CHAPTER 19

HOW AFRICA BECAME BLACK

NO MATTER HOW MUCH ONE HAS READ ABOUT AFRICA beforehand, one’s first impressions from actually being there are overwhelming. On the streets of Windhoek, capital of newly independent Namibia, I saw black Herero people, black Ovambos, whites, and Namas, different again from both blacks and whites. They were no longer mere pictures in a textbook, but living humans in front of me. Outside Windhoek, the last of the formerly widespread Kalahari Bushmen were struggling for survival. But what most surprised me in Namibia was a street sign: one of downtown Windhoek’s main roads was called Goering Street!

Surely, I thought, no country could be so dominated by unrepentant Nazis as to name a street after the notorious Nazi Reichskommissar and founder of the Luftwaffe, Hermann Goering! No, it turned out that the street instead commemorated Hermann’s father, Heinrich Goering, founding Reichskommissar of the former German colony of South-West Africa, which became Namibia. But Heinrich was also a problematic figure, for his legacy included one of the most vicious attacks by European colonists on Africans, Germany’s 1904 war of extermination against the Hereros. Today, while events in neighboring South Africa command more of the world’s attention, Namibia as well is struggling to deal with its colonial past and establish a multiracial society. Namibia illustrated for me how inseparable Africa’s past is from its present.

Most Americans and many Europeans equate native Africans with blacks, white Africans with recent intruders, and African racial history with the story of European colonialism and slave trading. There is an obvious reason why we focus on those particular facts: blacks are the sole native Africans familiar to most Americans, because they were brought in large numbers as slaves to the United States. But very different peoples may have occupied much of modern black Africa until as recently as a few thousand years ago, and so-called African blacks themselves are heterogeneous. Even before the arrival of white colonialists, Africa already harbored not just blacks but (as we shall see) five of the world’s six major divisions of humanity, and three of them are confined as natives to Africa. One-quarter of the world’s languages are spoken only in Africa. No other continent approaches this human diversity.

Africa’s diverse peoples resulted from its diverse geography and its long prehistory. Africa is the only continent to extend from the northern to the southern temperate zone, while also encompassing some of the world’s driest deserts, largest tropical rain forests, and highest equatorial mountains. Humans have lived in Africa far longer than anywhere else: our remote ancestors originated there around 7 million years ago, and anatomically modern Homo sapiens may have arisen there since then. The long interactions between Africa’s many peoples generated its fascinating prehistory, including two of the most dramatic population movements of the past 5,000 years—the Bantu expansion and the Indonesian colonization of Madagascar. All of those past interactions continue to have heavy consequences, because the details of who arrived where before whom are shaping Africa today.

How did those five divisions of humanity get to be where they are now in Africa? Why were blacks the ones who came to be so widespread, rather than the four other groups whose existence Americans tend to forget? How can we ever hope to wrest the answers to those questions from Africa’s preliterate past, lacking the written evidence that teaches us about the spread of the Roman Empire? African prehistory is a puzzle on a grand scale, still only partly solved. As it turns out, the story has some little-appreciated but striking parallels with the American prehistory that we encountered in the preceding chapter.

 

THE FIVE MAJOR human groups to which Africa was already home by A.D. 1000 are those loosely referred to by laypeople as blacks, whites, African Pygmies, Khoisan, and Asians. Figure 19.1 depicts their distributions, while the portraits following Chapter 19 will remind you of their striking differences in skin color, hair form and color, and facial features. Blacks were formerly confined to Africa, Pygmies and Khoisan still live only there, while many more whites and Asians live outside Africa than in it. These five groups constitute or represent all the major divisions of humanity except for Aboriginal Australians and their relatives.

Many readers may already be protesting: don’t stereotype people by classifying them into arbitrary “races”! Yes, I acknowledge that each of these so-called major groups is very diverse. To lump people as different as Zulus, Somalis, and Ibos under the single heading of “blacks” ignores the differences between them. We ignore equally big differences when we lump Africa’s Egyptians and Berbers with each other and with Europe’s Swedes under the single heading of “whites.” In addition, the divisions between blacks, whites, and the other major groups are arbitrary, because each such group shades into others: all human groups on Earth have mated with humans of every other group that they encountered. Nevertheless, as we’ll see, recognizing these major groups is still so useful for understanding history that I’ll use the group names as shorthand, without repeating the above caveats in every sentence.

Of the five African groups, representatives of many populations of blacks and whites are familiar to Americans and Europeans and need no physical description. Blacks occupied the largest area of Africa even as of A.D. 1400: the southern Sahara and most of sub-Saharan Africa (see Figure 19.1). While American blacks of African descent originated mainly from Africa’s west coastal zone, similar peoples traditionally occupied East Africa as well, north to the Sudan and south to the southeast coast of South Africa itself. Whites, ranging from Egyptians and Libyans to Moroccans, occupied Africa’s north coastal zone and the northern Sahara. Those North Africans would hardly be confused with blue-eyed blond-haired Swedes, but most laypeople would still call them “whites” because they have lighter skin and straighter hair than peoples to the south termed “blacks.” Most of Africa’s blacks and whites depended on farming or herding, or both, for their living.

In contrast, the next two groups, the Pygmies and Khoisan, include hunter-gatherers without crops or livestock. Like blacks, Pygmies have dark skins and tightly curled hair. However, Pygmies differ from blacks in their much smaller size, more reddish and less black skins, more extensive facial and body hair, and more prominent foreheads, eyes, and teeth. Pygmies are mostly hunter-gatherers living in groups widely scattered through the Central African rain forest and trading with (or working for) neighboring black farmers.

The Khoisan make up the group least familiar to Americans, who are unlikely even to have heard of their name. Formerly distributed over much of southern Africa, they consisted not only of small-sized hunter-gatherers, known as San, but also of larger herders, known as Khoi. (These names are now preferred to the better-known terms Hottentot and Bushmen.) Both the Khoi and the San look (or looked) quite unlike African blacks: their skins are yellowish, their hair is very tightly coiled, and the women tend to accumulate much fat in their buttocks (termed “steatopygia”). As a distinct group, the Khoi have been greatly reduced in numbers: European colonists shot, displaced, or infected many of them, and most of the survivors interbred with Europeans to produce the populations variously known in South Africa as Coloreds or Basters. The San were similarly shot, displaced, and infected, but a dwindling small number have preserved their distinctness in Namibian desert areas unsuitable for agriculture, as depicted some years ago in the widely seen film The Gods Must Be Crazy.

The northern distribution of Africa’s whites is unsurprising, because physically similar peoples live in adjacent areas of the Near East and Europe. Throughout recorded history, people have been moving back and forth between Europe, the Near East, and North Africa. I’ll therefore say little more about Africa’s whites in this chapter, since their origins aren’t mysterious. Instead, the mystery involves blacks, Pygmies, and Khoisan, whose distributions hint at past population upheavals. For instance, the present fragmented distribution of the 200,000 Pygmies, scattered amid 120 million blacks, suggests that Pygmy hunters were formerly widespread through the equatorial forests until displaced and isolated by the arrival of black farmers. The Khoisan area of southern Africa is surprisingly small for a people so distinct in anatomy and language. Could the Khoisan, too, have been originally more widespread until their more northerly populations were somehow eliminated?

I’ve saved the biggest anomaly for last. The large island of Madagascar lies only 250 miles off the East African coast, much closer to Africa than to any other continent, and separated by the whole expanse of the Indian Ocean from Asia and Australia. Madagascar’s people prove to be a mixture of two elements. Not surprisingly, one element is African blacks, but the other consists of people instantly recognizable, from their appearance, as tropical Southeast Asians. Specifically, the language spoken by all the people of Madagascar—Asians, blacks, and mixed—is Austronesian and very similar to the Ma’anyan language spoken on the Indonesian island of Borneo, over 4,000 miles across the open Indian Ocean from Madagascar. No other people remotely resembling Borneans live within thousands of miles of Madagascar.

These Austronesians, with their Austronesian language and modified Austronesian culture, were already established on Madagascar by the time it was first visited by Europeans, in 1500. This strikes me as the single most astonishing fact of human geography for the entire world. It’s as if Columbus, on reaching Cuba, had found it occupied by blue-eyed, blond-haired Scandinavians speaking a language close to Swedish, even though the nearby North American continent was inhabited by Native Americans speaking Amerindian languages. How on earth could prehistoric people of Borneo, presumably voyaging in boats without maps or compasses, end up in Madagascar?

 

THE CASE OF Madagascar tells us that peoples’ languages, as well as their physical appearance, can yield important clues to their origins. Just by looking at the people of Madagascar, we’d have known that some of them came from tropical Southeast Asia, but we wouldn’t have known from which area of tropical Southeast Asia, and we’d never have guessed Borneo. What else can we learn from African languages that we didn’t already know from African faces?

The mind-boggling complexities of Africa’s 1,500 languages were clarified by Stanford University’s great linguist Joseph Greenberg, who recognized that all those languages fall into just five families (see Figure 19.2 for their distribution). Readers accustomed to thinking of linguistics as dull and technical may be surprised to learn what fascinating contributions Figure 19.2 makes to our understanding of African history.

If we begin by comparing Figure 19.2 with Figure 19.1, we’ll see a rough correspondence between language families and anatomically defined human groups: languages of a given language family tend to be spoken by distinct people. In particular, Afroasiatic speakers mostly prove to be people who would be classified as whites or blacks, Nilo-Saharan and Niger-Congo speakers prove to be blacks, Khoisan speakers Khoisan, and Austronesian speakers Indonesian. This suggests that languages have tended to evolve along with the people who speak them.

Concealed at the top of Figure 19.2 is our first surprise, a big shock for Eurocentric believers in the superiority of so-called Western civilization. We’re taught that Western civilization originated in the Near East, was brought to brilliant heights in Europe by the Greeks and Romans, and produced three of the world’s great religions: Christianity, Judaism, and Islam. Those religions arose among peoples speaking three closely related languages, termed Semitic languages: Aramaic (the language of Christ and the Apostles), Hebrew, and Arabic, respectively. We instinctively associate Semitic peoples with the Near East.

However, Greenberg determined that Semitic languages really form only one of six or more branches of a much larger language family, Afroasiatic, all of whose other branches (and other 222 surviving languages) are confined to Africa. Even the Semitic subfamily itself is mainly African, 12 of its 19 surviving languages being confined to Ethiopia. This suggests that Afroasiatic languages arose in Africa, and that only one branch of them spread to the Near East. Hence it may have been Africa that gave birth to the languages spoken by the authors of the Old and New Testaments and the Koran, the moral pillars of Western civilization.

The next surprise in Figure 19.2 is a seeming detail on which I didn’t comment when I just told you that distinct peoples tend to have distinct languages. Among Africa’s five groups of people—blacks, whites, Pygmies, Khoisan, and Indonesians—only the Pygmies lack any distinct languages: each band of Pygmies speaks the same language as the neighboring group of black farmers. However, if one compares a given language as spoken by Pygmies with the same language as spoken by blacks, the Pygmy version seems to contain some unique words with distinctive sounds.

Originally, of course, people as distinctive as the Pygmies, living in a place as distinctive as the equatorial African rain forest, were surely isolated enough to develop their own language family. However, today those languages are gone, and we already saw from Figure 19.1 that the Pygmies’ modern distribution is highly fragmented. Thus, distributional and linguistic clues combine to suggest that the Pygmy homeland was engulfed by invading black farmers, whose languages the remaining Pygmies adopted, leaving only traces of their original languages in some words and sounds. We saw previously that much the same is true of the Malaysian Negritos (Semang) and Philippine Negritos, who adopted Austroasiatic and Austronesian languages, respectively, from the farmers who came to surround them.

The fragmented distribution of Nilo-Saharan languages in Figure 19.2 similarly implies that many speakers of those languages have been engulfed by speakers of Afroasiatic or Niger-Congo languages. But the distribution of Khoisan languages testifies to an even more dramatic engulfing. Those languages are famously unique in the whole world in their use of clicks as consonants. (If you’ve been puzzled by the name !Kung Bushman, the exclamation mark is not an expression of premature astonishment; it’s just how linguists denote a click.) All existing Khoisan languages are confined to southern Africa, with two exceptions. Those exceptions are two very distinctive, click-laden Khoisan languages named Hadza and Sandawe, stranded in Tanzania more than 1,000 miles from the nearest Khoisan languages of southern Africa.

In addition, Xhosa and a few other Niger-Congo languages of southern Africa are full of clicks. Even more unexpectedly, clicks or Khoisan words also appear in two Afroasiatic languages spoken by blacks in Kenya, stranded still farther from present Khoisan peoples than are the Hadza and Sandawe peoples of Tanzania. All this suggests that Khoisan languages and peoples formerly extended far north of their present southern African distribution, until they too, like the Pygmies, were engulfed by the blacks, leaving only linguistic legacies of their former presence. That’s a unique contribution of the linguistic evidence, something we could hardly have guessed just from physical studies of living people.

I have saved the most remarkable contribution of linguistics for last. If you look again at Figure 19.2, you’ll see that the Niger-Congo language family is distributed all over West Africa and most of subequatorial Africa, apparently giving no clue as to where within that enormous range the family originated. However, Greenberg recognized that all Niger-Congo languages of subequatorial Africa belong to a single language subgroup termed Bantu. That subgroup accounts for nearly half of the 1,032 Niger-Congo languages and for more than half (nearly 200 million) of the Niger-Congo speakers. But all those 500 Bantu languages are so similar to each other that they have been facetiously described as 500 dialects of a single language.

Collectively, the Bantu languages constitute only a single, low-order subfamily of the Niger-Congo language family. Most of the 176 other subfamilies are crammed into West Africa, a small fraction of the entire Niger-Congo range. In particular, the most distinctive Bantu languages, and the non-Bantu Niger-Congo languages most closely related to Bantu languages, are packed into a tiny area of Cameroon and adjacent eastern Nigeria.

Evidently, the Niger-Congo language family arose in West Africa; the Bantu branch of it arose at the east end of that range, in Cameroon and Nigeria; and the Bantu then spread out of that homeland over most of subequatorial Africa. That spread must have begun long ago enough that the ancestral Bantu language had time to split into 500 daughter languages, but nevertheless recently enough that all those daughter languages are still very similar to each other. Since all other Niger-Congo speakers, as well as the Bantu, are blacks, we couldn’t have inferred who migrated in which direction just from the evidence of physical anthropology.

To make this type of linguistic reasoning clear, let me give you a familiar example: the geographic origins of the English language. Today, by far the largest number of people whose first language is English live in North America, with others scattered over the globe in Britain, Australia, and other countries. Each of those countries has its own dialects of English. If we knew nothing else about language distributions and history, we might have guessed that the English language arose in North America and was carried overseas to Britain and Australia by colonists.

But all those English dialects form only one low-order subgroup of the Germanic language family. All the other subgroups—the various Scandinavian, German, and Dutch languages—are crammed into northwestern Europe. In particular, Frisian, the other Germanic language most closely related to English, is confined to a tiny coastal area of Holland and western Germany. Hence a linguist would immediately deduce correctly that the English language arose in coastal northwestern Europe and spread around the world from there. In fact, we know from recorded history that English really was carried from there to England by invading Anglo-Saxons in the fifth and sixth centuries A.D.

Essentially the same line of reasoning tells us that the nearly 200 million Bantu people, now flung over much of the map of Africa, arose from Cameroon and Nigeria. Along with the North African origins of Semites and the origins of Madagascar’s Asians, that’s another conclusion that we couldn’t have reached without linguistic evidence.

We had already deduced, from Khoisan language distributions and the lack of distinct Pygmy languages, that Pygmies and Khoisan peoples had formerly ranged more widely, until they were engulfed by blacks. (I’m using “engulfing” as a neutral all-embracing word, regardless of whether the process involved conquest, expulsion, interbreeding, killing, or epidemics.) We’ve now seen, from Niger-Congo language distributions, that the blacks who did the engulfing were the Bantu. The physical and linguistic evidence considered so far has let us infer these prehistoric engulfings, but it still hasn’t solved their mysteries for us. Only the further evidence that I’ll now present can help us answer two more questions: What advantages enabled the Bantu to displace the Pygmies and Khoisan? When did the Bantu reach the former Pygmy and Khoisan homelands?

 

TO APPROACH THE question about the Bantu’s advantages, let’s examine the remaining type of evidence from the living present—the evidence derived from domesticated plants and animals. As we saw in previous chapters, that evidence is important because food production led to high population densities, germs, technology, political organization, and other ingredients of power. Peoples who, by accident of their geographic location, inherited or developed food production thereby became able to engulf geographically less endowed people.

When Europeans reached sub-Saharan Africa in the 1400s, Africans were growing five sets of crops (Figure 19.3), each of them laden with significance for African history. The first set was grown only in North Africa, extending to the highlands of Ethiopia. North Africa enjoys a Mediterranean climate, characterized by rainfall concentrated in the winter months. (Southern California also experiences a Mediterranean climate, explaining why my basement and that of millions of other southern Californians often gets flooded in the winter but infallibly dries out in the summer.) The Fertile Crescent, where agriculture arose, enjoys that same Mediterranean pattern of winter rains.

Hence North Africa’s original crops all prove to be ones adapted to germinating and growing with winter rains, and known from archaeological evidence to have been first domesticated in the Fertile Crescent beginning around 10,000 years ago. Those Fertile Crescent crops spread into climatically similar adjacent areas of North Africa and laid the foundations for the rise of ancient Egyptian civilization. They include such familiar crops as wheat, barley, peas, beans, and grapes. These are familiar to us precisely because they also spread into climatically similar adjacent areas of Europe, thence to America and Australia, and became some of the staple crops of temperate-zone agriculture around the world.

As one travels south in Africa across the Saharan desert and reencounters rain in the Sahel zone just south of the desert, one notices that Sahel rains fall in the summer rather than in the winter. Even if Fertile Crescent crops adapted to winter rain could somehow have crossed the Sahara, they would have been difficult to grow in the summer-rain Sahel zone. Instead, we find two sets of African crops whose wild ancestors occur just south of the Sahara, and which are adapted to summer rains and less seasonal variation in day length. One set consists of plants whose ancestors are widely distributed from west to east across the Sahel zone and were probably domesticated there. They include, notably, sorghum and pearl millet, which became the staple cereals of much of sub-Saharan Africa. Sorghum proved so valuable that it is now grown in areas with hot, dry climates on all the continents, including in the United States.

The other set consists of plants whose wild ancestors occur in Ethiopia and were probably domesticated there in the highlands. Most are still grown mainly just in Ethiopia and remain unknown to Americans—including Ethiopia’s narcotic chat, its banana-like ensete, its oily noog, its finger millet used to brew its national beer, and its tiny-seeded cereal called teff, used to make its national bread. But every reader addicted to coffee can thank ancient Ethiopian farmers for domesticating the coffee plant. It remained confined to Ethiopia until it caught on in Arabia and then around the world, to sustain today the economies of countries as far-flung as Brazil and Papua New Guinea.

The next-to-last set of African crops arose from wild ancestors in the wet climate of West Africa. Some, including African rice, have remained virtually confined there; others, such as African yams, spread throughout other areas of sub-Saharan Africa; and two, the oil palm and kola nut, reached other continents. West Africans were chewing the caffeine-containing nuts of the latter as a narcotic, long before the Coca-Cola Company enticed first Americans and then the world to drink a beverage originally laced with its extracts.

The last batch of African crops is also adapted to wet climates but provides the biggest surprise of Figure 19.3. Bananas, Asian yams, and taro were already widespread in sub-Saharan Africa in the 1400s, and Asian rice was established on the coast of East Africa. But those crops originated in tropical Southeast Asia. Their presence in Africa would astonish us, if the presence of Indonesian people on Madagascar had not already alerted us to Africa’s prehistoric Asian connection. Did Austronesians sailing from Borneo land on the East African coast, bestow their crops on grateful African farmers, pick up African fishermen, and sail off into the sunrise to colonize Madagascar, leaving no other Austronesian traces in Africa?

The remaining surprise is that all of Africa’s indigenous crops—those of the Sahel, Ethiopia, and West Africa—originated north of the equator. Not a single African crop originated south of it. This already gives us a hint why speakers of Niger-Congo languages, stemming from north of the equator, were able to displace Africa’s equatorial Pygmies and subequatorial Khoisan people. The failure of the Khoisan and Pygmies to develop agriculture was due not to any inadequacy of theirs as farmers but merely to the accident that southern Africa’s wild plants were mostly unsuitable for domestication. Neither Bantu nor white farmers, heirs to thousands of years of farming experience, were subsequently able to develop southern African native plants into food crops.

Africa’s domesticated animal species can be summarized much more quickly than its plants, because there are so few of them. The sole animal that we know for sure was domesticated in Africa, because its wild ancestor is confined there, is a turkeylike bird called the guinea fowl. Wild ancestors of domestic cattle, donkeys, pigs, dogs, and house cats were native to North Africa but also to Southwest Asia, so we can’t yet be certain where they were first domesticated, although the earliest dates currently known for domestic donkeys and house cats favor Egypt. Recent evidence suggests that cattle may have been domesticated independently in North Africa, Southwest Asia, and India, and that all three of those stocks have contributed to modern African cattle breeds. Otherwise, all the remainder of Africa’s domestic mammals must have been domesticated elsewhere and introduced as domesticates to Africa, because their wild ancestors occur only in Eurasia. Africa’s sheep and goats were domesticated in Southwest Asia, its chickens in Southeast Asia, its horses in southern Russia, and its camels probably in Arabia.

The most unexpected feature of this list of African domestic animals is again a negative one. The list includes not a single one of the big wild mammal species for which Africa is famous and which it possesses in such abundance—its zebras and wildebeests, its rhinos and hippos, its giraffes and buffalo. As we’ll see, that reality was as fraught with consequences for African history as was the absence of native domestic plants in subequatorial Africa.

This quick tour through Africa’s food staples suffices to show that some of them traveled a long way from their points of origin, both inside and outside Africa. In Africa as elsewhere in the world, some peoples were much “luckier” than others, in the suites of domesticable wild plant and animal species that they inherited from their environment. By analogy with the engulfing of Aboriginal Australian hunter-gatherers by British colonists fed on wheat and cattle, we have to suspect that some of the “lucky” Africans parlayed their advantage into engulfing their African neighbors. Now, at last, let’s turn to the archaeological record to find out who engulfed whom when.

 

WHAT CAN ARCHAEOLOGY can tell us about actual dates and places for the rise of farming and herding in Africa? Any reader steeped in the history of Western civilization would be forgiven for assuming that African food production began in ancient Egypt’s Nile Valley, land of the pharaohs and pyramids. After all, Egypt by 3000 B.C. was undoubtedly the site of Africa’s most complex society, and one of the world’s earliest centers of writing. In fact, though, possibly the earliest archaeological evidence for food production in Africa comes instead from the Sahara.

Today, of course, much of the Sahara is so dry that it cannot support even grass. But between about 9000 and 4000 B.C. the Sahara was more humid, held numerous lakes, and teemed with game. In that period, Saharans began to tend cattle and make pottery, then to keep sheep and goats, and they may also have been starting to domesticate sorghum and millet. Saharan pastoralism precedes the earliest known date (5200 B.C.) for the arrival of food production in Egypt, in the form of a full package of Southwest Asian winter crops and livestock. Food production also arose in West Africa and Ethiopia, and by around 2500 B.C. cattle herders had already crossed the modern border from Ethiopia into northern Kenya.

While those conclusions rest on archaeological evidence, there is also an independent method for dating the arrival of domestic plants and animals: by comparing the words for them in modern languages. Comparisons of terms for plants in southern Nigerian languages of the Niger-Congo family show that the words fall into three groups. First are cases in which the word for a particular crop is very similar in all those southern Nigerian languages. Those crops prove to be ones like West African yams, oil palm, and kola nut—plants that were already believed on botanical and other evidence to be native to West Africa and first domesticated there. Since those are the oldest West African crops, all modern southern Nigerian languages inherited the same original set of words for them.

Next come crops whose names are consistent only among the languages falling within a small subgroup of those southern Nigerian languages. Those crops turn out to be ones believed to be of Indonesian origin, such as bananas and Asian yams. Evidently, those crops reached southern Nigeria only after languages began to break up into subgroups, so each subgroup coined or received different names for the new plants, which the modern languages of only that particular subgroup inherited. Last come crop names that aren’t consistent within language groups at all, but instead follow trade routes. These prove to be New World crops like corn and peanuts, which we know were introduced into Africa after the beginnings of transatlantic ship traffic (A.D. 1492) and diffused since then along trade routes, often bearing their Portuguese or other foreign names.

Thus, even if we possessed no botanical or archaeological evidence whatsoever, we would still be able to deduce from the linguistic evidence alone that native West African crops were domesticated first, that Indonesian crops arrived next, and that finally the European introductions came in. The UCLA historian Christopher Ehret has applied this linguistic approach to determining the sequence in which domestic plants and animals became utilized by the people of each African language family. By a method termed glottochronology, based on calculations of how rapidly words tend to change over historical time, comparative linguistics can even yield estimated dates for domestications or crop arrivals.

Putting together direct archaeological evidence of crops with the more indirect linguistic evidence, we deduce that the people who were domesticating sorghum and millet in the Sahara thousands of years ago spoke languages ancestral to modern Nilo-Saharan languages. Similarly, the people who first domesticated wet-country crops of West Africa spoke languages ancestral to the modern Niger-Congo languages. Finally, speakers of ancestral Afroasiatic languages may have been involved in domesticating the crops native to Ethiopia, and they certainly introduced Fertile Crescent crops to North Africa.

Thus, the evidence derived from plant names in modern African languages permits us to glimpse the existence of three languages being spoken in Africa thousands of years ago: ancestral Nilo-Saharan, ancestral Niger-Congo, and ancestral Afroasiatic. In addition, we can glimpse the existence of ancestral Khoisan from other linguistic evidence, though not that of crop names (because ancestral Khoisan people domesticated no crops). Now surely, since Africa harbors 1,500 languages today, it is big enough to have harbored more than four ancestral languages thousands of years ago. But all those other languages must have disappeared—either because the people speaking them survived but lost their original language, like the Pygmies, or because the people themselves disappeared.

The survival of modern Africa’s four native language families (that is, the four other than the recently arrived Austronesian language of Madagascar) isn’t due to the intrinsic superiority of those languages as vehicles for communication. Instead, it must be attributed to a historical accident: ancestral speakers of Nilo-Saharan, Niger-Congo, and Afroasiatic happened to be living at the right place and time to acquire domestic plants and animals, which let them multiply and either replace other peoples or impose their language. The few modern Khoisan speakers survived mainly because of their isolation in areas of southern Africa unsuitable for Bantu farming.

 

BEFORE WE TRACE Khoisan survival beyond the Bantu tide, let’s see what archaeology tells us about Africa’s other great prehistoric population movement—the Austronesian colonization of Madagascar. Archaeologists exploring Madagascar have now proved that Austronesians had arrived at least by A.D. 800, possibly as early as A.D. 300. There the Austronesians encountered (and proceeded to exterminate) a strange world of living animals as distinctive as if they had come from another planet, because those animals had evolved on Madagascar during its long isolation. They included giant elephant birds, primitive primates called lemurs as big as gorillas, and pygmy hippos. Archaeological excavations of the earliest human settlements on Madagascar yield remains of iron tools, livestock, and crops, so the colonists were not just a small canoeload of fishermen blown off course; they formed a full-fledged expedition. How did that prehistoric 4,000-mile expedition come about?

One hint is in an ancient book of sailors’ directions, the Periplus of the Erythrean Sea, written by an anonymous merchant living in Egypt around A.D. 100. The merchant describes an already thriving sea trade connecting India and Egypt with the coast of East Africa. With the spread of Islam after A.D. 800, Indian Ocean trade becomes well documented archaeologically by copious quantities of Mideastern (and occasionally even Chinese!) products such as pottery, glass, and porcelain in East African coastal settlements. The traders waited for favorable winds to let them cross the Indian Ocean directly between East Africa and India. When the Portuguese navigator Vasco da Gama became the first European to sail around the southern cape of Africa and reached the Kenya coast in 1498, he encountered Swahili trading settlements and picked up a pilot who guided him on that direct route to India.

But there was an equally vigorous sea trade from India eastward, between India and Indonesia. Perhaps the Austronesian colonists of Madagascar reached India from Indonesia by that eastern trade route and then fell in with the westward trade route to East Africa, where they joined with Africans and discovered Madagascar. That union of Austronesians and East Africans lives on today in Madagascar’s basically Austronesian language, which contains loan words from coastal Kenyan Bantu languages. But there are no corresponding Austronesian loan words in Kenyan languages, and other traces of Austronesians are very thin on the ground in East Africa: mainly just Africa’s possible legacy of Indonesian musical instruments (xylophones and zithers) and, of course, the Austronesian crops that became so important in African agriculture. Hence one wonders whether Austronesians, instead of taking the easier route to Madagascar via India and East Africa, somehow (incredibly) sailed straight across the Indian Ocean, discovered Madagascar, and only later got plugged into East African trade routes. Thus, some mystery remains about Africa’s most surprising fact of human geography.

 

WHAT CAN ARCHAEOLOGY tell us about the other great population movement in recent African prehistory—the Bantu expansion? We saw from the twin evidence of modern peoples and their languages that sub-Saharan Africa was not always a black continent, as we think of it today. Instead, this evidence suggested that Pygmies had once been widespread in the rain forest of Central Africa, while Khoisan peoples had been widespread in drier parts of subequatorial Africa. Can archaeology test those assumptions?

In the case of the Pygmies, the answer is “not yet,” merely because archaeologists have yet to discover ancient human skeletons from the Central African forests. For the Khoisan, the answer is “yes.” In Zambia, to the north of the modern Khoisan range, archaeologists have found skulls of people possibly resembling the modern Khoisan, as well as stone tools resembling those that Khoisan peoples were still making in southern Africa at the time Europeans arrived.

As for how the Bantu came to replace those northern Khoisan, archaeological and linguistic evidence suggest that the expansion of ancestral Bantu farmers from West Africa’s inland savanna south into its wetter coastal forest may have begun as early as 3000 B.C. (Figure 19.4). Words still widespread in all Bantu languages show that, already then, the Bantu had cattle and wet-climate crops such as yams, but that they lacked metal and were still engaged in much fishing, hunting, and gathering. They even lost their cattle to disease borne by tsetse flies in the forest. As they spread into the Congo Basin’s equatorial forest zone, cleared gardens, and increased in numbers, they began to engulf the Pygmy hunter-gatherers and compress them into the forest itself.

By soon after 1000 B.C. the Bantu had emerged from the eastern side of the forest into the more open country of East Africa’s Rift Valley and Great Lakes. Here they encountered a melting pot of Afroasiatic and Nilo-Saharan farmers and herders growing millet and sorghum and raising livestock in drier areas, along with Khoisan hunter-gatherers. Thanks to their wet-climate crops inherited from their West African homeland, the Bantu were able to farm in wet areas of East Africa unsuitable for all those previous occupants. By the last centuries B.C. the advancing Bantu had reached the East African coast.

In East Africa the Bantu began to acquire millet and sorghum (along with the Nilo-Saharan names for those crops), and to reacquire cattle, from their Nilo-Saharan and Afroasiatic neighbors. They also acquired iron, which had just begun to be smelted in Africa’s Sahel zone. The origins of ironworking in sub-Saharan Africa soon after 1000 B.C. are still unclear. That early date is suspiciously close to dates for the arrival of Near Eastern ironworking techniques in Carthage, on the North African coast. Hence historians often assume that knowledge of metallurgy reached sub-Saharan Africa from the north. On the other hand, copper smelting had been going on in the West African Sahara and Sahel since at least 2000 B.C. That could have been the precursor to an independent African discovery of iron metallurgy. Strengthening that hypothesis, the iron-smelting techniques of smiths in sub-Saharan Africa were so different from those of the Mediterranean as to suggest independent development: African smiths discovered how to produce high temperatures in their village furnaces and manufacture steel over 2,000 years before the Bessemer furnaces of 19th-century Europe and America.

With the addition of iron tools to their wet-climate crops, the Bantu had finally put together a military-industrial package that was unstoppable in the subequatorial Africa of the time. In East Africa they still had to compete against numerous Nilo-Saharan and Afroasiatic Iron Age farmers. But to the south lay 2,000 miles of country thinly occupied by Khoisan hunter-gatherers, lacking iron and crops. Within a few centuries, in one of the swiftest colonizing advances of recent prehistory, Bantu farmers had swept all the way to Natal, on the east coast of what is now South Africa.

It’s easy to oversimplify what was undoubtedly a rapid and dramatic expansion, and to picture all Khoisan in the way being trampled by onrushing Bantu hordes. In reality, things were more complicated. Khoisan peoples of southern Africa had already acquired sheep and cattle a few centuries ahead of the Bantu advance. The first Bantu pioneers probably were few in number, selected wet-forest areas suitable for their yam agriculture, and leapfrogged over drier areas, which they left to Khoisan herders and hunter-gatherers. Trading and marriage relationships were undoubtedly established between those Khoisan and the Bantu farmers, each occupying different adjacent habitats, just as Pygmy hunter-gatherers and Bantu farmers still do today in equatorial Africa. Only gradually, as the Bantu multiplied and incorporated cattle and dry-climate cereals into their economy, did they fill in the leapfrogged areas. But the eventual result was still the same: Bantu farmers occupying most of the former Khoisan realm; the legacy of those former Khoisan inhabitants reduced to clicks in scattered non-Khoisan languages, as well as buried skulls and stone tools waiting for archaeologists to discover; and the Khoisan-like appearance of some southern African Bantu peoples.

What actually happened to all those vanished Khoisan populations? We don’t know. All we can say for sure is that, in places where Khoisan peoples had lived for perhaps tens of thousands of years, there are now Bantu. We can only venture a guess, by analogy with witnessed events in modern times when steel-toting white farmers collided with stone tool-using hunter-gatherers of Aboriginal Australia and Indian California. There, we know that hunter-gatherers were rapidly eliminated in a combination of ways: they were driven out, men were killed or enslaved, women were appropriated as wives, and both sexes became infected with epidemics of the farmers’ diseases. An example of such a disease in Africa is malaria, which is borne by mosquitoes that breed around farmers’ villages, and to which the invading Bantu had already developed genetic resistance but Khoisan hunter-gatherers probably had not.

However, Figure 19.1, of recent African human distributions, reminds us that the Bantu did not overrun all the Khoisan, who did survive in southern African areas unsuitable for Bantu agriculture. The southernmost Bantu people, the Xhosa, stopped at the Fish River on South Africa’s south coast, 500 miles east of Cape Town. It’s not that the Cape of Good Hope itself is too dry for agriculture: it is, after all, the breadbasket of modern South Africa. Instead, the Cape has a Mediterranean climate of winter rains, in which the Bantu summer-rain crops do not grow. By 1652, the year the Dutch arrived at Cape Town with their winter-rain crops of Near Eastern origin, the Xhosa had still not spread beyond the Fish River.

That seeming detail of plant geography had enormous implications for politics today. One consequence was that, once South African whites had quickly killed or infected or driven off the Cape’s Khoisan population, whites could claim correctly that they had occupied the Cape before the Bantu and thus had prior rights to it. That claim needn’t be taken seriously, since the prior rights of the Cape Khoisan didn’t inhibit whites from dispossessing them. The much heavier consequence was that the Dutch settlers in 1652 had to contend only with a sparse population of Khoisan herders, not with a dense population of steel-equipped Bantu farmers. When whites finally spread east to encounter the Xhosa at the Fish River in 1702, a period of desperate fighting began. Even though Europeans by then could supply troops from their secure base at the Cape, it took nine wars and 175 years for their armies, advancing at an average rate of less than one mile per year, to subdue the Xhosa. How could whites have succeeded in establishing themselves at the Cape at all, if those first few arriving Dutch ships had faced such fierce resistance?

Thus, the problems of modern South Africa stem at least in part from a geographic accident. The homeland of the Cape Khoisan happened to contain few wild plants suitable for domestication; the Bantu happened to inherit summer-rain crops from their ancestors of 5,000 years ago; and Europeans happened to inherit winter-rain crops from their ancestors of nearly 10,000 years ago. Just as the sign “Goering Street” in the capital of newly independent Namibia reminded me, Africa’s past has stamped itself deeply on Africa’s present.

 

THAT’S HOW THE Bantu were able to engulf the Khoisan, instead of vice versa. Now let’s turn to the remaining question in our puzzle of African prehistory: why Europeans were the ones to colonize sub-Saharan Africa. That it was not the other way around is especially surprising, because Africa was the sole cradle of human evolution for millions of years, as well as perhaps the homeland of anatomically modern Homo sapiens. To these advantages of Africa’s enormous head start were added those of highly diverse climates and habitats and of the world’s highest human diversity. An extraterrestrial visiting Earth 10,000 years ago might have been forgiven for predicting that Europe would end up as a set of vassal states of a sub-Saharan African empire.

The proximate reasons behind the outcome of Africa’s collision with Europe are clear. Just as in their encounter with Native Americans, Europeans entering Africa enjoyed the triple advantage of guns and other technology, widespread literacy, and the political organization necessary to sustain expensive programs of exploration and conquest. Those advantages manifested themselves almost as soon as the collisions started: barely four years after Vasco da Gama first reached the East African coast, in 1498, he returned with a fleet bristling with cannons to compel the surrender of East Africa’s most important port, Kilwa, which controlled the Zimbabwe gold trade. But why did Europeans develop those three advantages before sub-Saharan Africans could?

As we have discussed, all three arose historically from the development of food production. But food production was delayed in sub-Saharan Africa (compared with Eurasia) by Africa’s paucity of domesticable native animal and plant species, its much smaller area suitable for indigenous food production, and its north-south axis, which retarded the spread of food production and inventions. Let’s examine how those factors operated.

First, as regards domestic animals, we’ve already seen that those of sub-Saharan Africa came from Eurasia, with the possible exception of a few from North Africa. As a result, domestic animals did not reach sub-Saharan Africa until thousands of years after they began to be utilized by emerging Eurasian civilizations. That’s initially surprising, because we think of Africa as the continent of big wild mammals. But we saw in Chapter 9 that a wild animal, to be domesticated, must be sufficiently docile, submissive to humans, cheap to feed, and immune to diseases and must grow rapidly and breed well in captivity. Eurasia’s native cows, sheep, goats, horses, and pigs were among the world’s few large wild animal species to pass all those tests. Their African equivalents—such as the African buffalo, zebra, bush pig, rhino, and hippopotamus—have never been domesticated, not even in modern times.

It’s true, of course, that some large African animals have occasionally been tamed. Hannibal enlisted tamed African elephants in his unsuccessful war against Rome, and ancient Egyptians may have tamed giraffes and other species. But none of those tamed animals was actually domesticated—that is, selectively bred in captivity and genetically modified so as to become more useful to humans. Had Africa’s rhinos and hippos been domesticated and ridden, they would not only have fed armies but also have provided an unstoppable cavalry to cut through the ranks of European horsemen. Rhino-mounted Bantu shock troops could have overthrown the Roman Empire. It never happened.

A second factor is a corresponding, though less extreme, disparity between sub-Saharan Africa and Eurasia in domesticable plants. The Sahel, Ethiopia, and West Africa did yield indigenous crops, but many fewer varieties than grew in Eurasia. Because of the limited variety of wild starting material suitable for plant domestication, even Africa’s earliest agriculture may have begun several thousand years later than that of the Fertile Crescent.

Thus, as far as plant and animal domestication was concerned, the head start and high diversity lay with Eurasia, not with Africa. A third factor is that Africa’s area is only about half that of Eurasia. Furthermore, only about one-third of its area falls within the sub-Saharan zone north of the equator that was occupied by farmers and herders before 1000 B.C. Today, the total population of Africa is less than 700 million, compared with 4 billion for Eurasia. But, all other things being equal, more land and more people mean more competing societies and inventions, hence a faster pace of development.

The remaining factor behind Africa’s slower rate of post-Pleistocene development compared with Eurasia’s is the different orientation of the main axes of these continents. Like that of the Americas, Africa’s major axis is north-south, whereas Eurasia’s is east-west (Figure 10.1). As one moves along a north-south axis, one traverses zones differing greatly in climate, habitat, rainfall, day length, and diseases of crops and livestock. Hence, crops and animals domesticated or acquired in one part of Africa had great difficulty in moving to other parts. In contrast, crops and animals moved easily between Eurasian societies thousands of miles apart but at the same latitude and sharing similar climates and day lengths.

The slow passage or complete halt of crops and livestock along Africa’s north-south axis had important consequences. For example, the Mediterranean crops that became Egypt’s staples require winter rains and seasonal variation in day length for their germination. Those crops were unable to spread south of the Sudan, beyond which they encountered summer rains and little or no seasonal variation in daylight. Egypt’s wheat and barley never reached the Mediterranean climate at the Cape of Good Hope until European colonists brought them in 1652, and the Khoisan never developed agriculture. Similarly, the Sahel crops adapted to summer rain and to little or no seasonal variation in day length were brought by the Bantu into southern Africa but could not grow at the Cape itself, thereby halting the advance of Bantu agriculture. Bananas and other tropical Asian crops for which Africa’s climate is eminently suitable, and which today are among the most productive staples of tropical African agriculture, were unable to reach Africa by land routes. They apparently did not arrive until the first millennium A.D., long after their domestication in Asia, because they had to wait for large-scale boat traffic across the Indian Ocean.

Africa’s north-south axis also seriously impeded the spread of livestock. Equatorial Africa’s tsetse flies, carrying trypanosomes to which native African wild mammals are resistant, proved devastating to introduced Eurasian and North African species of livestock. The cows that the Bantu acquired from the tsetse-free Sahel zone failed to survive the Bantu expansion through the equatorial forest. Although horses had already reached Egypt around 1800 B.C. and transformed North African warfare soon thereafter, they did not cross the Sahara to drive the rise of cavalry-mounted West African kingdoms until the first millennium A.D., and they never spread south through the tsetse fly zone. While cattle, sheep, and goats had already reached the northern edge of the Serengeti in the third millennium B.C., it took more than 2,000 years beyond that for livestock to cross the Serengeti and reach southern Africa.

Similarly slow in spreading down Africa’s north-south axis was human technology. Pottery, recorded in the Sudan and Sahara around 8000 B.C., did not reach the Cape until around A.D. 1. Although writing developed in Egypt by 3000 B.C. and spread in an alphabetized form to the Nubian kingdom of Meroe, and although alphabetic writing reached Ethiopia (possibly from Arabia), writing did not arise independently in the rest of Africa, where it was instead brought in from the outside by Arabs and Europeans.

In short, Europe’s colonization of Africa had nothing to do with differences between European and African peoples themselves, as white racists assume. Rather, it was due to accidents of geography and biogeography—in particular, to the continents’ different areas, axes, and suites of wild plant and animal species. That is, the different historical trajectories of Africa and Europe stem ultimately from differences in real estate.