. The salience of this
collaborative relation is highlighted in the ongoing monitoring of
thoughts, behaviors etc., that clients are asked to do (through
homework assignments and exercises in session) and the active role
that clients take on during therapy sessions. The CBT therapist
plays an educational role as a skill
trainer, who can be directive and confronting, but also supportive
and empathetic (Kramer, Bernstein, & Phares, 2009). The therapeutic relation is used to
create an environment where a client can learn to respond
differently to an emotional state in order to decrease problematic
symptomatology. Additionally, in newer applications of CBT, like
online therapy programs or psycho-educational courses, there is
minimal use of the therapeutic relationship.
Techniques
The following sections aim to describe
the therapy techniques that were developed in both behavioral and
cognitive therapies because they are often combined and
incorporated in CBT together. This is not an all-inclusive list,
but an overview of the most commonly used therapy techniques in CBT
today.
Psycho-education . Cognitive-behavioral therapy usually
begins with psycho-education. The main goal of this session is to
inform the client about the diagnosis and its cognitive behavioral
conceptualization. By providing this information, the therapist
aims to increase the client’s understanding of the presenting
problems in order to increase acceptation (White, 2000). Ideally psycho-education happens in an
interactive dialogue with the client; it encourages the client and
therapist to reach a mutual understanding of the presenting
problems and devise a treatment plan accordingly. This process also
typically increases the client’s therapy adherence.
Three
component model. One of the main CBT tools used to break
down a patient’s emotional experience is the three-component model , which consists of
cognitions, behaviors, and physical sensations/feelings (Barlow et
al., 2011). The cognitive component
represents the thoughts an individual has in response to a
particular emotion, e.g. anxiety. In psychopathology, these
thoughts are often automatic, distorted and negative. The
behavioral component is a description of what a person does (or has
the urge to do) when responding to an emotional state. These
behaviors are also defined as emotion driven behaviors. The
physical component describes the way the body reacts in response to
the emotional state. For example, an emotional experience of a
person suffering from panic disorder can present as follows:
experiencing physical feelings like heart pounding, sweating, and
shortness of breath that are accompanied by the thoughts, “If this
gets worse I will die of a heart attack, I can’t handle this!” A
behavioral response to said panic symptoms could then be:
refraining from drinking coffee or physical exercise. The three-component model is interactive with each
component impacting the other two. There is often a negative
influence of one component on another and individuals can get stuck
in a vicious cycle of negativity and/or self-destruction. For
example, in the panic disorder case, avoidance of exercising
(behavior) associates exercising with the thought (cognitive):
“Exercising is dangerous; a raise of my heart beat is dangerous”,
which will increase the anxiety and the accompanying physical
sensations, like heart pounding and shortness of breath. In this
case, the person with panic disorder can be stuck in high anxiety
and high avoidance behavior that maintains and often intensifies
the panic disorder (Barlow & Craske, 2006). There are variations of this model; for
example, some CBT therapists use the
distinction proposed by cognitive psychologists and break the
client’s experiences up into situations, thoughts, emotions and
behaviors (Beck, 2005; Hofmann,
2011; Hofmann et al.,
2013).
Cognitive restructuring
. To understand why
cognitive restructuring is a helpful
therapy technique, clients must understand the basic assumption
that the situation in which we find ourselves does not determine
our emotional state, but rather that our thoughts are responsible
for our perceived emotional state (Beck, 2005). Thoughts are very influential on the
client’s mood, behavior and physical feelings. Thoughts happen
automatically and, in people with psychopathology, are often
distorted, negative, and internalized (Beck, 1967; Hofmann, 2011, 2014). This results in a cascade of
maladaptive behavior and negative emotions that reinforces the
negative thought process. Cognitive restructuring involves treating
thoughts as hypotheses, rather than truths. It aims to challenge
clients’ thoughts in order to change the emotional state and
motivate engagement in behavioral experiments. To identify
maladaptive cognitions, therapists encourage clients to use
monitoring forms where they can recognize and record their
distorted thoughts, behaviors, and emotions during particular
situations (Buhrman, Fältenhag, Ström, & Andersson,
2004; Mattila et al.,
2010). Based on the data from
these monitoring forms, the client’s maladaptive thought patterns
can be identified and addressed in therapy.
Restructuring is ideally done in a Socratic dialogue so that clients discover for themselves that
their thinking is irrational or distorted, and that in-turn, their
thinking affects how they behave in certain situations. After
identifying concrete negative thoughts in an objective situation,
the therapist challenges the distorted beliefs by questioning the
thoughts: e.g. ‘Is this thought true?’, ‘What is actually the worst
that can happen?’, ‘If the worst consequence were to happen, would
you be able to cope with it?’, ‘Do you have evidence for that?’…
Being asked these questions, in a non-judgmental and gentle manner,
helps the client adopt a more rational view of the situation and
identify conflicting and supporting evidence of their particular
assumptions. Through hypothesis testing, cognitive restructuring
aims to modify the client’s behavior and lets them experience a
more realistic perspective about the targeted situation. There are
other cognitive techniques with the same objective: listing pros
versus cons, creating downward arrows, pie charts and so forth
(Dattilio, 2000; O’Donohue &
Fisher, 2009). Using these
cognitive restructuring techniques in concrete situations helps the
clients generalize their conclusions to a broader perspective about
the world. Different ways that thoughts can be distorted are
outlined in a list of thinking traps such as: catastrophizing,
probability overestimation, jumping to conclusions, and
mindreading. For a more in-depth list of thinking traps, refer to
the work of Greenberger and Padesky (1995). The aim of identifying these patterns of
distorted thinking is to automatize a more adaptive way of
thinking.
Behavioral experiments and exposure with
response prevention. Following cognitive restructuring
(or independent from it), it is useful
for clients to test their hypothesis by engaging in behavioral
experiments, i.e. new behavior. Behavioral experiments provide the
opportunity to examine the validity of their assumptions and engage
in adaptive coping strategies. For example, a person that never
expresses his opinion because he is concerned that people will not
listen to him is encouraged to share his opinion and observe what
happens. Designing behavioral experiments is an idiosyncratic
process and needs to be taken with careful consideration (Barlow,
2008; Hofmann & Reinecke,
2010; Vorstenbosch, Newman, &
Anthony, 2014).
Behavioral experiments often mean
exposing oneself to a feared or highly uncomfortable situation. It
is mostly used in the context of anxiety disorders, but in the
modern CBT, it has been applied in broader contexts, e.g.
experiencing emotions for people with experiential avoidance
behavior (Craske & Barlow, 2008), as behavioral activation in depression
(Dimidjian, Barrera, Martell, Muñoz, & Lewinsohn,
2011; Lejuez, Hopko, & Hopko,
2001), as cue exposure in
addictive behavior (Drummond, Tiffany, Glautier, & Remington,
1995), or even as exposure to cues
of a deceased loved one in therapies for complicated grief (Bryant
et al., 2014). In short, exposure
as a therapy technique for anxiety disorders means confronting
clients with a feared stimulus (e.g. situation, image, activity,
sensations, etc.) in order to learn that their feared outcome does
not happen (no harm) (Craske, Treanor, Conway, Zbozinek, &
Vervliet, 2014) and that their
fear declines as they stay in the situation without attempting to
decrease the threat (Foa & Kozak, 1986). Exposure can be conducted in vivo (in the
feared situation itself) or imaginal (in client’s imagination). For
example, a useful in vivo exposure exercise for a client with
social anxiety disorder, who is very apprehensive about being
judged by others, could be giving a public speech for a large
audience. Another example of exposure could be doing a
hyperventilation provocation for a client with panic disorder who
is afraid of internal sensations like dizziness or shortness of
breath. For people with PTSD, a combination of imaginal exposure
(reliving the trauma memory) and in vivo exposure (e.g. revisiting
the place where the trauma took place) is indicated (Foa &
Rothbaum, 1998). An adequate
amount of time in the feared situation is vital so that the client
can reach the conclusion that what they expect to happen, in fact
does not happen. Starting exposure with
the client’s most feared situation, or alternatively, gradually
building upon a hierarchy of feared situations does not impact the
outcome of the exposures as long as the exercises are conducted
systematically and repeatedly (Craske et al., 2014). Moreover, in some situations, it is less
useful to conduct exposures gradually; for example, for people with
the fear of flying, one either gets on the plane or does not. Once
one is aboard the plane, it is very difficult to get off. This type
of exposure is called flooding and can be equally as
effective as gradual exposure.
Avoidance behavior is the central
target of exposure exercises. Therefore, it is important to include
response prevention in conducting exposure exercises. If people
engage in exposure to a threat, they should not be able to escape
the threat or engage in safety behaviors. The underlying assumption
is that escaping or avoiding the threat maintains the anxiety (or
maladaptive behavior patterns) (Hofmann & Otto, 2008). Therefore, clients must refrain from all
behavior aimed at decreasing the feeling of anxiety or escaping the
perceived threat. For example, the person with social anxiety
disorder who gives a public speech as an exposure exercise must
focus on looking at the audience if looking away makes them feel
safer. Similarly, for the person that suffers from panic disorder,
it is important to do the hyperventilation provocation without
carrying anxiety reducing medication or water. Exposure exercises
are designed to give clients the
opportunity to learn that they are still able to function despite
their anxiety, that their fear is often not as bad as they expect,
and that they can tolerate the discomfort elicited by the exposure
exercise (Craske et al., 2014).
Contingency management. Contingency
management is
a therapy technique based on operant conditioning. It is used to
change maladaptive behavior into desired behavior. Through this
technique, adaptive behavior is rewarded and maladaptive behavior
is punished (punishments are nowadays less used as positive
punishment, e.g. not slapping a child, but rather taking away
privileges). Tokens are often used as symbols that can be exchanged
for real reinforces. This form of behavioral analysis aims to
change behavior; the challenge of the analysis is to target the
correct behavior and to find the most effective reinforcement and
punishment. It is commonly used and shown to be effective in
treating children with behavioral problems, like ADHD (Dovis, Van
der Oord, Wiers, & Prins, 2012) and addictive behaviors (Schumacher et
al., 2007). Stimulus control
techniques are also necessary to reinforce adaptive behavior in the
appropriate context. For example, a child with ADHD has to learn to
sit still in class, but can play loudly at the playground to
release energy. In a contingency management program, sitting still
in class will be reinforced in class, but not at the playground.
Certain behavior (sitting still) becomes controlled by a certain
stimulus (class context), but is not by another stimulus
(playground context). Operant conditioning techniques like shaping
(as described above, behavior tendencies reinforced until the goal
behavior is achieved) and time-out (removing a child from a desired
environment as a punishment) are useful contingency management
techniques to
change behavior.
Problem-solving. Problem-solving
is another
important skill that is addressed in CBT protocols (Beck, Rush,
Shaw, & Emery, 1979; Leahy,
Holland, & McGinn, 2012;
Nezu, Nezu, & D’Zurilla, 2014). D’Zurilla and Nezu (2010) define problem solving as a self-directed
cognitive behavioral process by which a person (or a group of
people) attempts to identify or discover effective solutions for
specific problems in their everyday life. Although its origins are
in behavior modification, the cognitive tradition broadened the
scope of its application. Cognitions are used to facilitate
feelings of self-control in clients and maximize the generalization
and maintenance of behavioral change. When under distress, whether
due to anxiety or depression, one’s attention narrows due to a more
limited cognitive processing capacity. Therefore, it is very useful
to help clients find possible solutions for their problems
(Bilsker, Anderson, Samra, Goldner, & Streiner, 2009). Problem solving therapies exist in
different forms and are applied to many areas of psychopathology,
like depression (Nezu, Nezu, & Perri, 1989), anxiety (Ladouceur, Blais, Freeston,
& Dugas, 1998), internalizing
and externalizing problems (Kazdin, Esveldt-Dawson, French, &
Unis, 1987), etc. By definition,
problem solving starts by identifying the formulation of the
problem, coming up with alternative solutions, and then
generalizing the solutions. Coming up with alternative solutions
involves a phase of brainstorming possible solutions and their
respective consequences. When a list of all possible solutions has
been generated, clients are then encouraged to make a decision and
select their solution. The final step is implementing and verifying
the solution. Clients are encouraged to observe and evaluate the
outcome of their selected solution. It is noteworthy to understand
that problem-solving coping is helpful for clients with solvable
problems (for example if the problem can be solved by changing
one’s behavior or when a person has an influence on the situation).
In situations with unsolvable problems that may be ambiguous or
uncontrollable (e.g. death of a loved one, chronic pain, etc.),
focusing more on emotion regulation and relaxation is a more effective
approach (Livneh & Antonak, 1997).
Relaxation. Relaxation techniques
, like
Progressive Muscle Relaxation (PMR) , are
useful tools to reduce distress and arousal in the body (Barlow,
2008; Day, Eyer, & Thorn,
2014). PMR is the most commonly
used technique in CBT manuals. It was created by Jacobson in 1934
and then later adapted by Bernstein and Brokovec to fit Cognitive
Behavioral Stress Management (Bernstein & Borkovec,
1973). PMR involves tensing and
relaxing various muscle groups, one at a time. Experiencing the
difference between tension and relaxation alters the perception of
relaxation. There is a sequence of steps (with a number of muscle
groups addressed) that must be followed in a specific order to
obtain full body relaxation. The end phase of PMR is a conditioned
cue (i.e. ‘relax’), which can direct people to relax in just a few
moments without tensing the muscles in advance. Relaxation is a
skill that needs to be practiced before it becomes automatic, so it
can be applied to stressful situations.
Homework practice. The systematic
practice of a client’s acquired CBT
skills and techniques in between sessions (at “home”) is a vital
part of effective CBT. By engaging in homework assignments, a
client can practice his or her learned skills in daily life and
become their own therapist. It encourages clients to generalize the
skills from a therapy context to reality; this is a crucial
determinant of their long-term emotional health. Individuals who
complete the assigned homework have
significantly better outcomes than those who fail to do the
homework (Kazantzis, Deane, & Ronan, 2000) or that only focuses on work during
sessions (Beutler et al., 2004).
Moreover, the more homework that is completed, the better the
therapy outcomes (Burns & Spangler, 2000).
Contemporary CBT
During the last three decades,
psychologists have been developing a number of therapies that
differ from the traditional CBT described above. Some authors have
called this collection of therapies “the third-generation CBT”, or
“the third wave” (Hayes, 2004;
Öst, 2008). The “first wave” is
considered to be behavior therapy developed in reaction to the
1920s unscientific therapy techniques. The first wave’s behavior
therapy is characterized by scientifically applied techniques based
on learning psychology, with a focus on changing behavior and
emotions. The “second wave” (1970–1980) is understood as the
addition of cognitions, which shifted the focus from solely
behaviors to altering thoughts in order to change problematic
behavior. Finally, the third-generation CBT therapies are
characterized by several common components: the focus on
mindfulness (being in the present moment), acceptance or
acknowledgement of inner sensations, behavior change motivated by
the focus on client’s values and life goals, interpersonal
relationships, etc. (Öst, 2008).
In summary, the third wave seems to broaden the attention to
psychological, contextual and experiential areas. However, it has
been argued that the so-called third wave is not that different
from traditional CBT (Hofmann & Asmundson, 2008). In the following section, we describe
three examples of therapies developed in this new generation of
CBT.
Mindfulness-Based Therapy
Mindfulness is a mental state
achieved by focusing one’s awareness on the present moment,
acknowledging one’s feelings, thoughts, and bodily sensations,
while encouraging openness, curiosity, and acceptance (Bishop et
al., 2004; Kabat-Zinn,
2003; Melbourne Academic
Mindfulness Interest Group, 2006). Mindfulness differs from traditional
CBT in that it does not aim to change thoughts, but encourages
clients to perceive thoughts as just thoughts. Therefore, it is not
necessary to dig deeper into the content of these creations of the
mind, nor to challenge them. Mindfulness originates from Eastern
traditions and has been practiced for thousands of years.
Mindfulness-Based Therapies (MBTs) integrate the essence of
traditional mindfulness practices with contemporary psychological
practices in order to improve psychological functioning and
wellbeing (Gu, Strauss, Bond, & Cavanagh, 2015). Mindfulness-based stress reduction (MBSR;
Kabat-Zinn, 1982) and
mindfulness-based cognitive therapy (MBCT; Segal, Williams &
Teasdale 2012; 2013) are the most scientifically evaluated
and implemented MBTs.
At its core, mindfulness practice
assumes that intentional awareness of moment-to-moment cognitive
experiences and automatic cognitive processing cannot occur
simultaneously. Thus, when practicing mindfulness and experiencing
the present moment non-judgmentally and openly, it is more
difficult to be affected by stressors or engage in repetitive
negative thinking such as worries and ruminations. For example, if
a person with depressive thoughts observes his thoughts and
sensations in a non-judgemental way, he will not engage in a
rumination process about what he could have done differently (and
better) in life and then judge himself for any perceived
shortcomings. Mindfulness practice is about the willingness to
observe inner sensations, acknowledge and return, over and over
again, refusing to be led by the mind into the past or the future,
always coming back to the immediacy of what is actually being
experienced. This mindset aims to increase consciousness and
awareness in order to detach from maladaptive cognitive patterns,
shift to a more functional model of thinking, improve problem
solving, and reach inner peace, harmony, and quality of life.
During treatment, clients learn to internalize and develop their
own mindfulness practice and discover how to adapt and
incorporate learned exercises in ways that best fit personal
preferences and needs (Twohig, Widneck, & Crosby,
2013).
Acceptance and Commitment Therapy
Acceptance and Commitment Therapy
(ACT) emerged
from behavior therapy and was developed by Steven Hayes (Hayes,
Luoma, Bond, Masuda, & Lillis, 2006; Hayes, Pistorello, & Levin,
2012; Hayes & Wilson,
1994). With Relational Frame
Theory (RFT) as its theoretical background (Hayes, Strosahl, &
Wilson, 1999), ACT highlights the
ways that language (represented through thoughts) traps clients
into attempts to wage war against their internal lives. Thus, the
goal of ACT is to help clients consistently choose to pursue their
values in the presence of difficult or disruptive “private”
(cognitive or psychological) events. ACT uses acceptance and
mindfulness strategies to promote behavior change compatible with
personal values and to increase psychological flexibility. Hayes
and colleagues define a person’s psychological flexibility as their
ability to make contact with inner experience in the present moment
and, given the possibilities involved in that particular moment,
engage in value based and goal oriented behavior. Unlike
traditional CBT, ACT does not aim to identify and correct
cognitive distortions or regulate physiological sensations. It uses
an acceptance-based approach to deal with inner sensations: using
techniques like mindfulness (being present), cognitive defusion,
and self-as-context where inner sensations happen (instead of
fusing with them). Metaphors are often used to present these
techniques. Commitment to value based action is important in the
pursuit of a person’s life goals and results often in
skill-development, goal-setting, exposures etc. (Hayes et al.,
1999).
Dialectical Behavioral Therapy
Originally Dialectical Behavior
Therapy (DBT) was developed by
Linehan (Linehan, Heard, & Armstrong, 1993) for borderline personality disorders,
especially for people with high suicidality. This approach is the
gold standard for borderline personality disorder and has been
shown to be effective for substance abuse (Dimeff & Linehan,
2008), eating disorders (Safer,
Robinson, & Jo, 2010), ADHD
(Hirvikoski et al., 2011; Fleming,
McMahon, Moran, Peterson, & Dreesen, 2015), depression (Harley, Sprich, Safren,
Jacobo, & Fava, 2008; Lynch,
Morse, Mendelson, & Robins, 2003), and childhood abuse with trauma and
depression (Bradley & Follingstad, 2001). DBT is a skill-based treatment that aims
to help people with dysregulated emotions to become more
comfortable with their daily emotional, cognitive, behavioral and
interpersonal patterns. The core of the treatment is the
dialectical approach (two concepts that seem to be opposite are
ultimately connected and can co-exist at the same time). The
overarching dialectical dimension takes into consideration
acceptance in one way and change in another. Clients are encouraged
to accept who they are and their current situation, but in the
meantime, understand that change is necessary. Other dialectical
strategies represent this overall dialect: problem solving versus
validation as core strategy; irreverent versus reciprocal as
communication style; consultation-to-the-patient versus
environmental intervention for case management and interaction
style; and integration strategies like dealing with therapy
disruptive behavior, suicidal behaviors, ruptures in the
therapeutic relationship, and ancillary treatments. The DBT
skill training
is divided into modules to increase flexibility: mindfulness and
distress tolerance are the acceptance based modules; interpersonal
effectiveness and emotion regulation are the change based
modules.
Support and Critics
People who seek therapy often have a specific desire to reduce their
symptomatology; CBT is a highly attractive method because it is
goal oriented and aimed at reducing problematic symptoms. Moreover,
because of its skill training approach, CBT can be adapted into
different forms and applied to a variety of populations. CBT is
also relatively brief and therefore cost-effective for the average
consumer. CBT is the most researched form of therapy, and has been
shown to be highly effective. There is a consistent finding that
CBT is equally or more effective than other forms of treatment,
including medication and other therapies (Butler, Chapman, Forman,
& Beck, 2006; Hofmann et al.,
2012).
Alongside this great support, some
critics argue that the data about the long-term effects of CBT in
comparison to other therapy forms are inconsistent (DeRubeis &
Crits-Christoph, 1998). In
addition, others claim that since the goal of CBT is symptom relief, it ignores other important
components of psychotherapy, such as enhanced insight, improved
object relations, or increased self-awareness. Moreover,
psychoanalytic critics state that cognitive restructuring only
replaces old defenses with intellectualization and rationalization
defenses, without dealing with the real conflict that underlies the
symptoms (Prochaska & Norcross, 2014). These issues are effectively addressed
in future developments of CBT, which focus on therapeutic processes
of treatments rather than medically-defined disorders (Hayes &
Hofmann, 2017).
Psychoanalysis and Psychodynamic Therapy
Psychoanalysis was made famous in the
early twentieth century by one of the best-known clinicians of all
time, Sigmund Freud. Psychoanalysis is a theory and a method for
understanding the development and function of human psychology and
emotions (Hersen & Sledge, 2002). Psychoanalysis therapy was the first
systematically designed and organized talk
therapy for mental disorders. This approach stresses that
mental health problems come from unconscious conflicts, desires and
psychological defenses against anxiety. Early childhood experiences
are highlighted in determining mental health in later life. Freud
initially suggested that mental health problems arose from efforts
to push inappropriate sexual urges out of conscious awareness
(Freud & Breuer, 1895). Later,
Freud more generally suggested that psychiatric problems were the
result of tension between different parts of the mind. Freud
believed that bringing unconscious conflicts into conscious
awareness would relieve the stress of the conflict by reducing
defensive mechanisms, and help the client to develop insight into
the behavior related to the symptoms (Freud, 1920).
Theoretical Foundation
Freud presented his psychoanalytic
theory of personality through different models that aim to explain
how the mind is structured (topographic model) and functions
(structural model). He argued that human behavior is the result of
the interactions among three component of the mind: the id, ego,
and super ego, and that it is influenced by unconscious
psychological conflicts between those components. Dynamic
interactions among these fundamental parts of the mind are thought
to progress through five distinct psychosexual stages of
development (psychosexual model).
The
topographic model .
In this model Freud described the mind’s structure by dividing it
into three conscious levels. The consciousness is on the surface
and consists of thoughts that are the focus of the attention in a
current moment. Then the preconscious consists of all which can be
retrieved from memory and accessed by shifting our attention. The
third and most significant region is the unconscious; here lies the
processes that are the cause of most behavior, including wishes and
impulses that do not enter the consciousness. The unconscious
cannot be experienced without the use of special therapy
techniques. Freud struggled to find a method that would dismantle
or dissolve the defenses rather than temporarily lull them, as he
believed hypnosis did. Around the turn of the century, he settled
on the method of free association, which became the backbone of
psychoanalytic technique and will be explained below (Mitchell
& Black, 2016).
The
structural model .
According to Freud, the mind has three major parts of functioning:
the id, ego and superego. The id operates at an unconscious level
according to the pleasure principle and is the source of the sexual
and aggressive drives. These two basic drives of the id are
continually working in opposite directions. Eros, or life instinct
(libido), helps the individual with survival needs; it directs
life-sustaining activities such as respiration, eating and sex. In
contrast, Thanatos or death instinct, is viewed as a set of
destructive forces present in all human beings. When Thanatos
is directed
outwards onto others, it is expressed as aggression and violence.
Finally, the id processes information through the primary process.
This process is the unconscious thinking of the id, that strives
for a discharge of energy and focus on immediate gratification of
instinctual demands and drives. Primary process uses symbols and
metaphor, disregards logic, and manifest itself mainly during
dreaming, in patients in psychotic states, and in young children
(Freud, 1921).
Counterbalancing the id is the
superego: the mental agency that incorporates norms from one’s
parents, family and culture. It develops during early childhood
(when the child identifies with the same sex parent) and is
responsible for ensuring moral standards of an individual. The
superego operates on the morality principle and motivates us to
behave in a socially responsible and acceptable manner. The
superego also contains the ego ideal, or how one would ultimately
like to be. The id and superego are usually in conflict: the id
wants to release its urges and drives, while the superego aims to
inhibit these drives to direct behavior in a socially appropriate
way.
The ego assumes the role of mediating the conflict
between the id and the superego. The ego develops from the id
during infancy. The ego’s goal is to satisfy the demands of the id
in a safe and socially acceptable way. In contrast to the id, the
ego follows the reality principle as it operates in both the
conscious and unconscious mind.
The basic conflict of all human
existence is that each element of the psychic apparatus makes
demands upon us that are incompatible with the other two. Thus,
inner conflict is inevitable and is the source for anxiety or
neuroses, which are functional mental disorders. The ego deals with
this anxiety
by adopting defense mechanisms that keep anxiety away from
awareness, which sometimes interferes with functioning. For
example, using sublimation can help in transferring unacceptable
impulses into socially acceptable expression, but using denial
might distort reality (Kramer, Bernstein, & Phares,
2014; Mitchell & Black,
2016).
The
psychosexual stages. Freud believed that children are born
with a libido—a sexual (pleasure) urge. There are a number of
stages of childhood, during which the child seeks pleasure from a
different ‘object’. The stages—oral, anal, phallic, latency, and
genital—represent distinctive patterns of gratifying the basic
needs and satisfying the drive for physical pleasure. Freud
proposed that if the child experienced sexual frustration in relation to any
psychosexual developmental stage, he or she would experience
fixation that would create symptoms of anxiety and persist into
adulthood as neurosis (Kramer et al., 2014).
Techniques
According to Freud, when clients
understand the real, and often unconscious, reasons they act in
maladaptive ways, they will no longer have to continue behaving in
such ways. This understanding is accomplished by recognizing one’s
inner wishes and conflicts as well as the systematic tracing of how
unconscious factors have determined past and present behaviors and
affected relations with other people (Freud, 1890, 1910).
Thus, the main goals of psychoanalysis therapy are: (1)
Intellectual and emotional insight into the underlying causes of
the client’s problems; (2) Working through or fully exploring the
implications of those insights; (3) Strengthening the ego’s control
over the id and the superego. Taken together, the ultimate goal is
to reconstruct the client’s personality (Freud, 1919). Reaching these goals takes a lot of time.
In the traditional psychoanalytic therapy, clients have 3–5
sessions per week lasting over several years. Thus, the therapy
process is very expensive.
In traditional psychoanalysis the
therapist is distanced from the client, both physically (e.g.
sitting behind the sofa where the client is laying) and
interpersonally (e.g. reveling only little about themselves). In
more recent variations of this therapy, the therapist and client
sit face to face, but the therapist still remains neutral, like a
“blank screen”, so the client can project their unconscious
attributes and motives onto the therapist. Therapists build the
relationship with the clients through empathic responses using
reflection of their comments; they use questions and encourage the
client to deeply explore his emotions and perceptions (Kramer et
al., 2014). Many techniques in
psychoanalytic therapy are designed to reveal the nature of
unconscious mental processes and conflicts through catharsis and
insights.
Free
association .
In this technique clients are asked to say everything that comes to
their mind without censoring to meet social norms. The aim of free
association is to help patients recover memories and reveal
intrapsychic materials that may be repressed because it is too
threatening to bring into consciousness. The therapist’s task is to
make sense of the emerging pieces that come from the unconscious
mind and interpret it for the client (Ursano, Sonnenberg, &
Lazar, 2004).
Analysis of transference and
countertransference .
According to Freud (1912),
transference reactions are distortions in the client’s reactions to
the therapist. The client brings an unconsciously maladaptive
pattern of relating into therapy, which originate from meaningful
figures in his or her life, such as parents. These pervasive and
maladaptive patterns determine the way the clients react in other
relationships, including their relationship with the therapist. The
treatment is designed to reveal and analyze those reactions and
eventually change them. Countertransference is a phenomenon in
which the therapists project some of their own personal issues and
feelings onto the patient. Therapists learn how to deal with those
emotions during their training.
Analytic interpretation. One of the
main techniques in psychoanalysis
therapy is suggesting connections between current experience and
historically based conflicts to the client. Interpretation is a way
of pointing out how the past intrudes on the present.
Interpretations can occur during the transference process, through
resistance the client might have or feel in session, or through
every day behaviors or dreams.
Analysis of dreams. Psychoanalysis
views dreams as a way to disclose the unconcise ideas and impulses
. According to Freud (1900), the content of one’s dreams is a symbol
of something else, and for each person it can symbolize different
impulses or emotions. The patient’s dreams may also be considered,
as well as his or her ability to think about dreams, as a vehicle
for understanding how his or her mind works (Ursano et al.,
2004).
Psychodynamic Therapy
Psychoanalysis is still practiced
today, but many theorists have advocated changes in Freudian
psychoanalysis to employ a related set of new approaches referred
to as psychodynamic psychotherapy. The essence of psychodynamic
therapy is exploring those aspects of self that are not fully known
or understood, especially as they are manifested and potentially
influenced in the therapeutic relationship. Conflicts and
unconscious processes are still emphasized in each of the
psychodynamic methods with efforts made to identify defense
mechanisms and hidden emotions, consistent with psychoanalysis
therapy. However, psychodynamic therapists use an eclectic mixture
of tactics, with a more social and interpersonal focus, that
provides more flexibility between interpreting and delivering
empathy and emotional support. They involve less emphasis on sexual
and aggressive id-impulses, and give more attention to adaptive
functioning of the ego and to close relationships. The focus is
more on current experience than on childhood and past experiences
(Lewis, Dennerstein, & Gibbs, 2008).
Psychodynamic therapy involves less
frequent meetings and may be considerably briefer than
psychoanalysis proper. Session frequency is typically once or twice
per week, and the treatment may be either time limited or open
ended. In the late 1970s, short-term
psychodynamic approaches were developed (Malan, 1980; Sifneos, 1979; for more details, see Coren,
2001). These approaches were
defined as an explicitly time-limited and focused therapy that
works by making people aware of emotions, thoughts and problems
with communication/relationships that are related to past and
recent trauma (Lewis et al., 2008). Short-term psychodynamic psychotherapy
proved to be an effective treatment in some psychiatric disorders
(e.g. panic disorder), but less in others (e.g. eating disorders).
Larger studies of higher quality and with specific diagnoses are
warranted.
The psychodynamic approaches that
emerged from psychoanalysis range from minor modifications to
comprehensive denunciation of certain fundamental principles of the
original theory.
Analytical psychology . Emphasizes the
importance of the individual psyche and the personal quest for
wholeness. Introduced the concept of the collective unconscious
that is stored deep in individual memories and passed down from
generation to generation (Jung, 1931).
Individual Psychology. Focuses on the
feeling of inferiority and the striving for superiority. The
current life of the client is the central focus of this treatment
, with the
past experiences still taken into account (Adler, 1916).
Ego
Psychology. Behavior is determined mostly by the ego, and not by the
id. Treatment aims to strengthen the ego so it can better execute
reality-testing, impulse-control, judgment, affect tolerance etc.
(Erikson, 1964; Freud,
1937; Hartmann & Rapaport,
1958).
Object Relation. Emphasizes the
interpersonal relationships that are built early in life. The
infant-caregiver relationship is the prototype for later relationships.
The therapeutic relationship tries to compensate for the missing
parts in the early dyadic relationship and gives the client a new
experience of a closer and caring relationship (Fairbairn &
Ronald, 1954; Klein,
1935; Mahler, 1952; Winnicott, 1953).
Self-psychology. The self is the core of an
individual’s psychology. Its development is correlated with the
environment. Treatment focuses on empathy toward the client and the
exploration of fundamental components of healthy development and
growth of the self (Kohut, 1971).
Support and Critics
The main criticism of psychoanalysis
is that it is neither scientifically
based nor empirically supported. Nonetheless, a significant
fraction of the medical community continues to promote it. Some
authors have even built their careers on publishing low-quality
meta-analytic reviews in prestigious medical journals by
summarizing outdated and poorly conducted single studies in an
attempt to demonstrate the effectiveness of psychoanalysis.
Unfortunately, much of this controversy is more politically than
scientifically motivated. For a current summary of this debate, see
Leichsenring et al. (2015) and
Hofmann (2016a, 2016b) in
https://www.ncbi.nlm.nih.gov/pubmed/26303562/#comments).
Humanistic and Person-Centered Therapy
The humanistic approach views people as responsible for their lives and
actions. In other words, individuals themselves have the freedom
and necessary willpower to change their attitudes and behavior. The
main psychotherapy that was developed from this approach is a
non-directive talk therapy established by Carl Rogers; this
approach was called person-centered therapy, and is also known as
client-centered or Rogerian therapy (Rogers, 1951). According to Rogers, each person has a
tendency to grow and fulfill his or her goals, wishes and desires
in life; every person has the potential to grow in a healthy and
creative way. For this to happen, a person needs an environment
that encourages him/her to be genuine (openness and
self-disclosure), accepting (being seen with unconditional positive
regard), and empathetic (being listened to and understood). If a
person does not have this type of environment (e.g. because of
restrictions of parents or society), their capacity to grow might
not be fulfilled, and psychopathological symptoms may emerge.
Therefore, person-centered therapy centralizes uniqueness,
authenticity, striving for appeasement and completion, and
acceptance of estranged parts of the person, in order to enable
full expression of the personality. This therapy doesn’t aim to
“cure” people or attempt to help them become “normal,” but rather
targets personal growth and focuses on improving client’s quality of life . Clients are viewed as equals
and experts in their own inner world and experiences. Having
respect and loyalty for the self are very important as humanistic
approach stresses the importance of clients focusing on their
immediate and current experiential feelings, as well as the courage
a person needs to fully experience his inner world. According to
this perspective, the therapeutic relationship is highly important
and is characterized by empathy, genuineness and an unconditional
positive regard towards the client.
Theoretical Foundation
The core of Rogers’ theory is the
self, which represents a person’s experience and one’s set of
perceptions and beliefs about oneself. It is influenced by values,
images, memories, behaviors and current experiences. The self
consists of two parts: the real-self (self-image) and the
ideal-self (i.e. who the person would
like to be or believe he should be). People strive for greater
harmony between the real-self and the ideal-self, which results in
a more congruent self and a higher sense of self-worth. The overlap
between the real self and the ideal self is represented in the
degree to which a person reaches ‘self-actualization’. According to
Rogers, humans have one basic motive: the tendency to
self-actualize, or to fulfill one’s potential and achieve the
highest level of functioning. This self-actualization occurs when a person’s ideal
self is congruent with their real-self.
The self develops in the context of relationships with
others, with special attention drawn to the parental relationship.
While a person is growing up, he or she realizes which behaviors
and self-experiences are encouraged and which aren’t. If a child
grows up with unconditional positive-regard/unconditional-love,
meaning that all of their experiences are accepted by others, they
recognize these experiences as part of their real-self . Being valued by others results in a sense of
self-worth. On the other hand, if a child experiences rejection or
disapproval, and love is only provided under certain conditions
when behavior is approved by others, the child will internalize
this as conditional self-worth. Understandably, conditional
self-worth indicates incongruence between the real-self and
ideal-self. Personal growth will then typically be hindered and
susceptibility to mental disorders increases (Rogers,
1951, 1959).
By increasing the client’s awareness
of his or her current experience, person-centered therapy aims to
help clients grow authentically in order to experience complete
self-actualization . The therapist must
create conditions in which clients can discover their self-worth,
feel comfortable exploring their identity, and alter behavior to
better reflect their identity. Thus, the therapist’s goal is to
provide the client with a therapeutic relationship that is based on
unconditional positive regard and acceptance.
Rogers believed that all people have
the potential to change. Therefore, the role of therapists is to
foster self-understanding and create an environment where adaptive
change is most likely to occur (Rogers, 1951). Therapists who correctly follow this
approach assume a non-directive role, and make few interpretations
and interjections during therapy. They do not try to change
patients’ thoughts or behaviors directly or raise topics of
discussion. Rather, they use the therapeutic relationship as a
platform for personal growth in an atmosphere of unconditional
acceptance, genuineness, and warmth. This gives the client a chance
to develop self-actualization without
interrupting the self.
Therapy Techniques
Because of the extremely non-directive
attitude from the therapist towards client’s self-discovery,
therapy sessions are fairly unstructured. This creates an
environment free of approval or disapproval, where clients come to
appreciate their own values and behave in ways that are consistent
with their own identity.
In order to help clients to grow and
reach self-actualization, the therapist uses three interrelated
attitudes: (1) unconditional positive regard: by listening to the
client, accepting them, and trusting their ability to grow, the
therapist makes the client feel valued and free to be as they wish
to be; (2) empathy: using reflection to view the world through the
client’s eyes and help the client feel more understood. Reflection
is a process in which the therapist continually restates what the
client has said and therefore shows complete acceptance. This
allows the client to recognize their negative feelings; (3)
congruence: the therapist earns the client’s trust by being honest
and consistent with his or her reactions.
Support and Critics
Person-centered therapy can be highly
attractive to clients as they tend to find the supportive, flexible
environment of this approach very rewarding. Research on Rogers’s
core conditions emphasizes the importance of empathy, unconditional
positive regard, and congruence to promote progress in therapy.
Even though relatively few therapists today describe themselves as
primarily person-centered in their orientation, the principles of
this approach permeate the practice of many, if not most
therapists. Various schools of psychotherapy are increasingly
recognizing the importance of the therapeutic relationship as a
means to therapeutic change (Kirschenbaum & Jourdan,
2005). The main disadvantage of
person-center therapy is that the empirical findings on its
effectiveness are inconsistent. This is possibly because the
treatment is primarily based on unspecific treatment factors (e.g., establishing a good relationship with the
patient) without considering specific treatment factors to directly
target mental problems (Cuijpers et al., 2012; Friedli, King, Lloyd, & Horder,
1997). Further research is
necessary to evaluate its utility as a therapeutic approach.
Systemic Therapy
Systemic approaches were developed in
the United States of America in the 1950s. After World War II
research began focusing more on groups and communities and
interactions within them. One of the most influential researchers
during this period was anthropologist Gregory Bateson, who together
with Jay Haley, John Weakland, and Donald Jackson (Bateson,
Jackson, Haley, & Weakland, 1962), studied patterns of family interactions,
which laid the groundwork for family-based treatment. This approach
eschewed the traditional focus on individual psychology and instead
emphasized that individuals should be understood within their
social context.
With influences from the General
Systems Theory in biology and physiology as well as cybernetics in
computer sciences, systemic psychotherapy began
to view the individual as a part of a bigger system. A
system is defined as a set of
units that stand in a consistent relationship with one another.
When applied to systemic psychotherapy
, a system could be a family, a partner
relationship, or even a close-knit community. For a system to
function effectively, it requires methods and rules to maintain
stability. However, a system must also be dynamic and allow
movements inside and among its units/members. Thus, a system needs
to have balanced boundaries between its members where individual
members know their differentiating roles (e.g., a child and a
parent), but can communicate openly to relay and receive
information. Together, these components help maintain a flexible
and malleable dynamic in the system.
Nowadays systemic therapy is
synonymous with relation or family
therapy . The family (or partner
relationship) is considered the system and one family member (or
one partner) is considered one unit of that system. The independent
units are tied together either biologically, emotionally, legally,
historically, or geographically (Carr, 2009). The different units within a system are
interdependent and connected via positive and negative feedback
loops. In essence, if one member of the system is not functioning
well, the entire system is affected. On the other hand, one member
of the system can also strengthen the entire system. According to
systemic therapy, problems in humans originate from interpersonal
difficulties. So, in order to understand an individual, the
relationships around him or her also have to be examined (Prochaska
& Norcross, 2014).
There are several different schools of
therapy that utilize the systemic approach. Each type of systemic
therapy has its unique way of conceptualizing problems and
developing a treatment plan in support of the therapy goals.
Structural therapy . Was developed by Salvador Minuchin
(1974) and Minuchin and Fishman
(1981). As its name suggests,
instead of focusing on the pathological symptoms of a person (unit in
a system), structural therapy targets the structure of the system.
Alleviating the problems in family relationships will in-turn
relieve the symptoms of one or more of its members. Balancing
stability and flexibility in relationships (alliances, coalitions,
hierarchies, generation conflicts, etc.) is important to reduce the
pathological symptoms in one (or more) of the members. For example,
if a child experiences frequent tantrums, structural therapy will
examine the structure of the family to solve any inter-relational
problems and reduce or completely eliminate the child’s
tantrums.
Communication/Strategic therapy
. Jay Haley and Watzlawick are
important figures in Communication/Strategic therapy , which observes
patterns of communication within the system. Strategic therapy adds
communication theory to the systemic therapy. Watzlawick, Beavin,
and Jackson (2011) described a
number of ground rules for communication in systems. According to
this orientation, members of a system can only be understood if the
rules and processes within their system are transparent and
well-communicated. If communication patterns are not clear,
ambiguity is likely to lead to psychopathology.
Intergenerational/Bowen family
therapy .
This approach was developed by Murray Bowen (1978), one of the family therapy’s founders.
Bowen’s approach observes family behaviors through the lens of
intergeneration. According to him, a family’s history shapes the
values, thoughts, and experiences of each generation, and
influences how these values are passed down to the next generation.
Thus, each problem in a family
is a product of intergenerational
developmental processes. In his model Bowen introduced eight
interlocking concepts to explain family development and functioning
(e.g. differentiation of the self, triangles, the nuclear family
emotional process, etc.). One of Bowen’s main ideas emphasizes the
necessary balance of two forces—togetherness and individuality. An
excess of togetherness creates fusion between family members and
prevents individuality (i.e. developing the individuals’ unique
sense of self). Whereas an excess of individuality results in a
distant and estranged family. Thus, an equal balance of
togetherness and individuality occurs when individuals
differentiate themselves from the family, which means that they
have their own opinions and values, but are also emotionally
connected to the family.
The goal of systemic therapy is to
improve the function of the system by shifting dynamics of current
relationships. The therapist aims to increase members’ awareness of
the function of the system as well as how the system influences and
is influenced by each individual.
Structural therapists focus on the
person within the family context. They aim to help the family
conceptualize symptoms as systemic problems rather than individual
disorders. Once the alliance is established, the therapist takes a
role of a leader that advocates for the benefit of each member
against the destructive structure of the system. Strategic therapists aim to develop an
atmosphere conducive to more congruent and functional communication
in the system. The Bowenian
therapists’ role is remain an objective and not emotionally
involved member within the system
. They act as a model of autonomy, which
helps family members understand how they should behave, and they
promote awareness of the intergeneration influence, which helps
members understand their overarching family dynamic.
Therapy Techniques
Therapists who are more structural in orientation employ
activities such as role play in session, and encourage the system’s
members to engage in particular activities (e.g. ask a mother to
talk with her son about a specific topic and come to a decision).
This helps the members to experience their reaction with heightened
awareness. Strategic
therapists reflect empathy, caring and congruency to the system’s
members in order to create an open atmosphere that promotes the
communication among the system’s members. They also direct members’
behaviors and inform members of what to do differently in order to
improve the communication. Bowenian therapists begin with a family
evaluation and a construction of a family genogram to understand
and emphasize the intergeneration role in current family behaviors.
In addition, they encourage family members to respond with
“I” statements rather than accusatory
statements to increase members’ differentiation.
Support and Critics
Many different studies and
meta-analyses found systemic therapy to be effective (Stratton
et al., 2015). It is
significantly more efficacious than control groups without a
psychosocial intervention, and equally or more efficacious than
other evidence based interventions (e.g., CBT, family
psychoeducation, or antidepressant/neuroleptic medication) (Von
Sydow, Beher, Schweitzer, & Retzlaff, 2010). Systemic therapy was found to be
efficacious in different age ranges (Retzlaff, Von Sydow, Beher,
Haun, & Schweitzer, 2013),
and with different diagnoses, such as affective disorders, eating
disorders, substance use disorders, psychosocial factors related to
medical conditions, and schizophrenia (Prochaska & Norcross,
2014; Stratton et al.,
2015; Von Sydow et al.,
2010).
Critics
of the systemic therapy claim that this
approach is not able to adequately describe an individual’s
responsibility. For example, if a system member is violent, this
treatment would move away from that violent individual and
emphasize system interactions, which ignores the morality of this
unacceptable behavior (Spronck & Compernolle, 1997). Others think that systemic therapy is
over simplified and unable to address more severe
psychopathologies, which require more specialized attention. The
Bowen therapy was criticized for trying to crossbreed the
psychoanalytic approach and the systemic approach in a way that did
not effectively emphasize the individual or the system, but instead
focused on a vague combination of the two (Prochaska &
Norcross, 2014).
Conclusion
Psychotherapy approaches, methods and
techniques have been altered and expanded over the years. Since the
beginning of the last century, several schools of thought have
emerged for the treatment of mental health problems. In addition to
the orientations discussed in this chapter, there are other, less
practiced, methods for psychotherapy (e.g., Existential therapy,
Gestalt therapy, Interpersonal therapy), that view human nature and
the way to change psychopathology through different
perspectives.
CBT has the most empirical support,
and many therapists conduct therapy according to this therapeutic
orientation (Kramer et al., 2014). Recent advances focus on therapeutic
processes rather than techniques for DSM-defined syndromes (Hayes
& Hofmann, 2017). Other
developments in research and technology allow clinicians to
disseminate treatments that are effective in treating symptoms of
psychopathology. For example, in recent years, treatments delivered
through the internet, mobile phones, and computers are increasingly
gaining attention and popularity in research and practice (e.g.
online CBT, attention/cognitive bias modification, etc.) (Frazier
et al., 2016; Price et al.,
2016). The primary goal of this
dissemination is to reach as many people as possible with effective
therapy techniques that can improve people’s lives regardless of
symptomatology.
Although each psychotherapy approach
has its own models and methods, and clinical training typically
consists of just one of the many models, today more and more
clinicians (between 13 and 42%) identify their own approach as
integrative or eclectic. Psychotherapy Integration uses the
perspectives and techniques of different schools of psychology
rather than rigidly adhering to one. (Norcross & Goldfired,
2005). However, the most
important development in the field of psychotherapy is arguably the
shift from single therapy schools and DSM-defined treatment
approaches toward understanding the processes through which
therapeutic change occurs. This is in line with a general move
toward transdiagnostic approaches, as well as personalized and
precision medicine. Future research will better allow the field to
understand which therapeutic techniques work for which individuals
under which context and why. The future of psychotherapy research
is likely to gain insight from cognitive, behavioral, social,
affective, emotion, and neuro-sciences.
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