THE QUEST FOR
EXTRATERRESTRIAL
INTELLIGENCE

THROUGH ALL of our history we have pondered the stars and mused whether humanity is unique or if, somewhere else in the dark of the night sky, there are other beings who contemplate and wonder as we do, fellow thinkers in the cosmos. Such beings might view themselves and the universe differently. Somewhere else there might be very exotic biologies and technologies and societies. In a cosmic setting vast and old beyond ordinary human understanding, we are a little lonely; and we ponder the ultimate significance, if any, of our tiny but exquisite blue planet. The search for extraterrestrial intelligence is the search for a generally acceptable cosmic context for the human species. In the deepest sense, the search for extraterrestrial intelligence is a search for ourselves.

In the last few years—in one-millionth the lifetime of our species on this planet—we have achieved an extraordinary technological capability which enables us to seek out unimaginably distant civilizations even if they are no more advanced than we. That capability is called radio astronomy and involves single radio telescopes, collections or arrays of radio telescopes, sensitive radio detectors, advanced computers for processing received data, and the imagination and skill of dedicated scientists. Radio astronomy has in the last decade opened a new window on the physical universe. It may also, if we are wise enough to make the effort, cast a profound light on the biological universe.

Some scientists working on the question of extraterrestrial intelligence, myself among them, have attempted to estimate the number of advanced technical civilizations—defined operationally as societies capable of radio astronomy—in the Milky Way Galaxy. Such estimates are little better than guesses. They require assigning numerical values to quantities such as the numbers and ages of stars; the abundance of planetary systems and the likelihood of the origin of life, which we know less well; and the probability of the evolution of intelligent life and the lifetime of technical civilizations, about which we know very little indeed.

When we do the arithmetic, the sorts of numbers we come up with are, characteristically, around a million technical civilizations. A million civilizations is a breath-takingly large number, and it is exhilarating to imagine the diversity, lifestyles and commerce of those million worlds. But the Milky Way Galaxy contains some 250 billion stars, and even with a million civilizations, less than one star in 200,000 would have a planet inhabited by an advanced civilization. Since we have little idea which stars are likely candidates, we will have to examine a very large number of them. Such considerations suggest that the quest for extraterrestrial intelligence may require a significant effort.

Despite claims about ancient astronauts and unidentified flying objects, there is no firm evidence for past visitations of the Earth by other civilizations (see Chapters 5 and 6). We are restricted to remote signaling and, of the long-distance techniques available to our technology, radio is by far the best. Radio telescopes are relatively inexpensive; radio signals travel at the speed of light, faster than which nothing can go; and the use of radio for communication is not a short-sighted or anthropocentric activity. Radio represents a large part of the electromagnetic spectrum, and any technical civilization anywhere in the Galaxy will have discovered radio early—just as in the last few centuries we have explored the entire electromagnetic spectrum from short gamma rays to very long radio waves. Advanced civilizations might very well use some other means of communication with their peers. But if they wish to communicate with backward or emerging civilizations, there are only a few obvious methods, the chief of which is radio.

The first serious attempt to listen for possible radio signals from other civilizations was carried out at the National Radio Astronomy Observatory in Greenbank, West Virginia, in 1959 and 1960. It was organized by Frank Drake, now at Cornell University, and was called Project Ozma, after the princess of the Land of Oz, a place very exotic, very distant and very difficult to reach, Drake examined two nearby stars, Epsilon Eridani and Tau Ceti, for a few weeks with negative results. Positive results would have been astonishing because as we have seen, even rather optimistic estimates of the number of technical civilizations in the Galaxy imply that several hundred thousand stars must be examined in order to achieve success by random stellar selection.

Since Project Ozma, there have been six or eight other such programs, all at a rather modest level, in the United States, Canada and the Soviet Union. All results have been negative. The total number of individual stars examined to date in this way is less than a thousand. We have performed something like one tenth of one percent of the required effort.

However, there are signs that much more serious efforts may be mustered in the reasonably near future. All the observing programs to date have involved quite tiny amounts of time on large telescopes, or when large amounts of time have been committed, only very small radio telescopes could be used. A comprehensive examination of the problem was recently made by a NASA committee chaired by Philip Morrison of the Massachusetts Institute of Technology. The committee identified a wide range of options, including new (and expensive) giant ground-based and spaceborne radio telescopes. It also pointed out that major progress can be made at modest cost by the development of more sensitive radio receivers and of ingenious computerized data-processing systems. In the Soviet Union there is a state commission devoted to organizing a search for extraterrestrial intelligence, and the large RATAN-600 radio telescope in the Caucasus, recently completed, is devoted part-time to this effort. Hand in hand with the recent spectacular advances in radio technology, there has been a dramatic increase in the scientific and public respectability of the entire subject of extraterrestrial life. A clear sign of the new attitude is the Viking missions to Mars, which are to a significant extent dedicated to the search for life on another planet.

But along with the burgeoning dedication to a serious search, a slightly negative note has emerged which is nevertheless very interesting. A few scientists have lately asked a curious question: If extraterrestrial intelligence is abundant, why have we not already seen its manifestations? Think of the advances by our own technical civilization in the past ten thousand years and imagine such advances continued over millions or billions of years more. If only a tiny fraction of advanced civilizations are millions or billions of years more advanced than ours, why have they not produced artifacts, devices or even industrial pollution of such magnitude that we would have detected it? Why have they not restructured the entire Galaxy for their convenience?

Skeptics also ask why there is no clear evidence of extraterrestrial visits to Earth. We have already launched slow and modest interstellar spacecraft. A society more advanced than ours should be able to ply the spaces between the stars conveniently if not effortlessly. Over millions of years such societies should have established colonies, which might themselves launch interstellar expeditions. Why are they not here? The temptation is to deduce that there are at most a few advanced extraterrestrial civilizations—either because statistically we are one of the first technical civilizations to have emerged or because it is the fate of all such civilizations to destroy themselves before they are much further along than we.

It seems to me that such despair is quite premature. All such arguments depend on our correctly surmising the intentions of beings far more advanced than ourselves, and when examined more closely I think these arguments reveal a range of interesting human conceits. Why do we expect that it will be easy to recognize the manifestations of very advanced civilizations? Is our situation not closer to that of members of an isolated society in the Amazon basin, say, who lack the tools to detect the powerful international radio and television traffic that is all around them? Also, there is a wide range of incompletely understood phenomena in astronomy. Might the modulation of pulsars or the energy source of quasars, for example, have a technological origin? Or perhaps there is a galactic ethic of noninterference with backward or emerging civilizations. Perhaps there is a waiting time before contact is considered appropriate, so as to give us a fair opportunity to destroy ourselves first, if we are so inclined. Perhaps all societies significantly more advanced than our own have achieved an effective personal immortality and lose the motivation for interstellar gallivanting, which may, for all we know, be a typical urge only of adolescent civilizations. Perhaps mature civilizations do not wish to pollute the cosmos. There is a very long list of such “perhapses,” few of which we are in a position to evaluate with any degree of assurance.

The question of extraterrestrial civilizations seems to me entirely open. Personally, I think it far more difficult to understand a universe in which we are the only technological civilization, or one of a very few, than to conceive of a cosmos brimming over with intelligent life. Many aspects of the problem are, fortunately, amenable to experimental verification. We can search for planets of other stars, seek simple forms of life on such nearby planets as Mars, and perform more extensive laboratory studies on the chemistry of the origin of life. We can investigate more deeply the evolution of organisms and societies. The problem cries out for a long-term, open-minded, systematic search, with nature as the only arbiter of what is or is not likely.

If there are a million technical civilizations in the Milky Way Galaxy, the average separation between civilizations is about 300 light-years. Since a light-year is the distance that light travels in one year (a little under 6 trillion miles), this implies that the one-way transit time for an interstellar communication from the nearest civilization is some 300 years. The time for a query and a response would be 600 years. This is the reason that interstellar dialogues are much less likely—particularly around the time of first contact—than interstellar monologues. At first sight, it seems remarkably selfless that a civilization might broadcast radio messages with no hope of knowing, at least in the immediate future, whether they have been received and what the response to them might be. But human beings often perform very similar actions as, for example, burying time capsules to be recovered by future generations, or even writing books, composing music and creating art intended for posterity. A civilization that had been aided by the receipt of such a message in its past might wish similarly to benefit other emerging technical societies.

For a radio search program to succeed, the Earth must be among the intended beneficiaries. If the transmitting civilization were only slightly more advanced than we are, it would possess ample radio power for interstellar communication—so much, perhaps, that the broadcasting could be delegated to relatively small groups of radio hobbyists and partisans of primitive civilizations. If an entire planetary government or an alliance of worlds carried out the project, the broadcasters could transmit to a very large number of stars, so large that a message is likely to be beamed our way, even though there may be no reason to pay special attention to our region of the sky.

It is easy to see that communication is possible, even without any previous agreement or contact between transmitting and receiving civilizations. There is no difficulty in envisioning an interstellar radio message that unambiguously arises from intelligent life. A modulated signal (beep, beep-beep, beep-beep-beep …) comprising the numbers 1, 2, 3, 5, 7, 11, 13, 17, 19, 23, 29, 31—the first dozen prime numbers—could have only a biological origin. No prior agreement between civilizations and no precautions against Earth chauvinism are required to make this clear.

Such a message would be an announcement, or beacon signal, indicating the presence of an advanced civilization but communicating very little about its nature. The beacon signal might also note a particular frequency where the main message is to be found, or might indicate that the principal message can be found at higher time resolution at the frequency of the beacon signal. The communication of quite complex information is not very difficult, even for civilizations with extremely different biologies and social conventions. Arithmetical statements can be transmitted, some true and some false, each followed by an appropriate coded word (in dahs and dits, for example), which would transmit the ideas of true and false, concepts that many people might guess would be extremely difficult to communicate in such a context.

But by far the most promising method is to send pictures. A repeated message that is the product of two prime numbers is clearly to be decoded as a two-dimensional array, or raster—that is, a picture. The product of three prime numbers might be a three-dimensional still picture or one frame of a two-dimensional motion picture. As an example of such a message, consider an array of zeros and ones which could be long and short beeps or tones on two adjacent frequencies, or tones of different amplitudes, or even signals with different radio polarizations. In 1974 such a message was transmitted to space from the 305-meter antenna at the Arecibo Observatory in Puerto Rico, which Cornell University runs for the National Science Foundation. The occasion was a ceremony marking the resurfacing of the Arecibo dish, the largest radio/radar telescope on the planet Earth. The signal was sent to a collection of stars called M13, a globular cluster comprising about a million separate suns which happened to be overhead at the time of the ceremony. Since M13 is 24,000 light-years away, the message will take 24,000 years to arrive there. If any responsive creature is listening, it will be 48,000 years before we receive a reply. The Arecibo message was clearly intended not as a serious attempt at interstellar communication, but rather as an indication of the remarkable advances in terrestrial radio technology.

The decoded message says something like this: “Here is how we count from one to ten. Here are the atomic numbers of five chemical elements—hydrogen, carbon, nitrogen, oxygen and phosphorus—that we think are interesting or important. Here are some ways to put these atoms together: the molecules adenine, thymine, guanine and cytosine, and a chain composed of alternating sugars and phosphates. These molecular building blocks are in turn put together to form a long molecule of DNA comprising about four billion links in the chain. The molecule is a double helix. In some way this molecule is important for the clumsy-looking creature at the center of the message. That creature is 14 radio wavelengths, or about 176 centimeters, high. There are about four billion of these creatures on the third planet from our star. There are nine planets altogether—four little ones on the inside, four big ones toward the outside and one little one at the extremity. This message is brought to you courtesy of a radio telescope 2,430 wavelengths, or 306 meters, in diameter. Yours truly.”

With many similar pictorial messages, each consistent with and corroborating the others, it is very likely that almost unambiguous interstellar radio communication could be achieved even between two civilizations that have never met. Our immediate objective is not to send such messages because we are very young and backward; we wish to listen.

The detection of intelligent radio signals from the depths of space would approach in an experimental and scientifically rigorous manner many of the most profound questions that have concerned scientists and philosophers since prehistoric times. Such a signal would indicate that the origin of life is not an extraordinary, difficult or unlikely event. It would imply that, given billions of years for natural selection, simple forms of life evolve generally into complex and intelligent forms, as on Earth; and that such intelligent forms commonly produce an advanced technology, as has also occurred here. But it is not likely that the transmissions we receive will be from a society at our own level of technological advance. A society only a little more backward than ours will not have radio astronomy at all. The most likely case is that the message will be from a civilization far in our technological future. Thus, even before we decode such a message, we will have gained an invaluable piece of knowledge: that it is possible to avoid the dangers of the period through which we are now passing.

There are some who look on our global problems here on Earth—at our vast national antagonisms, our nuclear arsenals, our growing populations, the disparity between the poor and the affluent, shortages of food and resources, and our inadvertent alterations of the natural environment—and conclude that we live in a system that has suddenly become unstable, a system that is destined soon to collapse. There are others who believe that our problems are soluble, that humanity is still in its childhood, that one day soon we will grow up. The receipt of a single message from space would show that it is possible to live through such technological adolescence: the transmitting civilization, after all, has survived. Such knowledge, it seems to me, might be worth a great price.

Another likely consequence of an interstellar message is a strengthening of the bonds that join all human and other beings on our planet. The sure lesson of evolution is that organisms elsewhere must have separate evolutionary pathways; that their chemistry and biology and very likely their social organizations will be profoundly dissimilar to anything on Earth. We may well be able to communicate with them because we share a common universe—because the laws of physics and chemistry and the regularities of astronomy are universal. But they may always be, in the deepest sense, different. And in the face of this difference, the animosities that divide the peoples of the Earth may wither. The differences among human beings of separate races and nationalities, religions and sexes, are likely to be insignificant compared to the differences between all human and all extraterrestrial intelligent beings.

If the message comes by radio, both transmitting and receiving civilizations will have in common at least a knowledge of radiophysics. The commonality of the physical sciences is the reason that many scientists expect the messages from extraterrestrial civilizations to be decodable—probably in a slow and halting manner, but unambiguously nevertheless. No one is wise enough to predict in detail what the consequences of such a decoding will be, because no one is wise enough to understand beforehand what the nature of the message will be. Since the transmission is likely to be from a civilization far in advance of our own, stunning insights are possible in the physical, biological and social sciences, in the novel perspective of a quite different kind of intelligence. But decoding will probably be a task of years and decades.

Some have worried that a message from an advanced society might make us lose faith in our own, might deprive us of the initiative to make new discoveries if it seemed that others had made those discoveries already, or might have other negative consequences. This is rather like a student dropping out of school because his teachers and textbooks are more learned than he is. We are free to ignore an interstellar message if we find it offensive. If we choose not to respond, there is no way for the transmitting civilization to determine that its message was received and understood on the tiny distant planet Earth. The translation of a radio message from the depths of space, about which we can be as slow and cautious as we wish, seems to pose few dangers to mankind; instead, it holds the greatest promise of both practical and philosophical benefits.

In particular, it is possible that among the first contents of such a message may be detailed prescriptions for the avoidance of technological disaster, for a passage through adolescence to maturity. Perhaps the transmissions from advanced civilizations will describe which pathways of cultural evolution are likely to lead to the stability and longevity of an intelligent species, and which other paths lead to stagnation or degeneration or disaster. There is, of course, no guarantee that such would be the contents of an interstellar message, but it would be foolhardy to overlook the possibility. Perhaps there are straightforward solutions, still undiscovered on Earth, to problems of food shortages, population growth, energy supplies, dwindling resources, pollution and war.

While there will surely be differences among civilizations, there may well be laws of development of civilizations which cannot be glimpsed until information is available about the evolution of many civilizations. Because of our isolation from the rest of the cosmos, we have information on the evolution of only one civilization—our own. And the most important aspect of that evolution—the future—remains closed to us. Perhaps it is not likely, but it is certainly possible that the future of human civilization depends on the receipt and decoding of interstellar messages from extraterrestrial civilizations.

And what if we make a long-term, dedicated search for extraterrestrial intelligence and fail? Even then we surely will not have wasted our time. We will have developed an important technology, with applications to many other aspects of our own civilization. We will have added greatly to our knowledge of the physical universe. And we will have calibrated something of the importance and uniqueness of our species, our civilization and our planet. For if intelligent life is scarce or absent elsewhere, we will have learned something significant about the rarity and value of our culture and our biological patrimony, painstakingly extracted over 4.6 billion years of tortuous evolutionary history. Such a finding will stress, as perhaps nothing else can, our responsibilities to the dangers of our time: because the most likely explanation of negative results, after a comprehensive and resourceful search, is that societies commonly destroy themselves before they are advanced enough to establish a high-power radio-transmitting service. In an interesting sense, the organization of a search for interstellar radio messages, quite apart from the outcome, is likely to have a cohesive and constructive influence on the whole of the human predicament.

But we will not know the outcome of such a search, much less the contents of messages from interstellar civilizations, if we do not make a serious effort to listen for signals. It may be that civilizations are divided into two great classes: those that make such an effort, achieve contact and become new members of a loosely tied federation of galactic communities, and those that cannot or choose not to make such an effort, or who lack the imagination to try, and who in consequence soon decay and vanish.

It is difficult to think of another enterprise within our capability and at a relatively modest cost that holds as much promise for the future of humanity.