CHAPTER EIGHTEEN
ON
HOW A FREE GOVERNMENT CAN BE MAINTAINED IN A CORRUPTED STATE IF A
FREE GOVERNMENT ALREADY EXISTS, OR, IF IT DOES NOT, HOW IT CAN BE
ESTABLISHED
I do not believe it is out of place or at odds with what I have been discussing to consider whether one can maintain a free government in a corrupted state if a free government already exists, or, if it does not, how to establish it. I would like to point out right away that it is extremely difficult to do one or the other. It is almost impossible to lay down a rule on how to proceed, because in such a situation it would be necessary to act according to the extent of the corruption. However, I do not want to pass over this, as it is good to discuss all cases. As an example, I would like to consider a state that is extremely corrupted, though this will make the subject more difficult, because such a state will not have any laws or institutions formidable enough to halt a corruption that is widespread. For just as good customs require good laws so that they can be maintained, laws require good customs in order to be observed. Furthermore, the institutions and laws created in a state at its birth, when men were good, are no longer relevant once men have become evil. Even if laws in a state vary according to circumstances, its institutions rarely, if ever, do. This means that new laws are not enough, because the institutions that remain unchanged will corrupt them.
To clarify this further, I suggest that in Rome there was originally a system of government, or rather of the state, and later, laws, that, in conjunction with magistrates, kept the citizens in check. The system of the state included the power of the populace, the Senate, the tribunes, and the consuls, as well as the method of proposing and appointing magistrates and the method of making laws. During all that occurred in Rome, these institutions changed little, if at all. What did change as citizens became increasingly corrupted were the laws that put a check on them: the adultery law, the sumptuary law, the law against ruthless ambition, and many others.81 But the institutions of the state remained fixed, unable to counter the corruption, while the laws that were being redrawn did not suffice to keep men good. And yet such laws would have been quite useful if the institutions of the state had been changed along with them.
That it is true that such institutions in a corrupted state would not be good can be clearly seen in two principal matters: the creating of magistrates and the making of laws. The Roman populace accorded the consulship and the other foremost positions of the city only to men who sought these positions. This system was good in the beginning, because those who wanted these positions were citizens who judged themselves worthy, and to be rejected would have been a disgrace. Hence, in order to be judged worthy, they comported themselves well. Later, in the corrupted city, this system became extremely destructive, for it was no longer the men with the greatest skill who stood as candidates for the magistrature, but those with the most power, while men without power, though skillful, declined to stand out of fear.
Rome did not reach this dire condition all at once, but by degrees, as all dire conditions are reached. Once the Romans had subjugated Africa and Asia and had reduced almost all of Greece to their rule, they became complacent about their liberty and did not feel that they had any enemies left whom they needed to fear. This sense of security, and the weakness of their enemies, made the Roman populace value popularity over ability when selecting their consuls, electing those who were best at amusing the populace and not those best at conquering the enemy. Then the Romans slipped even further, not giving the office to men who were popular but to men with the most power. The faultiness of this system resulted in worthy men being entirely excluded from office. A tribune or any other citizen could propose a law, and every citizen could debate either in favor or against it before the law was put in effect. This system worked when the citizens were good, because it has always been proper for anyone who thinks something is for the common benefit to propose it. And it is right that everyone can speak his mind so that the populace, having heard all sides, can then choose what is best. But once the citizens had become corrupt, this system became very bad indeed, because only those with power proposed laws, and the laws they proposed were not for the common good but for their own power. Out of fear of the powerful, nobody could speak up against this, so that the populace ended up being either deceived or forced into choosing their own ruin.
If Rome was to remain free amid the corruption, it was therefore necessary for it to create new institutions, just as it had created new laws throughout its history, because when a populace is corrupt, institutions and ways of living must be organized differently than when a populace is good. There cannot be the same form in matter that is completely different. These institutions must be reformed either in a single stroke the moment it is clear that they are no longer good, or little by little before everyone realizes they are no longer good. But I maintain that both these options are practically impossible to execute. If one wants to reform the institutions little by little, then the reformer must be someone extremely prudent, who can see the nascent problems from a distance as they begin to emerge. Such a man might never appear during the entire existence of a state, and even if he does, he might not be able to persuade the other citizens of what he himself can discern. Men used to living in a certain way do not wish to change, especially if they cannot actually see the evil for themselves, but need to have it explained to them with theories and conjectures. As for changing the state’s institutions all at once, when everyone can clearly see that they are not good, I propose that a problem, once it is clearly visible, is difficult to set right again. It will not be enough to use ordinary means, as ordinary means will have become corrupt. Exceptional means such as violence and arms will be necessary, and the legislator will have to strive to become the prince of that state so that he will be able to set it up as he wishes. Rearranging a state in order to make it a vital civic system presupposes a good man, while becoming a prince through violent means presupposes a bad man. Therefore it is quite rare that a good man will want to become a prince through evil means even if his aims are good, or that an evil man, once he has become a prince, would want to do good or would ever consider using beneficially the authority he has acquired in such an evil way.
The difficulty or the impossibility of a corrupt state’s creating or maintaining a republic arises from all the things I have mentioned above. Such a state would have to be shaped more as a monarchy than a democracy, so that arrogant men who cannot be controlled by the laws would in one way or another be held in check by an authority that is almost regal. Attempting to make them good by other means would be either an extremely cruel undertaking or entirely impossible. I have already cited the example of Cleomenes. He murdered the ephors in order to rule alone, just as Romulus killed his brother and Titus Tatius for the same reason.82 After these deeds, Cleomenes and Romulus made good use of the power they gained, but we must nevertheless remember that neither of them had subjects tainted by the corruption we have been discussing in this chapter. Therefore they could set their goal and achieve it.
81. The Lex Iulia de adulteriis coercendis (18 BCE) made conjugal unfaithfulness a public and private offense; various sumptuary laws were passed to prevent general extravagance in the private expenses of citizens, such as inordinate expenditure for banquets and clothes; the Lex Cornelia de ambitu proscribed the purchasing of votes or public offices.
82. See chapter 9 above, in which Machiavelli describes Cleomenes’s tactics in detail, and discusses Romulus’s murder of his brother and the death of his co-ruler, Titus Tatius. In that chapter, however, Machiavelli does not state that Romulus murdered Titus Tatius, but only that he “consented to the death of Titus Tatius.”