© Springer Science+Business Media, LLC 2009
Margaret Semrud-Clikeman and Phyllis Anne Teeter EllisonChild Neuropsychologyhttps://doi.org/10.1007/978-0-387-88963-4_10

10. Neuropsychological Correlates of Childhood and Adolescent Internalized Disorders: Mood and Anxiety Disorders

Margaret Semrud-Clikeman  and Phyllis Anne Teeter Ellison 
(1)
Michigan State University, 3123 S. Cambridge Road, Lansing, MI 48911, USA
(2)
Department of Educational Psychology, University of Wisconsin, 793 Enderis Hall, 2400 East Hartford Avenue, Milwaukee, WI 53211, USA
 
 
Margaret Semrud-Clikeman (Corresponding author)
 
Phyllis Anne Teeter Ellison
Keywords
Bipolar DisorderAnxiety DisorderGeneralize Anxiety DisorderMajor Depressive DisorderPanic Disorder
This chapter explores childhood mood and anxiety disorders within a transactional model. Genetic, prenatal, and postnatal history will be discussed in light of how these factors interact with neuropsychological, executive, cognitive, perceptual, and memory functioning. Moreover, the impact these factors have on the child's functioning (i.e., family, school, and social interactions) will be discussed within a transactional framework; that is, social and familial factors play a role in environmentally induced mood and anxiety disorders which, in turn, interfere with social interactions and interpersonal well-being.

Mood Disorders

Although some believe that internalizing disorders in children are more closely related to brain dysfunction than externalizing disorders (Tramontana & Hooper, 1989), there is a paucity of published research to support this hypothesis. As with all taxonomies, the distinction between externalizing and internalizing disorders becomes blurred in real practice with children and adolescents who meet criteria for both diagnoses. For example, this picture is complicated by the finding that mood and anxiety disorders co-occur with disruptive behavior disorders (Jensen, Martin, & Cantwell, 1997; Jensen et al., 2001; Semrud-Clikeman & Hynd, 1991). Approximately 25 to 40 percent of children with ADHD also experience depression and/or anxiety disorders (Barkley, 2006). Spencer, Wilens, Biederman, Wozniak, and Harding-Crawford (2000) found that 38 percent of children seen in clinics for ADHD had comorbid major mood disorders (MMD), and these children had a worse outcome than children with either disorder alone. Moreover, children with ADHD have a significantly higher tendency to have parents with diagnoses of anxiety disorder and/or depression than typically developing children or children with other psychiatric diagnoses. Thus, it is often difficult to obtain a sample of children with only mood disorders or internalizing symptomatology, and research that has done so is rare (Kusche, Cook, & Greenberg, 1993).
Research investigating the neuropsychological correlates of these disorders has exploded in the past decade. The following sections are not meant to be exhaustive of all mood disorders. The disorders that are included in this review are major depression and bipolar disorders. See Mash and Barkley (2006) for a more thorough review of childhood psychopathologies and treatment options.

Childhood Depression

Childhood depression as defined by Diagnostic and Statistical Manual of Mental Disorders (4th ed. - text revision; DSM-TR) requires that the child must have experienced the following symptoms for six months or longer nearly every day: sad or dysphoric mood (in children, mood can be irritable), loss of interest in previously enjoyable events, significant weight gain or loss, sleeping problems (e.g., too little or too much sleep), lack of energy; excessive guilt or feelings of worthlessness, difficulty with concentration, and thoughts of death or suicide (APA, 2000, p. 356). In the school setting, children with depression may appear withdrawn, resist social contact, at times refuse to attend school and show academic difficulties.
Depression in childhood may last for years and extend into adulthood (Reinherz, Gianconia, Hauf, Wasserman, & Paradis, 2000; Weissman et al., 1999); may lead to suicidality, and may be more widespread than previously recognized (Hammen & Rudolph, 2003). Silver (1988) reported that a diagnosis of depression was present in 17.9 percent of all children under age 18 admitted to psychiatric hospitals. Overall prevalence for depression has been estimated to be 14% in adolescents, with an additional 10 percent with minor depression (Avenenoli, Knight, Kessler, & Merikangas, 2007; Kessler & Waters, 1998; Lewinson, Hops, Roberts, Seeley, & Andrews, 1993); while, the full-fledged diagnosis of major depression among all children ages 9 to 17 has been estimated at 5 percent (Shaffer et al., 1996). Incidence rates of depression are lower in younger children (Anderson, Williams, McGee, & Silva, 1987; Hankin et al., 1998); however, children who present with depression at early age appear to be at greater risk for a host of serious problems later in life including more impaired social and occupational adjustment, a more negative view of life, increased rates of life-long depression, more medical and psychiatric comorbidities, increased suicide attempts, and greater and more severe symptoms with recurring episodes of depression (Zisook et al., 2007). There are no gender differences in rates of depression until the middle to late teen years (Hammen & Rudolph, 2003). In fact gender ratios are basically equal before adolescence and after age 30 years (Satcher, 1999).

Comorbidity

Depression in childhood has been found to co-occur with anxiety, other mood disorders and disruptive behavior disorders. Depression has been found to occur concurrently with anxiety disorders (Angold, Costello, & Erkanli, 1999; Munir, Biederman, & Knee, 1987; Strauss, Last, Hersen, & Kazdin, 1988), conduct disorders (Alessi & Magen, 1988), and attention-deficit hyperactivity disorder (Biederman, Baldessarini, Wright, Knee, & Harmatz, 1989; Jensen et al., 1997; Steingard, Biederman, Doyle, & Sprich Buckminster, 1992). It has been hypothesized that children with a dual diagnosis will evidence a more severe disorder and have a poorer prognosis (Kovacs, 1989).
Although Biederman, Munir, Keenan, and Tsuang (1991) found that depression co-occurs with attention-deficit hyperactivity disorder (ADHD) at approximately an incidence level of 30 percent to 40 percent, Jensen et al. (2001) reported lower rates of comorbid affective disorders (between 1% to 7.4%) for children in a large scale study of ADHD treatments. In a review of comorbidity in childhood disorders, Pliszka, Carlson, and Swanson (1999) report that incidence rates of ADHD and depression vary from 0 percent to 38 percent depending on the study type (epidemiological versus clinical), with rates of comorbidity highest for the clinic samples (32% to 38%). Pliszka et al. suggest that children with depression and ADHD may share some common genetic mechanisms, but more research is needed to resolve this issue.
It is crucial that the child be evaluated for other disorders as well as for the presenting symptoms of depression. There may be a tendency to develop an affective disorder, and unique environmental and familial factors mediate how the disorder is expressed in individual children. Although work in the area of comorbidity is progressing, there are few studies that have evaluated dual-diagnosed disorders outside of a clinical sample.

Genetic and Family Factors

Family studies of depression show strong heritability rates, and clear evidence that adult depression runs in families (Sullivan, Neale, & Kendler, 2000). The percentage of persons with major depression who have been found to have family members with depression is six times greater than those without depression (Downey & Coyne, 1990). Twin studies have found a 65 percent concordance rate for affective disorders for monozygotic twins versus 14 percent for dizygotic twins. Genome-wide linkage studies investigating affective disorder susceptibility have found association in numerous chromosomal regions (Venken et al., 2005). While these findings suggest a genetic risk factor for depression, environment and biology may interact in this disorder (Teeter Ellison et al., 2009). Mothers who are depressed may interact differently with their children and an insecure attachment may occur (Quay et al., 1985). Such insecure attachment is a significant risk factor in the development of childhood depression (Hammen & Rudolph, 2003).
Dawson, Grofer Klinger, Panagiotides, Hill, and Spieker (1992) found that infants of mothers with depression had more activation in the right versus left frontal lobe, even when placed in neutral conditions. This is considered to be an atypical pattern of activation, and is also found in subjects who are in remission for depressive symptoms (Henriques & Davidson, 1990). What is not clear is whether the patterns of brain activity are the consequence of the environmental impact of a depressed episode or episodes, or if a biologically mediated depressive tendency is present (Teeter Ellison et al., 2009). Thus, depression, as with many other disorders, appears to have multiple facets that likely interact to produce the syndrome.
The STAR*D-Child Sequenced Treatment Alternatives to Relieve Depression, the nation’s largest NIMH-funded study investigating the treatment of childhood depression, investigated 151 child-mother pairs to determine the effects of maternal depression on children (Weissman et al., 2006). In the STAR*D-Child study, 11 percent of children whose mothers were successfully treated for depression no longer met criteria for depression and one-third of children went into remission (Weissman et al., 2006). Further, only 12 percent of children went into remission if their mothers remained depressed. This study provides insight into the gene by environment interaction in the transmission of depression, and that successful treatment of maternal depression serves to protect vulnerable children.

Brain Anatomy and Neurochemistry

Current theories of depression, based on findings from neuroanatomical as well as functional studies, implicate prefrontal and striatal systems that regulate limbic and deep brain structures that ultimately modulate emotions (Drevets, 2001a, 2001b). Drevets (2001a, 2001b) further suggests that these complex neural networks underlie the cognitive, motivation, and behavioral features of depression. In a review of PET and fMRI studies, Phan, Wager, Taylor, and Liberzon (2002) found that there are separate brain regions involved in different aspects of emotions (i.e., emotional responses, processing stimuli that illicit emotional responses). The basic brain regions implicated in emotions are: (1) prefrontal cortex processes emotions; (2) the amgydala processes fear; (3) subcallosal cingulated regions are involved with feelings of sadness; (4) occipital lobes and amygdala are involved with emotional response to visual stimuli; (5) anterior cingulate and insula involved with emotional recall and imagery, and (6) anterior cingulated and insula involved with emotional tasks that also have a cognitive component (Phan et al., 2002).
Much of the research investigating the neuroanatomical, functional and neurochemical basis of depression has been conducted on adults, with few studies completed on children (Hammen & Rudolph, 2003). Structural differences have been found in the volume of left frontal regions and regions of the basal ganglia, particularly in the caudate and putamen, and enlarged lateral ventricles in late onset depression (Pennington, 2002). In a summary of neuroimaging research, Pennington reports two major findings: (1) decreased blood flow to frontal lobes and to the cingulate gyrus, primarily in the left hemisphere, and (2) increased flow in the amgydala. Frontal lobe blood flow is normalized with antidepressive medications, so that top-down control (frontal regions) is exerted over bottom-up (amygdala) components of the emotional regulation system. See Pennington for more details.
In an effort to better understand the influence of the frontal circuits, Hasler et al. (2008) investigated PET scans of unmedicated patients with a history of depression that were in remission. When given drugs that depleted dopamine and norepinephrine, depression symptoms reappeared while control subjects with no prior history of depression had only minor changes in mood. Dopamine inhibits emotional circuits and, when depleted, this braking system does not properly exert control over mood. Increased brain activation patterns showed that the emotional circuit was not actively inhibited by higher brain regions. The authors suggest that even when in remission, patients with depression are vulnerable to symptoms when dopamine and norepinephrine are reduced.
In general, symptoms of psychiatric disorders affecting mood stability, depression, apathy, obsessive-compulsive thoughts, and mania are related to various frontal-subcortical circuits (FSC) including the dorsolateral prefrontal-subcortical circuit (DLPFC), the superior medial frontal (SMF), the lateral orbitofrontal-subcortical circuits (OFC), and the medial OFC (Chow & Cummings, 2007). These large brain circuits, with complex connections from the frontal lobes and other brain regions, are rich in neurotransmitters including dopamine, serotonin, and norepinephrine. Emotional, affective and social behaviors are affected by dysregulation of these various frontal-subcortical circuits. Bipolar disorders appear to have abnormal functions in major FSC systems (DSM-IV TR). fMRI studies show reduced DLPFC activity during depression, with reduced superior frontal and OFC during manic states (Haldane & Frangou, 2004). Mood stabilizers normalize these activation patters. See Chow and Cummings (2007) for an in-depth discussion of the frontal-subcortical circuits.
PET studies also have investigated brain metabolic changes in frontal-limbic regions in control subjects. Decreased metabolic activity was found in the “dorsolateral prefrontal cortex, the dorsal and posterior cingulated gyrus, and the inferior parietal lobe” and “increases in orbitofrontal prefrontal cortex, the dorsal and hippocampus” (see Pliszka, 2003, p. 215). These differences are similar to the metabolic imbalances found in untreated patients with depression.
Although research on children is limited in scope, MRI research suggests that the frontal lobes are implicated in the pathogenesis of early-onset depression (Steingard et al., 1996). Data from neuroimaging studies of childhood depression report abnormalities in the hippocampus and amygdala. Children with depression have significantly smaller left and right amygdala volumes, compared to non-affected children (Rosso et al., 2005). White matter hyperintensities, which are areas of possible increased water density, have been found in the frontal regions of children with unipolar depression or bipolar disorders (Lyoo, Lee, Jung, Noam, & Renshaw, 2002).
Current neurological theories suggesting neurotransmitter imbalances have led researchers to focus on the hypothalamic-pituitary-adrenal (HPA) axis, as this system appears to be dysregulated in adults with depression (Hammen & Rudolph, 2003). The HPA system regulates response mechanisms in stress situations. Adults with depression show three major abnormalities: “higher basal cortisol, abnormal cortisol regulation as indicated by the dexa-methasone suppression test (DST) and abnormalities of corticotrophin-releasing factor” (Hammen & Rudolph, 2006, p 246). Research findings with children and adolescents have been less consistent, particularly when basal cortisol levels and CRR infusion are measured; however, non-suppression on the DST is similar for both children and adults (Birmaher et al, 1996; Kaufman, Martin, King, & Charney, 2001). See Hammen and Rudolph (2006) for a detailed discussion of the regulatory role of the HPA system.

Neuropsychological Correlates: Cognitive, Perceptual, Attention and Memory Functioning

Cognitive impairments, particularly difficulties in attention, concentration and alertness, have been found in individuals with depression and are likely related to dysfunction of the prefrontal cortical and striatal systems that regulate limbic and brainstem regions (Drevets, 2001a, b; Pliszka, 2003). In addition, Mayberg (1997) found that positive medication response increased activity in the anterior cingulate gyrus (limbic structure) which is important in “executive attention, recruiting effort for a task” (Pliszka, 2003, p. 215).
In a study comparing internalizing-only, externalizing-only, and mixed symptoms groups, Kusche et al. (1993) evaluated found neuropsychological weaknesses in the clinical groups. Although all groups performed more poorly than a control group, the mixed symptom group showed the most severe deficits. The internalizing-only group was the closest to the control group and showed the least amount of neuropsychological impairment, while the externalizing-only group showed moderate amounts of impairment (Teeter Ellison et al., 2009).

Family and Home Factors

Individuals with major depression are six times more likely to have family members with depression than those without depression (Downey & Coyne, 1990; Hammen, 1990). While these findings suggest a genetic risk for depression, environment and biology interact to express this disorder. Mothers who are depressed may interact differently with their children resulting in insecure attachment (Quay et al., 1985). Such insecure attachment has been found to be a significant risk factor in the development of childhood depression (Cummings & Cicchetti, 1990).
A number of family factors influence the development of depression in children and adolescents, including dysfunctional parent-child relations, parental psychopathology, and hostile-rejecting family dynamics (Hammen & Rudolph, 2006). The mechanisms by which family and contextual factors impact childhood and adolescent depression are complex and bidirectional; that is, parental difficulties influence the child’s well-being while the child’s difficulties have negative influences on parents and family functioning. The pathways for transmission are multidimensional, but often persistent, interpersonal difficulties are at the center of the problem (Hammen & Brennan, 2001). Parenting difficulties and impaired attachment also seem likely contributors to the development of childhood depression. Dawson and colleagues further suggest that impaired mother-child interactions alter the development of brain circuits in ways that place children at risk for emotional difficulties and depression (Dawson, Frey, Panagiotides, Osterling, & Hessl, 1997).
While having a parent with depression is one of the most predictive factors for childhood and adolescent depression, adverse psychosocial factors also influence the development of depression (see Hammen & Rudolph, 2003 for a review). Adverse events include stressful life events, impaired parent-child relationships, and marital discord. Furthermore, it is interesting to note that Silberg et al. (1999) found there is an increased heritability of depression in adolescent girls, where genetic vulnerabilities interacted with environmental factors including stressful life events. The fact that familial and environmental factors interact has led to a number of cognitive and psychosocial theories to explain depression (e.g., negative cognitive schemas, depressive attributional styles, diathesis-stress models, etc.). See Hammen and Rudolph (2003) and Hankin and Abela (2005) for an in-depth review of depression.

Implications for Assessment

Depression has been found to affect cognition, memory and concentration which indirectly impact neuropsychological and psychological performance (Teeter Ellison et al., 2009). Slower response and completion times, particularly on speeded tasks, may be problematic. For example, a child or adolescent with major depression may have decreased attention to detail or lowered reaction speed which, in turn, reduces scores on performance subtests of cognitive-intellectual tests as well on timed tasks such as Trails A and B, the Tactual Performance Test, Stroop, and others.
In addition to attention problems, depressed clients experience problems with new learning (Caine, 1986). When the same information is presented in a very structured format, learning improves dramatically (Weingartner et al., 1981). For something to be learned it must first be attended to; thus, if attention is deficient poor performance follows (Cohen, Weingarten, Smallberg, & Murphy, 1982). Retrieval deficits are also frequently seen in depressed clients (Firth et al., 1983). Problems in both remote and newly acquired information are found. These difficulties ameliorate after recovery from depression (Caine, 1986).
Children with depression may present in much the same manner as those with medical problems. The astute clinician will recognize such overlap and seek to differentiate, if at all possible, between the two types of disorders. Clues for differentiation may be found in specific areas of the child's social functioning/ relationships (e.g., isolation, rejection, withdrawal, etc.) and emotional adjustment/well-being (e.g., overwhelming feelings of sadness; prolonged, chronic feelings of sadness/depression, etc.). In cases where such a distinction is not possible, retesting should be pursued after a trial of medication and/or therapy is attempted.
Diagnosing depression involves gathering information about the client and matching this information to the DSM-IV criteria for a diagnosis of depression. It is recommended that the diagnosis be made on the basis of a multi-informant, multi-method procedure. Although multi-method procedures provide the best information, it is important to recognize that poor concordance has been found between raters (Semrud-Clikeman & Hynd, 1991). Particularly important is the finding that the child/adolescent is a reliable source of information about his or her subjective feelings of depression (Kazdin, 1987). Therefore, an assessment for suspected depression should include information gathered directly from the child or adolescent as well as information from teachers and parents.
Clinical interviews. Clinical interviews are one of the most sensitive methods of assessment (Semrud-Clikeman, Bennett, & Guli, 2003; Teeter Ellison et al., 2009). Interviews allow information to be gathered from multiple sources, answer queries about the severity, duration, and frequency of depressive symptoms more fully, and provides a comparison of the child or adolescent's feelings with his or her developmental and mental age.
Self-Report Scales. The Children's Depression Inventory (CDI; Kovacs, 1992) is the most frequently utilized rating scale and has had the greatest amount of research. The CDI consists of 27 items with three alternatives to each question measuring severity of symptoms (the higher the number, the more severe). The CDI may be best used as a screening measure, after which further diagnosis may rest on clinical interviews and other rating scale measures (Semrud et al., 2003).
Other self-report scales include the Reynolds Child Depression Scale (Reynolds, 1989), the Children's Depression Rating Scale-Revised (Pomanski et al., 1984), the Hopelessness Scale (Kazdin, French, Unis, Esveldt-Dawson, & Sherick, 1983), the Depression Self-Rating Scale (Birleson, 1981), and the Hamilton Depression Rating Scale (Hamilton, 1967). Although these scales may also be used, the results may be redundant with the CDI, and all of these measures take a longer time to administer. See Semrud et al. (2003) for an in-depth discussion of the assessment of childhood depression.
If depression is suspected, use of both the structured interview and the CDI can most efficiently and reliably answer the diagnostic questions posed to the examiner. In cases where difficulty remains in diagnosis due to an unwillingness by the child or adolescent to discuss his or her feelings, projective techniques such as the Rorschach, Roberts Apperception Test, or Thematic Apperception Test should be considered. These measures are beyond the confines of this book, and the interested reader is referred to Allen and Hollifield (2003) and DuPree and Prevatt (2003). If an omnibus rating scale is indicated, clinicians are advised to use either the Behavioral Assessment Scale for Children II (BASC-II; Reynolds & Kamphaus, 2004) or the Achenbach System of Empirically Based Assessment (ASEBA; Achenbach & Rescorla, 2001).

Implications for Intervention

Treatment of depression must be conducted by professionals with training and sensitivity to the subjectively felt distress of the child or adolescent. Disturbances in concentration, feelings of guilt and worry, self-destructive thoughts, and social withdrawal are extremely painful and have repercussions for present and future adjustment. Relapses following treatment or poor progress in the initial stages of treatment may exacerbate the disorder and prolong the subjective feelings of hopelessness, helplessness, and sadness (Stark et al., 2006). Treatment of depression often combines pharmacotherapy and Cognitive Behavioral Therapy (CBT).
Pharmacotherapy. Knowledge of the etiology of depressive disorders has been expanded by examining neurotransmitter systems affected by antidepressant medications. Antidepressant medications affect the brain systems in which the primary neurotransmitters are norepinephrine and for serotonin. Antidepressants alter these functional systems by increasing or decreasing the release of neurotransmitters at the presynapse or by enhancing neurotransmitter reuptake mechanisms at the postsynapse.
Since the first edition of this book, NIMH funded a large scale study of treatment for adolescent depression (Treatment for Adolescents with Depression Study Team [TADS], 2004). In this hallmark study 439 adolescents with depression, between 12–17 years of age, were randomly assigned to three treatment groups: medication alone, Cognitive-Behavioral Treatment (CBT) alone, and medication with CBT. Combined treatments were superior to both medication and/or CBT alone treatment. Suicidal ideation was reduced in all treatment groups. It was necessary to monitor adverse effects (i.e., gastrointestinal track events, sedation, and insomnia) for medicated youths. NIMH also funded two other large scale studies of treatment resistant depression. See Chapter 17 for a more in-depth discussion of results from the Treatment for Adolescents with Depression Study (TADS), STAR*D Sequenced Treatment Alternatives to Relieve Depression, and the Treatment Of Resistant Depression In Adolescents, TORDIA.
Clinicians suggest that given the long-term course of depression, the possible morbidity, and the psychic pain experienced, medication is warranted if the child shows a severe form of depression, psychosocial treatment has not been successful, and hospitalization is considered. Frequent communication between home, school, and physician is recommended, particularly with regard to assignment completion and rate of social interaction. Therefore, it is important that the child's progress be closely monitored, consultation between school, home, and physician be maintained, and psychosocial interventions be continued.

Cognitive Behavioral Therapy for Depression

Cognitive Behavioral Therapy (CBT) and interpersonal therapy (IPT) are among the most common forms of therapy for adolescents with depression (Stark et al., 2006). These approaches have much in common and include strategies to improve social interactions, emotional regulation, and social skills. Cognitive-behavioral treatments include problem solving therapy, training in self-monitoring, and self-control training.
While CBT is considered to be a “promising practice,” more research is needed to determine its efficacy. Initial research suggests that a number of therapies including CBT may be helpful for adolescents with depression (Michael & Crowley, 2002). See Stark et al. (2006) for an in-depth review of research on CBT and IPT.
NIMH is currently funding a multi-year study to determine the efficacy of CBT in girls with depression (ACTION; Stark et al., 2006). Components of the study target goal setting, affective education, coping skills training, problem solving training, cognitive restructuring, and building a positive sense of self. There is some evidence that CBT can be an effective treatment for adolescents with depression, particularly when combined with medication. The TADS study showed that a combination of Prozac with CBT produced the most favorable results when weighing both risks and benefits for adolescents with major depression (March, Silva, & Vitiello, 2006).
In summary, the efficacy of pharmacological intervention for childhood depression is not clear at this time. The emergence of studies that utilize psychosocial intervention indicates improvement when cognitive-behavioral treatment is used. As controlled studies of pharmacological and therapeutic techniques appear, the field may well discover the most efficacious methods of treatment. Major depression may be related to environmental factors as much as to biological factors. Treatment of familial difficulties along with multimodal child treatment may be the best avenue for success.

Pediatric Bipolar Disorder

Mood disorders also include two forms of bipolar disorder: Bipolar I and Bipolar II (APA, 2000). The essential features of the bipolar disorders are recurring bouts of mania in addition to bouts of depression. Approximately 10 percent to 15 percent of adolescents with recurring major depression are later diagnosed with Bipolar I disorder (APA, 2000). Bipolar disorders (BPD) are rare in children, with greater frequency of occurrence found in adolescents. Early onset bipolar disorders appear to have more severe problems including higher rates of anxiety and substance abuse disorders, suicide attempts and recurrences (Perlis et al., 2004).
There is a great deal of controversy concerning the diagnosis of childhood bipolar disorders (McClellan, Kowatch, & Findling, 2007). There has been a 40-fold increase in the diagnosis of BPD in children and adolescents, and it is unclear whether children display all the same adult symptoms that are outlined in DSM-IV. Children and adolescents may have high rates of irritability and impulsivity, but it is not certain that these are separate from other broader mood disorders rather than BPD per se. Although 65 percent of adults with BPD report having symptoms in adolescence, it is unclear whether children currently diagnosed with BPD will continue to have the disorder in adulthood. Another of the major diagnostic issues is the overlap of symptoms of BPD with ADHD, where as many as 60 percent of children have a dual diagnosis (Dickstein et al., 2004). Others are concerned that diagnosis is difficult because children present with a number of symptoms that are difficult to differentiate from other schizo-affective, schizoid personality and other mood and anxiety disorders (Gorwood, 2004). Geller and Tillman (2005) have established conservative diagnostic criteria for childhood BPD in order to improve the validity of the disorder.
Bipolar and major depressive disorders differ not only in terms of symptomatology, but also in terms of genetic contributions (APA, 2000; Hammen & Rudolph, 2006). Bipolar depression is likely a genetically based disorder, whereas major depression is related to both genetic and environmental contributions. Torgesen (1986) studied 151 same-sex twins for incidence of bipolar and major depression, and found that 10 had bipolar depression, 92 had major depression, 35 had dysthymia, and 14 had adjustment disorder with depressed mood. Torgesen reported a 75 percent concordance rate for bipolar depression in monozygotic twins and close to 0 percent concordance in dizygotic twins. Furthermore, data indicated a 27 percent concordance rate for major depression in monozygotic twins and a 12 percent rate for dizygotic twins, with a 40 percent concordance rate for psychotic depression in monozygotic twins, compared to 15 percent in dizygotic twins. Torgesen (1986) concluded that major depression and bipolar disorders are two different disorders, with bipolar and severe (i.e., psychotic) depression more likely to be genetically transmitted.
Dickstein et al. (2004) found that children with bipolar disorder show deficits in attentional set shifting and visuospatial memory tasks from the Cambridge Neuropsychological Test Automated Battery. Children with bipolar depression also experience more difficulty on performance-based tasks rather than on verbal measures (Dencina et al., 1983).
Typical first line treatments for BPD include mood stabilizers and atypical antipsychotic medication (McClellan et al., 2007). Behavioral therapies may also be used to address violent outbursts and violence in some adolescents with juvenile mania. The National Institute of Mental Health is funding the Systematic Treatment Enhancement Program for Bipolar Disorder (STEP-BD) study to follow a cohort of children diagnosed with BPD. Additional studies are also underway to determine treatment efficacy of early onset mania, and to examine the effectiveness of family-based treatments and medications (see NIMH Bipolar Facts, 2008).

Anxiety Disorders

For purposes of this chapter, Generalized Anxiety Disorder, which includes Overanxious Disorder of Childhood as defined by DSM-IV-TR (APA, 2000), will be discussed. The essential features of GAD are excessive anxiety and worry or apprehension that is difficult to control. Anxiety causes considerable distress that impairs social, academic and other important daily functions. One of six symptoms must be present to meet criteria for GAD: restlessness or feeling keyed up, easily fatigued, difficulty concentrating, irritability, muscle tension, and sleep disturbance (APA, 2000, p. 476).
Additional types of anxiety disorders found in childhood include separation anxiety disorder, social phobia, panic disorder, obsessive-compulsive disorder and posttraumatic stress disorder. Obsessive-compulsive disorder (OCD) is diagnosed when recurrent and distressing thoughts or drive lead to a repetitive or irrational behavior, which in turn causes anxiety when resisted (APA, 2000). OCD typically begins in adolescence or early adulthood, but it can begin in early childhood (APA, 2000; Spence, Rapee, McDonald, & Ingram, 2001). Early onset of anxiety increases the risk for comorbidity and, if left untreated, anxiety may persist into adulthood (Albano, Chorpita, & Barlow, 2006).
Posttraumatic stress disorder (PTSD) is characterized by anxiety symptoms following an emotionally distressing event that is unusual in normal human experience. The child may have been exposed to a variety of traumatic events including war, natural disaster, actual or threatened death, serious injury or physical threat to self or others (APA, 2000). Responses to the trauma may include intense fear or horror, helplessness, frightening nightmares, acting or feeling that the event will reoccur (i.e., hallucinations, flashbacks), intense psychological distress, and physiological reactions to events that resemble the trauma. Individuals with PTSD seek to avoid stimuli that are similar to the trauma which may result in a lack of interest in activities, inability to recall the event, restricted range of emotions (blunting, inability to feel love), feelings of detachment, and a sense of hopelessness as it relates to the future.

Incidence

Prevalence rates for childhood anxiety disorders estimated from data gathered through the 2003 National Survey of Children's Health (NSCH) suggest that 2–4 percent of children have anxiety or depression (Blanchard, Gurka, & Blackman, 2006). In the National Comorbidity Replication study (NCS-R), Shear, Jin, Ruscio, Walters, and Kessler (2006), reported prevalence rates of 4.1 percent of lifetime separation anxiety in children and 6.6 percent in adults, with 1/3 of the children showing persistent anxiety into adulthood.
Blanchard et al. (2006) found that anxiety and depression maybe under-diagnosed in children where 36 percent of parents surveyed indicated concerns over anxiety or depression. The study also revealed that emotional problems were more frequent in school-aged versus preschool children. In a longitudinal study of a community sample of children aged 9–13 years of age participants were followed until the age of 16 years. Costello, Mustillo, Erkanli, Keeler, and Angold (2003) found that anxiety disorders (social anxiety and panic disorders) increased over the study period.

Comorbidity

Children with generalized anxiety disorders are at high risk to develop concurrent mood disorders, and other anxiety disorders (APA, 2000). In a longitudinal study of individuals living in New Zealand, Moffitt et al. (2007) reported that 72 percent of individuals with lifetime anxiety had a history of depression. In adulthood, 12 percent had comorbid generalized anxiety disorders with major depression, which placed them at risk for significant mental health needs including psychiatric medication (47%), attempted suicide (11%), sought mental health services (64%), and high recurrence rates of generalized anxiety (47%) with major depression (67%).
Externalizing behavioral difficulties have also co-occurred with anxiety disorders, including ADHD (Jensen et al., 2001). In addition individuals with generalized anxiety disorders are at risk for substance abuse disorders (APA, 2000). Costello et al. (2003) also reported that there was considerable continuity of having one diagnosis than another over time, particularly from depression to anxiety, depression to anxiety, and conduct disorder with anxiety to substance abuse.
The neuropsychological differences between children with comorbid internalizing and externalizing disorders (i.e., conduct disorders and anxiety or depression) and those with co-occurring internalizing disorders (i.e., anxiety and depression) have not been investigated (Teeter Ellison et al., 2009). Children with various comorbid psychiatric disorders may well have underlying weaknesses in neuropsychological functions that ultimately affect treatment strategies and outcomes. Further research is needed in this area to more fully determine if there are unique characteristics for various combinations of comorbid disorders, and to determine how comorbidity affects treatment outcome. See the discussion of Implications for Treatment for a more detailed discussion.

Genetic Factors

Research on the genetic basis of anxiety disorders has significantly increased over the past 15 years (Albano et al., 2006). Although anxiety and other mood disorders typically run in families, researchers have not isolated any specific gene area or region for anxiety (Pliszka, 2003). Gratacos et al. (2001) have found that chromosome 15 may be involved with several anxiety disorders (i.e., panic, agoraphobia, social and simple phobia). Apparently OCD differs from the other anxiety disorders due to its high co-occurrence with tic disorders. Pliszka (2003) suggests that tic disorders and OCD have been found in individuals recovering from encephalitis, and other autoimmune diseases such as strep throat. “Pediatric autoimmune neuropsychiatric disorders associated with strep” or (PANDAS) have been reported. Pliszka suggests that genetic vulnerability may be to autoimmune weaknesses rather than to OCD.
Twin studies report that heritability estimates for anxiety disorders range from 30 percent to 40 percent (see Kendler, Neale, Heath, & Eaves, 1992, 1993). Studies utilizing twins have found a high concordance rate for anxiety disorder in identical twins (Torgesen, 1986). There is a tendency for children who are behaviorally inhibited at an early age to have parents who are under treatment for panic disorder and agoraphobia (Rosenbaum, 1988). On follow-up these children were at increased risk for anxiety disorders in late adolescence and early adulthood (Rosenbaum, 1988).
It appears that biological dispositions may interact with environmental stressors and result an increase in anxiety disorders in children born to parents who have been diagnosed as affectively disordered. A review of twin studies by Rapoport (1986) found a concordance of 80 percent for obsessive-compulsive disorder in monozygotic and dizygotic twins. This high rate of concordance is suggestive of genetic transmission and needs to be studied further. This area of study is just beginning, and further information is needed to determine the relationship that genetics and environment has on the risk factor of later developing an anxiety disorder.

Brain and Neurochemistry

Pennington (2002) discusses the brain mechanisms underlying anxiety and explains the shift from single neurotransmitter theories (i.e., norepinephrine) to more complex theories involving the amygdale and the hypothalamic-pituitary-adrenal axis (HPA), and other neurotransmitters (serotonin, GABA, corticotrophin-releasing factor, and cholecystokinin). While there are few neuroimaging studies, Davidson, Abercrombie, Nitschke, and Putman (1999) report that greater amygdala and right prefrontal activation patterns were found in children with anxiety compared to nonanxious controls.
According to Teeter Ellison and Nelson (2008), negative emotions and emotional deprivation affect stress-responsive systems, particularly the sympathetic adrenal medullary (SAM which is the fight/flight system) and the HPA [counteracts or suppresses acute stress reactions (Adam, Klimes-Dougan, & Gunnar, 2007)]. While hormones in the HPA system (cortisol) sustain brain development, cortisol can also be detrimental to the developing neurons. “More recently, the link between early experience, brain development, and both normal and disordered functioning has become increasingly evident and better understood, due largely to evidence that early experience (especially deprivation experiences) reduces neural plasticity to stress experienced later in life (e.g., Mirescu, Peters, & Gould, 2004) and even permanently silences genes critical to the regulation of the stress response (e.g., Weaver et al., 2004)” (Adam et al., 2007, p. 266). Cortisol levels change at different stages, first when anticipating the stressor, second when reacting to the stressor, and finally recovering to pre-stress levels. Cortisol responses can be buffered with secure early attachment to the primary caregiver, whereby the HPA system becomes under social regulation (Teeter Ellison & Nelson, 2008).
Positive mother-child interactions, with responsive care buffer cortisol levels, ultimately reduce the distress infants feel, while unresponsive, insensitive interactions have negative affects on the infant’s stress responses (Teeter Ellison & Nelson, 2008). “Although parents can clearly serve as buffers on the effects of social environments on young children’s HPA-axis, they can also serve as a profound source of social strain if their behavior is threatening or fails to provide appropriate comfort” (Adam et al., 2007, p. 274).
Long-term alterations of the HPA system often occur in children exposed to severe deprivation (institutions) and those who experience physical and sexual abuse (Teeter Ellison & Nelson, 2008). Fearful, anxious children and undercontrolled children also have altered cortisol levels as a result of negative peer interactions in childhood and adolescence. Peer rejection, stressful social interactions, social isolation, and chronic social strain appear to influence the HPA system.
Differences in HPA-axis activity have been found in a number of childhood disorders including both internalizing and externalizing disorders, memory and cognitive deficits, and poor educational performance (Teeter Ellison & Nelson, 2008). However, positive early childhood care and school environments may buffer the adverse affects of high cortisol levels (see Adam et al., 2007).
Elevated blood pressure and heart rate responses are related to anxiety arousal (Matthews, Manuck, & Saab, 1986). Use of electrophysiology has found increased arousal in the limbic system of inhibited children (Kagan, Arcus, Snidman, & Feng-Wang-Yu, 1994). It has been hypothesized that such arousal contributes to the development of anxiety disorders. It is also possible that biological dispositions interact with environmental stressors, subsequently resulting in the higher-than-expected incidence of anxiety disorder in children of parents with anxiety and/or depressive disorder. Evidence gained through PET and CT scans in individuals with OCD has found increased metabolic rates for glucose, particularly in regions of the orbital gyrus and caudate nucleus (Baxter et al., 1987; Luxenberg et al., 1988).

Academic and School Adjustment

Anxiety disorders have not been found to be related to low intelligence. In contrast, children with anxiety disorders tend to have at least average ability (Rachman & Hodgson, 1991). Anxious children experience significant psychosocial difficulty, including impaired peer relations, depression, low self-concept, poor attention span, and deficits in academic performance (Strauss, Frame, & Forehand, 1987). Children with anxiety disorder have been found to be as disliked by their peers as those children with conduct disorder (Strauss et al., 1988). Children with anxiety also have been found to be socially neglected, isolated, withdrawn, and lonely (Strauss, 1990). Anxious children are more likely to experience test anxiety and difficulty in presenting before their classmates. Children with obsessive-compulsive disorder are absent from school frequently because of peer ridicule (Clarizio, 1991) and social isolation (Allsop & Verduyn, 1990), and are at higher risk for suicide (Flament et al., 1988, 1990) and substance abuse (Friedman, Utada, Glickman, & Morrissey, 1987).
It is important to note that anxious children rarely pose significant overt behavioral difficulties in school, and often are not referred for assessment by their teacher. Teachers have frequently described these children as well-behaved and eager to please (Strauss, 1990). However, such anxiety can impair the child's social and academic functioning, and teachers need to be familiar with these difficulties through in-service and direct training.

Family and Home Factors

There appears to be a relationship between socioeconomic status and anxiety in children (Strauss, 1990). Separation anxiety disorder has been found to be more prevalent in families of lower socioeconomic status (SES; Last, Hersen, Kazdin, Finkelstein, & Strauss, 1987), while overanxious children are found in greater concentration in middle to higher SES families. Moreover, avoidant disorder also has been found to be more prevalent in middle to higher SES families than in lower SES families (Francis, Last, & Strauss, 1992). In addition, there is an increased incidence of psychopathology in close relatives of children and adolescents with obsessive-compulsive disorders (Templer, 1972). Families of children with OCD tend to be highly verbal, socially isolated and withdrawn, emphasize cleanliness and etiquette, and have a tendency to be extremely frugal with money (Adam et al., 1995). Clark and Bolton (1985) found that adolescents with OCD believed their parents held very high expectations for them, and these expectations were higher than those perceived by adolescents with anxiety disorders. These authors reported that the parents of OCD and anxious adolescents did not differ in their expectations for their children.

Implications for Assessment

It is important to utilize a multi-method approach to the diagnosis of anxiety disorders. Semi-structured interviews, rating scales, self-report scales, and observations are important pieces of an assessment. As discussed in the section on childhood depression, semi-structured and structured interviews are helpful in diagnosing anxiety disorders (Loney & Frick, 2003). Last et al. (1987) found good concordance across informants using a semi-structured clinical interview to diagnose anxiety disorders. Children reported more anxiety symptoms than parents, possibly indicating that because of the internal nature of these signs, children are more aware of these types of difficulties than their caregivers (Edelbrock, Costello, Dulcan, Kalas, & Conover, 1986). However, interviews with children under the age of nine years have low reliability [see (Loney & Frick, 2003) for a review]. The Dominic-R was developed to address these weaknesses for assessing young children with anxiety (Valla, Bergerson, & Smolla, 2000). The Dominic-R assesses DSM-III-R criteria and is presented in a picture format. The pictorial format, combined with verbal questions, increased the reliability and validity of the diagnostic interview in young children (Loney & Frick, 2003).
The neuropsychological underpinnings of anxiety disorders in childhood have not been as extensively investigated compared to other disorders of childhood (Teeter Ellison et al., 2009). Shaffer et al., (1996) also reported that children with anxiety and withdrawal had a higher risk of developing long-term problems due to dependent behavior coupled with signs of motor clumsiness, associated movements, and/or fine motor delays in childhood (Teeter Ellison et al., 2009).

Rating Scales

Self-report rating scales are frequently used to assess general anxiety levels. These scales are not developed to determine various types of anxiety disorders. One of the most popular rating scales used is the Revised Children's Manifest Anxiety Scale (Reynolds & Richmond, 1978), which provides a global score. It is confounded by symptoms of depression in the scale and may be best utilized as a general measure of psychic distress. Behavioral rating scales such as the Achenbach and BASC are useful to screen for anxiety disorders with children showing elevated scores on more intensive measures, including a structured clinical interview and observations. Such a multistage method of evaluation can decrease false positives and increase the specificity of diagnosis in order to facilitate selecting the most appropriate treatment.

Implications for Treatment

Treatment of anxiety disorders is typically multifaceted and may involve behavioral techniques, cognitive-behavioral therapy, and/or pharmacology (Chorpita & Southam-Gerow, 2006). Specific behavioral interventions generally include systematic desensitization, flooding, modeling, and reinforcement. Systematic desensitization involves the gradual exposure of fear-evoking situations paired with a nonanxiety arousing situation. This technique has been most successful with phobias. Flooding involves placing the child in the feared situation for an extended period of time to evoke an intense reaction which gradually diminishes. Although this technique has been effective with school phobia, it is not recommended for other types of disorder because of the aversive nature of the treatment and the availability of less stressful methods. The use of positive reinforcement, shaping, and extinction have been most helpful with phobias. One of the most important components of this technique is to reduce parental attention when the child becomes fearful, thus removing a very powerful reinforcement for the anxious behavior.
Modeling is another behavioral technique in which the child imagines or watches a model successfully interact with the fear producing stimulus. This technique is helpful in reducing common childhood fears. Modeling can take a variety of forms: (1) symbolic where pictures or videos show successful interactions, (2) covert modeling where the child imagines the model interacting successfully, and (3) peer or adult models where others confront the fearful stimulus and model coping strategies (Chorpita & Southam-Gerow, 2006).
Cognitive behavioral interventions are used to modify cognitions that underlie the anxiety and emotional distress. Included in this type of intervention are methods of cognitive restructuring, self-instruction, and self-monitoring. These techniques have been successful in treating treatment anxiety disorders in childhood. Psychopharmacology will be discussed in Chapter 17.

Effects of Comorbidity on Treatment Outcomes

Children with both anxiety and ADHD respond differently to ADHD treatments when compared to other groups. The ADHD + ANX group, regardless of ODD/CD status, tended to be more responsive to treatment than either children with ADHD + ODD/CD or ADHD-only groups. In addition, children with ADHD + ANX responded positively to any of three treatments (behavioral, medication management, or combined treatment), whereas the ADHD + ANX + ODD/CD had the greatest benefits from the combined treatment. Finally, the ADHD + OCC/CD or ADHD-only groups generally only responded to treatments with medication (Jensen et al., 2001).

Conclusions

Children with internalizing and externalizing psychiatric disorders appear to present with both functional (behavioral) and neuropsychological (biogenetic) markers. These domains are intertwined and difficult to separate out. It seems safe to conclude that children who have more than one disorder are more likely to be referred for assessment and are more likely to demonstrate severe types of psychopathology and neuropsychological dysfunction.
The next section provides a clinical case study of a child with Major Depressive Disorder, Generalized Anxiety Disorder, and Panic Disorder.

Depression Case Study

Learning Characteristics Assessment

Identifying Information:

Name:Mr. L.M.
Age (Date of Birth):  17
Education:12 years

Procedures Administered:

Clinical Interview
Test of Malingering (TOMM)
Wechsler Adult Intelligence Scale – 3rd Edition  (WAIS-III)
Woodcock Johnson Achievement Battery – 3rd  Edition (WJ-III)
Wechsler Individual Achievement Test – 2nd  Edition (WIAT-II; selected tests)
Nelson-Denny Reading Test
Delis-Kaplan Executive Function System  (D-KEFS; Selected tests)
Test of Variables of Attention (TOVA)
Wechsler Memory Scale – 3rd Edition (WMS-III)
California Verbal Learning Test – 2nd Edition (CVLT-II)
Rey Complex Figure Test (RCFT)
Beck Depression Inventory (BDI)
State-Trait Anxiety Inventory (STAI)
Minnesota Multiphasic Personality Inventory – 2nd  Edition (MMPI-2)

Referral Question

Mr. M. is a 17-year-old, right-handed male who is planning to attend the local community college in the fall. He was referred for evaluation by his parents who are concerned about possible difficulties that may arise in college in writing and reading. Mr. M.’s stated goals for the assessment were to determine if he had a writing disability and to receive recommendations for improving his writing. During the clinical interview, he reported that he has problems with academic writing in the social sciences, especially due to his difficulties sustaining attention while writing and developing a cohesive argument.

Developmental History

The following information was obtained through the learning assessment questionnaire completed by Mr. M. and a clinical interview.

Birth and Developmental Milestones

Mr. M. reported that he was born after a full-term pregnancy and his mother did not have complications with his pregnancy or delivery. His mother was 26-years-old when he was born. Mr. M. reported reaching all developmental milestones (walking, talking, and crawling) at appropriate times without difficulty.

Family

Mr. M. described his parents as typical and conservative. Mr. M. also reported that during his middle school years, his parents were not very strict and he often argued and yelled at them. While he does not remember what they argued about, he indicated that he remembers just wanting to get his way. He reported that his parents eventually concluded that they “could not control him and let him go.” His mother has a high school diploma and his father went on to earn some college credits. They are employed as managers in a large company. Mr. M.has one younger brother who is in elementary school and doing well.

Family Medical and Psychiatric History

There is no history of any medical difficulties or psychiatric problems for Mr. M.’s family. Mr. M. did not report experiencing any medical problems during his lifetime. He reported that he has been very healthy.

Academic History

Early Academic Performance

Mr. M. attended a small private elementary school where he reports performing well academically. In the 7th grade, however, he began attending a public school and his grades dropped to mostly Cs and Ds, and deficiency notices were sent home to his parents. Mr. M. reported that while his parents expected him to do well in school, they did not help him with schoolwork. In high school, he continued to do poorly and failed some of his classes, reportedly because he did not apply himself. He did, however, earn his high school diploma.
During this time, Mr. M. did not receive any remedial services or academic tutoring. His favorite subject was science and his least favorite was history, because he reported having no connection or interest in the subject. Throughout middle and high school, Mr. M. reported that he had a good group of friends and stayed out of trouble.

Behavioral Observations

Mr. M. appeared for each testing session on time or early, well-groomed, and casually dressed. He indicated that he is right-handed, does not have any hearing problems, but does wear glasses to correct his vision problems. English is his native language.
During the first assessment session, Mr. M. was very lively and talkative. During the clinical interview, Mr. M. was candid and open to answering each question to the best of his ability. He was cooperative and motivated during testing and even made jokes. For example, during WAIS-III Digit-Symbol Coding, Mr. M. asked if I had ever tested someone who finished the subtest incredibly fast “like Rain Man.” He did, however, appear somewhat nervous. He was frequently observed biting his nails, picking with his skin, and scratching his head. He took great care in responding to the items on the BDI-II. He read each item carefully and asked questions about any items he did not understand.
During the subsequent assessment sessions, Mr. M. appeared less energetic and somewhat sad and stressed. When given a self-report anxiety measure on the second day of testing, Mr. M. said that he had a paper due that day and his responses were largely influenced by his school concerns. During this testing session, we completed some of the writing assessment measures. He did not appear to have trouble during the WJ-III Achievement Writing Fluency subtest, where he wrote very quickly. During the WJ-III Achievement Writing Samples subtest, however, he frequently crossed out what he had written and started again. During the WIAT-II Written Expression subtest, Mr. M. said that his “mind went blank,” but it was “not because he was tired.” He began the essay by creating a short outline of his main points. While writing the essay for this subtest, Mr. M. frequently erased what he had written. He also placed a great deal of pressure on the pencil as he wrote. The table even moved with the force of his writing. After 10 minutes had passed, Mr. M. had only written 4–5 lines of text. He also held his face very taut, with his lips firmly pressed together during this and other writing exercises.
Mr. M. was administered a measure of malingering, which fell within normal limits (TOMM). In sum, the assessment results are thought to be a valid and reliable representation of Mr. M.’s psychological, cognitive, and academic functioning.

Test Results

Intellectual Functioning

Mr. M.’s general cognitive abilities were assessed using the WAIS-III. On the WAIS-III, Mr. M.’s overall intellectual abilities fell within the high average to significantly above average range. He obtained a Full Scale IQ of 120, which falls at the 91st percentile when compared to others at the same education level. The chances that the range of scores from 116 to 124 includes his true IQ are about 95 out of 100. Mr. M. obtained a Verbal IQ of 115 and a Performance (nonverbal) IQ of 124. The difference between his Verbal IQ and Performance IQ was not statistically significant. Therefore, Mr. M.’s Full Scale IQ score is the most appropriate index of his overall intellectual abilities.
Mr. M.’s performance on tests of verbal comprehension was in the average range. The verbal comprehension subtests required him to answer oral questions that measure factual knowledge, provide meanings of words, exhibit reasoning ability, and adeptly express his ideas in words. Among these verbal subtests, Mr. M.’s performance on a test that required him to describe how two things are similar was a relative weakness.
His performance on tests of perceptual organization was in the superior range. The perceptual organization subtests required him to integrate visual stimuli, use nonverbal reasoning skills, and apply visual-spatial and visual-motor skills to solve the kinds of problems that are not taught in school. Among these perceptual subtests, Mr. M.’s very superior performance on a task that required him to use blocks to create a model in three-dimensional space based on a two- or three-dimensional example model was a strength. His superior performance in this domain suggests that his nonverbal thinking and visual motor coordination are well developed.
On tests of working memory, he performed in the superior range. These subtests required him to respond to oral stimuli that involve handling numbers and letters in a sequential fashion and displaying a non-distractible attention span. These results suggest that his sequential processing ability is very well developed.
Mr. M.’s processing speed was in the high average range. The processing speed subtests required him to demonstrate extreme speed in solving an assortment of nonverbal problems. These tests measured speed of thinking as well as motor speed. His performance in this domain suggests that his response speed, the ability to quickly scan, discriminate between, and sequentially order visual information, is in the high average range.
There was a significant difference between Mr. M.’s superior performance on perceptual organization and working memory subtests, and his average verbal comprehension performance. This indicates that his verbal conceptualization, knowledge, and expression abilities are a relative weakness.
Overall, Mr. M. exhibited superior intellectual abilities. His perceptual organization and working memory skills were strengths, while his verbal comprehension ability was a relative weakness.

Scholastic Achievement

Mr. M.’s overall performance on the WJ-III Achievement Battery was in the high average range. Mr. M.’s overall reading achievement was in the average range.
His reading comprehension and his ability to recognize words were in the high average range. Mr. M.’s reading fluency was in the low average range. Mr. M.’s vocabulary, comprehension, and reading rate were also in the average range when tested using the Nelson-Denny Reading Test.
Mr. M.’s scores on written achievement were in the high average range. His ability to produce meaningful written sentences in response to a variety of tasks was in the average range (Writing Samples subtest). His spelling was also in the average range. His writing speed was in the high average range as measured by the Writing Fluency which required him to write complete sentences using a given set of words and matching picture. When writing single sentences in the structured format of the Writing Fluency subtest, Mr. M.’s performance is in the high average range. Mr. M.’s written achievement was also tested using the WIAT-II. On this test, his spelling and written expression were in the average range.
Mr. M.’s overall math achievement fell in the high average range. His mathematic calculation skills (Calculation subtest) and his ability to solve mathematic word problems (Applied Problems subtest) were both in the average range. His performance on Math Fluency, a timed task that requires examinees to calculate addition, subtraction, and multiplication problems quickly, was in the high average range.
Overall, Mr. M.’s scholastic achievement skills were in the high average range. Specifically, his overall mathematics and written language skills were in the high average range and his reading skills were in the average range. Because his academic achievement is within cognitive expectations, Mr. M. does not meet criteria for a learning disorder.

Working Memory and Attention

Mr. M.’s performance on working memory tasks was in the superior range on both the WAIS-III and the WMS-III. On the D-KEFS Trail Making Test, a task measuring working memory, visual scanning, attention, number-letter sequencing, and visual-motor abilities, Mr. M.’s performance was in the average to high average range.
The Auditory and Visual T.O.V.A. was used to assess Mr. M.’s attention and impulse control. The test resembles a computer game where the examinee is directed to press a switch whenever a specific stimulus appears. When compared to those of his same age and gender, Mr. M.’s performance suggested he has a significant problem with sustained attention.

Executive Functioning

The D-KEFS Color-Word Interference Test was used to assess Mr. M.’s verbal inhibition and cognitive flexibility. This test consists of four timed conditions. In the first condition of this test, Mr. M. was shown a sheet with color patches aligned in rows and asked to name each of the colors as quickly as possible. In the second condition, he was shown a list of color words and asked to read them as quickly as possible. Mr. M.’s performance in both of these conditions was in the average range. The third condition required him to inhibit the written color word and, instead, name the color of ink, and his performance was in the high average range. He also performed in the high average range during the fourth condition, which required him to switch back and forth between naming the dissonant ink color and reading the conflicting word. His high average performance during these conditions indicates that he took less time than others of similar education level to complete the task.
The D-KEFS Verbal Fluency Test was used to assess Mr. M.’s cognitive flexibility and strategic thinking. This test required him to generate as many words as possible beginning with a given letter or belonging to a specific category within a short period of time. Mr. M.’s performance on this test was in the average to high average range, indicating that his cognitive fluency is within normal limits.
The D-KEFS Sorting Test was used to assess Mr. M.’s executive functioning, concept formation, and problem solving abilities. This test required him to sort various cards into groups, describe the concepts he used to generate each sort, and identify the correct categorization rule or concept used to generate sorts created by the examiner. Mr. M.’s performance on these tasks was in the average to high average range suggesting that his ability to implement and perceive conceptual relationships in both verbal and nonverbal modalities is within age and education level expectations.
The D-KEFS Tower Test was used to assess Mr. M.’s spatial planning and rule learning skills. His performance on this task was in the average range.
Overall, Mr. M. demonstrated average to high average executive functioning.

Memory Functioning

Mr. M.’s general memory abilities, as measured by the WMS-III, were in the high average range. His ability to recall visual information immediately and after a 25-minute delay were in the high average and average ranges, respectively. His ability to recall oral information immediately and after a 25-minute delay were both in the high average range.
Mr. M.’s auditory learning and memory were also tested using the CVLT-II. On this test, Mr. M. was given several oral presentations of a 16-word list and asked to recall the list after each presentation. Mr. M.’s recall after the initial presentation of the first word list was in the high average range. After the fifth trial of oral presentation of the words, Mr. M.’s performance was significantly above average. His overall ability to recall words with repeated exposure to the list of words was in the average range as indicated by his learning slope score. When orally presented with a second list of words, Mr. M. scored in the superior range, recalling 14 out of the 16 words. His performance was significantly above average when he was asked to recall the first list of words after a short and long delay. An analysis of his memory performance revealed that across all five trials, Mr. M. used a less efficient method for learning the words, recalling them in the order given. While Mr. M.’s performance on this test was in the high average to superior range, he did not use the most effective learning strategy, reorganizing the target words into categorical groups, to pull the words from memory.
In sum, results from both the WMS-III and the CVLT-II indicate that Mr. M.’s general memory abilities are in the high average range. His somewhat less developed visual memory skills and his slower processing speed may be influencing his overall memory abilities and his current reading difficulties.
Overall, Mr. M.’s memory abilities were in the high average range to superior range.

Visual-Motor-Spatial Skills

The Rey-Osterreith Complex Figure test (ROCF) was used to measure Mr. M.’s visual-motor-spatial memory and construction skills. This test first required him to make a copy drawing of a complex figure. The picture of the figure was then taken away, and Mr. M. was asked to draw the figure immediately and after a 25-minute delay. Mr. M.’s ability to recall and draw the figure immediately and after a delay was in the superior and high average range, respectively. Taken together, Mr. M.’s visual-spatial memory was very well developed.

Emotional Functioning

Mr. M. provided valid and reliable responses to the MMPI-2. According to the results of the MMPI-2, Mr. M.’s profile suggests that he is currently experiencing anxiety and depression. The profile suggests a tendency to be anxious and insecure. He also may be experiencing some psychosomatic problems, such as trouble sleeping and appetite changes.
This profile also suggests that Mr. M. is introverted and has difficulties meeting other people. He may be shy, uneasy, and somewhat rigid and overcontrolled in social situations. He may have high standards and a strong need to achieve, but feels that he falls short of his expectations and blames himself harshly. According to the results, he feels insecure and pessimistic about the future and doubts that he can solve his problems.
The results also suggest that Mr. M. is passive and dependent in interpersonal relationships and does not speak up for himself even when others take advantage of him. He forms deep emotional attachments and tends to be quite vulnerable to being hurt. He also tends to blame himself for interpersonal problems.
On the STAI, a self-report measure of current and general levels of anxiety, Mr. M. also indicated high levels of state and trait anxiety (90th and 96th percentiles, respectively). On the BDI-II, Mr. M. received a score of 28, indicating that he is reporting moderate depressive symptoms. During the clinical interview, Mr. M. was assessed for depression, generalized anxiety disorder, panic disorder, and attention-deficit hyperactivity disorder.

Major Depressive Disorder

Mr. M. indicated that he has been suffering from depressed mood, anhedonia, weight loss, sleep disturbances, guilty feelings, concentration difficulties, and indecisiveness since middle school. He reported that he often felt down because of schoolwork and wondered whether he is “cut out for college.” He became somewhat more introverted this past school year and now rarely goes out with friends. He felt cut off from the other students and teachers because guilt surrounding his poor work performance made him want to avoid seeing them. By the end of the school year, he had lost 5–7 lbs., due to a decreased appetite. Mr. M. indicated that he slept fewer hours more than usual. He also indicated that he felt guilty about not making his paper deadlines. He found it difficult to concentrate on completing his papers. He also reported that he usually considers himself an indecisive person, but that decision making was somewhat more difficult than usual. Mr. M. did not indicate any thoughts of death or dying. Based on these responses, Mr. M. meets criteria for a Major Depressive Disorder.
Mr. M. also reported feeling depressed, hopeless, and lonely for 2–3 months starting in October when he broke up with his first serious girlfriend.

Generalized Anxiety Disorder

When assessed for symptoms of generalized anxiety disorder, Mr. M. indicated that he is often consumed with worry, has difficulty controlling his worry, and experiences physical symptoms such as restlessness, fatigue, concentration difficulties, and body tension when he worries. Mr. M. reported that since his sophomore year in high school he has frequently worried about the writing he is required to do at school and work. He finds that after collecting and reading all of the needed research articles, it is difficult for him to write a cohesive essay.
Mr. M. reported that he has always worried about what other people think of him. For example, he often worries about making mistakes in oral presentations. A few times other people have told him that he was too sensitive and should not worry about things so much. He also thinks that he worries too much about what other people think and that the worry may be excessive. Mr. M. reported that he spends 5–6 hours each day worrying. He feels like the worries are on his mind all day, more days than not and are difficult to control.
Mr. M. reported that when he is worrying he has trouble sitting still. He gets tired very easily. It is harder for him to pay attention. He become more introverted and will avoid talking to his roommate. He feels his chest get tight, as if he can feel the burden of stress. He also reported feeling tension in his shoulders and neck. Mr. M. indicated that these physical symptoms occur 1–2 times per week. This worry has had a significant effect on Mr. M.’s life. It bothers him that he feels this way and it has made him question whether he should remain in graduate school. This worry has also affected his social life. He reported that worrying has turned him into a hermit, where he hardly ever leaves the house. Based on these symptoms, Mr. M. meets criteria for Generalized Anxiety Disorder.

Panic Disorder

When assessed for symptoms of panic disorder, Mr. M. reported experiencing several panic attacks at the end of the past school year as he tried to complete his writing assignments. During these attacks, he felt his heart racing. He began to shake. He had trouble catching his breath. He had pains in his chest and feared he was having a heart attack. He also worried whether he would lose control. He reported that all of these physical symptoms came on quickly, within 10 minutes after the attack began. Mr. M. reported having panic attacks three times per week during one month in the fall and as much as three times per day during one recent month. Mr. M. indicated that he does not fear having another attack, but he does believe he will have one again. Based on these symptoms, Mr. M. meets criteria for Panic Disorder Without Agoraphobia.

Attention-Deficit Hyperactivity Disorder

When assessed for symptoms of attention-deficit hyperactivity disorder, Mr. M. reported that has difficulties with listening, finishing assignments, and organizing. He also reported that he avoids activities that require him to sustain attention for long periods and is often forgetful. Mr. M. reported that he has trouble listening and understanding others. He first noticed this behavior when he began his junior year of high school. He feels like it takes him longer to understand things than others, especially when unfamiliar topics are being discussed. This mainly happens with teachers, and he does not have this problem with his parents or peers. Mr. M. also reported that he has more trouble than others finishing long and tedious tasks. He first noticed that he had trouble finishing assignments in elementary school, but this difficulty only causes significant problems for him when he is writing papers. He also reported difficulties with continuing to work on one school assignment for an extended period of time. He indicated that he will start doing one task, get bored, and then switch to another. This problem, however, is specific to schoolwork and he does not have trouble completing chores around the house.
Mr. M. also reported having more difficulties organizing things than others. He often has trouble keeping papers and computer files organized. He is also disorganized with his bills, which are often not paid on time because of this. It is also difficult for him to organize his schedule, and he will often forget deadlines and appointments. He reported that he keeps a calendar, but then will not look at it for a week. When asked how he was able to arrive on time to each of our assessment sessions, he indicated that he set a reminder on his phone. Mr. M. reported that he avoids, dislikes, and is reluctant to engage in activities requiring sustained attention, especially writing and editing papers. He does not find himself avoiding reading assignments, however. Mr. M. also reported that he is somewhat more forgetful than others. He sometimes forgets to complete school and work tasks. He reported that this does not occur frequently, however. On average, he forgets things 1–2 times per month. He does not forget daily chores. Mr. M. did not indorse any hyperactivity or impulsivity symptoms. Results from the T.O.V.A. and the clinical interview indicate that Mr. M. meets criteria for Attention-Deficit Hyperactivity Disorder Inattentive Type. These findings may indicate the presence of ADHD, but the presence of a mood disorder makes this determination problematic and should be more fully explored psychiatrically. In addition, the difficulties were not identified until Mr. M was a sophomore in high school. At this time he does not qualify for a diagnosis of ADHD.

DSM-IV-TR Diagnosis

Axis I:Moderate Major Depressive Disorder,  Recurrent (296.32)
Generalized Anxiety Disorder (300.02)
 Panic Disorder Without Agoraphobia  (300.01)
 Possible history of Major Depressive  Disorder (311.00; as reported by the client)
Axis II: None
Axis III: None
Axis IV: Academic difficulties
Axis V:Global Assessment of Functioning
 54 (current)

Summary and Recommendations

Mr. M. is a 17-year-old, right-handed male who was referred for an evaluation of learning characteristics and attention problems. Mr. M.’s stated goals for the assessment were to determine if he had a writing disability and to receive recommendations on how to improve his writing. During the clinical interview, he reported that he has problems with academic writing in the social sciences especially, due to his difficulties sustaining attention while writing and developing a cohesive argument.
An extensive battery of tests was administered to assess Mr. M.’s current level of intellectual and psychological functioning. During testing, he was somewhat down and stressed due to school concerns, but appeared to work to the best of his abilities on all tasks. Test results are, therefore, believed to be an accurate reflection of his current level of functioning.
Overall, Mr. M. exhibited superior intellectual abilities. His perceptual organization and working memory skills were strengths, while his verbal comprehension was a relative weakness. Mr. M.’s scholastic achievement skills were in the high average range. Specifically, his overall mathematics and written language skills were in the high average range and his reading skills were in the average range. While Mr. M.’s working memory abilities were in the average to superior range, his ability to sustain attention is impaired. Mr. M. demonstrated average to high average executive functioning and his memory abilities were in the high average range to superior range.
Mr. M.’s personality profile suggested that he is introverted, uneasy, and somewhat overcontrolled in social situations. He also may be feeling insecure and pessimistic about whether he can solve his problems. Mr. M. is experiencing significant anxiety and depressive symptoms, and meets criteria for Major Depressive Disorder, Generalized Anxiety Disorder, and Panic Disorder. Although results from the tests of attention and the clinical interview indicate that he meets criteria for Attention-Deficit Hyperactivity Disorder Inattentive Type, these symptoms were not reported until his sophomore year in high school and increased as the writing workload and expectations for academic performance increased. His attention problems are likely exacerbated by his significant anxiety symptoms, especially with regard to writing.
The following recommendations may be useful in dealing with weaknesses, enhancing strengths, and improving Mr. M.’s academic performance:

Recommendations

  1. 1.
    Mr. M. shows significant emotional distress that is likely causing him problems in learning and exacerbating his attentional problems. Given that the attention problems were not identified until he was in high school, it is unlikely that he has ADHD.
     
  2. 2.
    Mr. M.’s anxiety symptoms are likely exacerbating his attention difficulties and may be preventing him from reaching his full academic potential. Therefore, it is recommended that he seek therapeutic counseling and a psychiatric consult. When an appointment is made, this psychological report can be sent to the assigned therapist to aid in the psychological evaluation.
     
  3. 3.
    Mr. M.’s academic performance may benefit from extra help with his writing skills. He is encouraged to seek assistance from his community college and to ask for additional support prior to beginning the fall semester.
     
  4. 4.
    It is recommended that Mr. M. take only one writing-heavy course each term in order to give him ample time to develop the skills required for the specific class. Spreading these types of courses out will likely give Mr. M. extra time to complete his writing assignments.
     
  5. 5.
    Due to his attention problems, Mr. M. may benefit from taking frequent breaks during class. Because his efficiency wanes over time, a short walk outside of the classroom may give him time to regroup.
     
  6. 6.
    Additionally, Mr. M. may benefit from having larger projects (e.g., paper deadlines) broken into more manageable tasks with individual deadlines. Mr. M. should speak with his advisor about setting discrete deadlines for separate portions of papers.
     
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