CHAPTER SIXTEEN
IF
SOME INCIDENT SHOULD FREE A POPULACE ACCUSTOMED TO LIVING UNDER A
PRINCE, THEY WILL BE ABLE TO MAINTAIN THIS FREEDOM ONLY WITH
DIFFICULTY
In the annals of ancient history there are countless examples that demonstrate the difficulty a populace that is accustomed to living under a prince have in conserving their freedom should they by some chance obtain it, as the Romans did after the Tarquins were expelled. This difficulty is to be expected, because such a populace is not unlike a wild animal, which might be fierce and feral by nature but has been raised in captivity and servitude. If this animal is released into the open, not used to feeding itself or knowing where to take shelter, it will fall prey to the first man who seeks to chain it up again.
The same thing happens to a populace who are accustomed to living under the government of others without knowing how to reach decisions in matters of public defense or offense. Not understanding the new rulers or being understood by them, this populace quickly end up under a yoke that is often heavier than the one they had managed to shake off. Although their nature is not corrupted, the populace find themselves in this difficulty because a people that is corrupted through and through cannot live in liberty for even a short period, as I shall discuss in the following two chapters. Therefore our discourse will concern peoples in whom corruption has not spread too widely, and in whom there remains more of the good than the corrupted.
Added to this difficulty is that a state which becomes free creates hostile factions, as opposed to factions that are on its side. All those who took advantage of the previous tyrannical state and fed off the wealth of the prince become hostile factions. Having lost the opportunity of partaking of the tyrant’s wealth, they cannot live contentedly in the new state, and will try to restore the tyranny so they can regain their power. Nor will this new state acquire friendly supporters, as I have already said, because a free state can offer honors and prizes on only a few honest occasions, beyond which it will offer neither prizes nor honors to anyone. For once a man has secured the honors and benefits he thinks he deserves, he no longer feels obligated to those who rewarded him. Furthermore, the common benefit that results from living in freedom is not recognized by people while they possess it: In other words, being able to enjoy one’s possessions freely and without fear, not having to worry about the honor of one’s women or sons, or to fear for oneself. In fact, no one will ever admit to owing an obligation to someone who does not harm him.
But, as I have said above, a state that is free and newly created inevitably has hostile factions and not friendly ones. To resolve this problem, and the turmoil created by the difficulties I mentioned above, there is no stronger remedy or one more valid, secure, and vital, than killing the sons of Brutus.71 These, as history shows, were driven to conspire with other Roman youths against their city for no other reason than that they did not enjoy the same status under the consuls as they had under the kings.72 In their eyes, the liberty of the people had brought about their own slavery.
Whoever undertakes to govern a multitude, either by means of liberty or by means of a principality, and does not secure himself from those who are hostile to the new order, is creating a state that will be short-lived. In fact, I consider those princes unfortunate who are compelled to secure their state by exceptional means because the populace is their enemy, for he who has as his enemy the few can secure himself easily and without much turmoil, but he who has the whole populace as his enemy can never secure himself. And the more cruelty he employs, the weaker his principality becomes. Hence the best remedy is to seek to make the populace his friend.73
My discussion here might deviate from what I have written above, as I am speaking here of princes and there of republics, but I would nevertheless like to mention this matter briefly so that I will not have to return to it again. Should a prince wish to win over a populace hostile to him—I am speaking of princes who have become tyrants of their own cities—he has to weigh what the people desire. He will find that they always want two things: first, to avenge themselves against those who are the cause of their becoming enslaved, and second, to regain their liberty. The first desire the prince can fulfill entirely, the second partially. I can offer a perfect example of how a ruler can fulfill the first desire: Clearchus, the tyrant of Heraclea, was in exile when there was a clash between the people and the nobles of Heraclea.74 Realizing that they were at a disadvantage, the nobles turned to Clearchus for support and, conspiring with him, put him in power against the will of the people, taking away their liberty. Clearchus, finding himself caught between the arrogance of the nobles, whom he could neither curb nor satisfy, and the anger of the populace, who could not endure having lost their freedom, he decided to free himself from the ballast of the nobles and win over the people in a single stroke. A good opportunity arose and he seized it, massacring all the nobles, to the great satisfaction of the populace. By this means he fulfilled one of the populace’s desires, that of vengeance. But as for their second desire—to regain their liberty—the prince, unable to fulfill it, would have to examine the reasons that made them want liberty. Here the prince will find that a small part of the populace desire liberty so they can rule, but that all the rest, who are innumerable, desire liberty only so that they can live securely. In all states, regardless of how they are organized, the ranks of command are never attained by more than forty or fifty citizens. As this is a small number, the prince can easily protect himself, either by getting rid of these few citizens or by heaping them with so many honors that, depending on their status, they will for the most part be happy. The rest of the citizenry, desiring merely to live securely, can easily be satisfied with institutions and laws that protect both the prince’s power and public safety. When a prince does this, and the populace see that he will not break those laws under any circumstances, they will soon enough begin living securely and happily. We have the example of the kingdom of France, which exists securely for no other reason than that its kings are bound by innumerable laws that also ensure the security of all their subjects. The founder of the French state intended these kings to act as they pleased in military and financial matters, but in all other things under their jurisdiction they had to do as the laws specified. The princes or republics that do not secure themselves at the beginning must do so as soon as they can, as the Romans did. The ruler who lets the opportunity slip by will later regret that he did not do what he should have done.
As the Roman populace was not yet corrupted when they regained their liberty after the death of Brutus’s sons and the elimination of the Tarquin kings, they managed to maintain it through the means and institutions I have already discussed. Had the Roman populace been corrupted, there would have been no effective way for them to keep their liberty, as I will show in the following chapter.
71. According to Roman tradition, Lucius Junius Brutus, a legendary figure of the sixth century BCE, ousted the last Tarquin king of Rome in 509, founding the Roman Republic. He condemned his own sons to death when they joined in a conspiracy to restore the Tarquins. See also Book III, chapter 3 above.
72. Livy (Book II, chapter 3) writes: “[The youths] missed their former freedom to do as they pleased, and complained that the liberty others enjoyed had turned into slavery for them.”
73. See The Prince, chapter 9: “A prince who obtains a state with the help of the people maintains his position with less difficulty than a prince who acquires it with the help of the nobility, because in the latter case he is surrounded by men who consider themselves his equals and whom he therefore cannot command or govern as he pleases.”
74. Clearchus (d. 353 BCE) was tyrant of Heraclea, a Greek city on the Black Sea. Machiavelli closely follows the incidents described by Justin in Epitome of the Philippic History of Pompeius Trogus (Book XVI, chapters 4 and 5).