CHAPTER FOUR
WHY DARIUS’S16 KINGDOM, WHICH ALEXANDER HAD OCCUPIED, DID NOT REBEL AGAINST ALEXANDER’S SUCCESSORS AFTER HIS DEATH

Considering the difficulties of retaining a newly acquired state, one marvels at how in a few years Alexander the Great managed to become the ruler of Asia and, having occupied it, died.17 It would seem reasonable that after his death the territories he had acquired would have rebelled. And yet Alexander’s successors did retain these territories, and had no difficulties other than those that arose among themselves, difficulties sparked by their own ambition. My point is that all the principalities in history have been governed in two ways: either by a prince and his servants, in which case the ministers who help him govern do so by his favor and concession, or by a prince and a group of barons, who hold their rank not by his favor but by the rights of their bloodline. These barons have their own states and subjects, who recognize them as their lords and have a natural affection for them.

In those states where a prince and his servants govern, the prince has more authority, as in all his territory there is no man who is considered superior to him. And if subjects obey a minister, they obey him as an official of the prince, and not out of particular affection.

Examples of these two kinds of government in our times are the Turk and the King of France. The Turk’s monarchy is governed by a single ruler, and everyone else is his servant. Dividing his kingdom into sanjaks, or provinces, he sends out governors, changing them at his pleasure. But the King of France is at the center of an ancient multitude of lords, recognized by their subjects and loved by them. These lords have their own dominions, which the king can take from them only at his peril.

If one considers these two states, one finds it difficult to acquire that of the Turk, but easy to keep once it is won. It is difficult to conquer because there are no barons who can be called on to help the conqueror, nor is there hope for a rebellion of the Turk’s entourage. This springs from the reasons I have mentioned previously. As all the Turk’s men are dependents and bondsmen it is harder to corrupt them; and if they are corrupted, they prove of little use, as they do not have the populace behind them for the reasons I have mentioned. Consequently, whoever attacks the Turk should expect to find a united front, and must rely more on his own power than on the disorder of others. But once the Turk has been utterly defeated on the battlefield so that he cannot regroup, there is nothing left to fear but his own bloodline. Once that is extinguished, nobody remains to be feared, as there is no one who has credit with the people. Just as the victor could not expect anything from the Turk’s men before the victory, he has nothing to fear from them afterward.

The opposite happens in kingdoms like France, which you can conquer with ease by winning over some baron of the realm, because there are always those who are dissatisfied and desire change. They can open the way for you and help you to victory. But afterward, when you try to maintain yourself in your new acquisition, you will face infinite difficulties both from those who helped you and from those you oppressed. Nor is it enough for you to extinguish the bloodline of the former prince, because there remain those lords who aspire to be leaders of a new regime. And as you will be unable either to please them or destroy them, you will lose the state whenever the opportunity to seize it from you arises.

If we look at Darius’s kingdom, we find that its government was similar to that of the Turk. Therefore, Alexander needed first to strike at it in full force and achieve a decisive victory, after which, with Darius dead, the state, for the reasons I have already mentioned, stayed firmly in Alexander’s grip. And Alexander’s successors, had they been united, could have enjoyed this state in complete idleness. No turmoil broke out in their territories except for the turmoil they themselves provoked. But states organized like France cannot be possessed with such ease. This was also the reason for the frequent rebellions against the Romans in Spain, France, and Greece, because of the many old principalities in those territories. While the memory of those principalities lasted, the Romans were always tenuous in their possession. But ultimately, with the power and continuum of the empire, the memory died out and they became secure possessions. Later, when the Roman governors began fighting among themselves, each could take back part of the provinces according to how much power he had acquired in these territories. And since the bloodline of their old princes had been extinguished, the Roman governors were the only rulers these states recognized.

Considering all these issues, one should not be surprised at the ease with which Alexander kept his acquisitions in Asia, and the difficulty others had in conserving theirs (like Pyrrhus,18 to name one of many). This is not a matter of the victor’s skill, but of the different characteristics of the state he conquers.

16. Darius III (d. 330 BCE) was the last king of Persia’s Achaemenid dynasty. His empire was conquered by Alexander the Great in a series of battles from 334 to 331 BCE.
17. Alexander the Great (356–23 BCE), King of Macedonia, had within a decade conquered the Persian Empire and parts of northern India by the time he died at the age of thirty-four.
18. King Pyrrhus of Epirus (319–272 BCE) fought energetically to expand his empire, seizing territories from Macedonia and Rome. His costly military accomplishments, however, resulted in his inability to hold on to his new acquisitions, giving rise to the modern phrase “Pyrrhic victory”: a victory at too great a cost.
The Essential Writings of Machiavelli
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