To understand the role of the human beings in the Universe is probably the ultimate quest of astrophysics, and in this sense it converges with many different sciences. Astrobiology is the study of the origin, evolution, distribution, and future of life in the Universe: both life on Earth and extraterrestrial life. This interdisciplinary field encompasses the study of the origin of the materials forming living beings on Earth, search for habitable environments outside Earth, and studies of the potential for terrestrial forms of life to adapt to challenges on Earth and in outer space. Astrobiology also addresses the question of how humans can detect extraterrestrial life if it exists and how we can communicate with aliens if they are technologically ready to communicate. This relatively new field of science is a focus of a growing number of NASA and European Space Agency exploration missions in the solar system, as well as searches for extraterrestrial planets which might host life.
One of the main probes of astrobiology is to understand the question if we are unique, or just one of many intelligent species populating the Universe. The most important discovery of all in astrophysics would probably be to communicate with different beings: this would enrich us and change completely our vision of ourselves and of the Universe. But the question of life and of its meaning is central also in many other sciences, from biology to philosophy. In particular, biology wants to answer many questions, as the question of how life was born from nonliving material (abiogenesis), a question that is central since Aristoteles. We are convinced that humans will soon be able to generate life from nonliving materials—and this will probably be the most important discovery of all in biology, again changing radically our vision of ourselves. This would probably help also in understanding our origin as humans.
We shall see how astroparticle physics can help us in this research.
11.1 What Is Life?
A proper definition of life, universally accepted, does not exist. We shall just try to clarify some of the conditions under which we might say that a system is living, i.e., to formulate a description.
Some of the characteristics most of us accept to define a living being are listed below.
-
Presence of a body: this definition is sometimes nontrivial (think, for example, of mushrooms, or of coral).
-
Metabolism: conversion of outside energy and materials into cellular components (anabolism) and decomposition of organic material (catabolism). Living bodies use energy to maintain internal organization (homeostasis), and the internal environment must be regulated to maintain characteristics different form the “external” environment. It can affect (even dramatically) the equilibrium of the environment, thus providing signatures of life to external observers.
-
Growth: at least in a large part of life, anabolism is larger than catabolism, and growing organisms increase in size.
-
Adaptation: living beings change in response to the environment. This is fundamental to the process of evolution and is influenced by the organism’s heredity, as well as by external factors.
-
Response to stimuli (can go from the contraction of a unicellular organism to external chemicals, to complex reactions involving all the senses of multicellular organisms): often the response generates motion—e.g., the leaves of a plant turn toward the Sun (phototropism).
-
Reproduction: the ability to produce new individual organisms, imperfect copies of the previous ones. Clearly not everything that replicates is alive: in fact computers can replicate files and some machines can replicate themselves, but we cannot say that they are alive; on the other hand, some animals have no reproductive ability, such as most of the bees—reproduction has to be considered at the level of species rather than of individuals.
The above “physiological functions” have underlying physical and chemical bases. The living organisms we know have a body that is based on carbon: the molecules needed to form and operate cells are made of carbon. But, why carbon? One reason is that carbon allows the lowest-energy chemical bonds, and is a particularly versatile chemical element that can be bound to as many as four atoms at a time.
However, we can think of different elements. If we ask for a material which can allow the formation of complex structures, tetravalent elements (carbon, silicon, germanium, ...) are favored. The tetravalent elements heavier than silicon are heavier than iron, hence they can come only from supernova explosions, and are thus very rare; we are thus left only with silicon as a candidate for a life similar to our life other than carbon. Like carbon, silicon can create molecules large enough to carry biological information; it is however less abundant than carbon in the Universe. Silicon has an additional drawback with respect to carbon: since silicon atoms are much bigger than carbon, having a larger mass and atomic radius, they have difficulty forming double bonds. This fact limits the chemical versatility required for metabolism. A tranquilizing view on silicon-based aliens would be that in case of invasion they would rather eat our buildings than us. However, carbon is more abundant than silicon in the Universe–not on Earth.
11.1.1 Schrödinger’s Definition of Life
In the previous subsection we tried a descriptive definition of life. It would be useful to formulate a mathematical definition; attempts to do so, however, failed up to now.
Schrödinger tried to formulate a definition of life based on physics. In his view, everything was created from chaos but life tries to organize proteins, water atoms, etc.; Schrödinger said life fights entropy, and gave the definition of negative entropy, as for living organization, or space–time structures. He wrote: “When a system that is not alive is isolated or placed in a uniform environment, all motion usually comes to a standstill very soon as a result of various kinds of friction; differences of electric or chemical potential are equalized, substances which tend to form a chemical compound do so, temperature becomes uniform by heat conduction. After that the whole system fades away into a dead, inert lump of matter.” A permanent state is reached, in which no observable events occur. The physicist calls this the state of thermodynamical equilibrium, or of “maximum entropy” and, as he said,“it is by avoiding the rapid decay into the inert state of ‘equilibrium’ that an organism appears so enigmatic. What an organism feeds upon is negative entropy.” An organism avoids decay “by eating, drinking, breathing, and (in the case of plants) assimilating”, and “everything that is going on in nature, means an increase of the entropy, and so a organism continually increases its entropy, and thus tends to the state of maximum entropy, which means death; it can only try to stay alive by continually drawing its environment of negative entropy”.
In summary, according to Schrödinger, life requires open systems able to decrease their internal entropy using substances or energy taken in from the environment, and subsequently reject material in a degraded form.
11.1.2 The Recipe of Life
Our definition of life is necessarily limited by our understanding of life on Earth; however, the universality of the laws of physics can expand our view. In this section we will analyze what life needed and needs to develop on Earth, and what are the factors that influence it, trying to expand to more general constraints.
11.1.2.1 Water and Carbon
Liquid water is fundamental for life as
we know it: it is very important because it is used like a solvent
for many chemical reactions. On Earth, we have the perfect
temperature to maintain water in liquid state, and one of the main
reasons is the obliquity of Earth with respect to the ecliptic
plane at about 23, which allows seasonal changes.
Water can exchange organisms and substances with Earth, thanks to tides. The Moon is mostly responsible for the tides: the Moon’s gravitational pull on the near side of the Earth is stronger than on the far side, and this difference causes tides. The Moon orbits the Earth in the same direction as the Earth spins on its axis, so it takes about 24 h and 50 min for the Moon to return to the same location with respect to the Earth. In this time, it has passed overhead once and underfoot once, and we have two tides. The Sun contributes to Earth’s tides as well, but even if its gravitational force is much stronger than the Moon’s, the solar tides are less than half that the one produced by the Moon (see the first exercise). Tides are important because many biological organisms have biological cycles based on them, and if the Moon did not exist these types of cycles might not have arisen.
But, how did Earth come to possess water? Early Earth had probably oceans that are the result of several factors: first of all, volcanos released gases and water vapor in the atmosphere, that condensed forming oceans. Nevertheless, vapor from the volcanos is sterilized and no organisms can actually live in it: for this reason, many scientists think that some liquid water with seeds of life may have been brought to Earth by comets and meteorites. The problem of how and where the water was generated on these bodies is not solved; it is, however, known that they carry water.
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Most abundant elements (in weight) that form the human body.
Water has many properties important for
life: in particular, it is liquid over a large range of
temperatures, it has a high heat capacity—and thus it can help
regulating temperature, it has a large vaporization heat, and it is
a good solvent. Water is also amphoteric, i.e., it can donate and
accept a H ion, and act as an acid or as a
base—this is important for facilitating many organic and
biochemical reactions in water. In addition, it has the uncommon
property of being less dense as a solid (ice) than as a liquid:
thus masses of water freeze covering water itself by a layer of ice
which isolates water from the external environment (fish in iced
lakes swim at a temperature of 4
C, the temperature of maximum density
of water).
An extraterrestrial life-form, however,
might develop and use a solvent other than water, like ammonia,
sulfuric acid, formamide, hydrocarbons, and (at temperatures lower
than Earth’s) liquid nitrogen. Ammonia (NH is the best
candidate to host life after water, being abundant in the Universe.
Liquid ammonia is chemically similar to water, amphoteric, and
numerous chemical reactions are possible in a solution of ammonia,
which like water is a good solvent for most organic molecules. In
addition it is capable of dissolving many elemental metals; it is
however flammable in oxygen, which could create problems for
aerobic metabolism as we know it.
A biosphere based on ammonia could exist at temperatures and air pressures extremely unusual in relation to life on Earth. The chemical being in general slower at low temperatures, ammonia-based life, if existing, would metabolize more slowly and evolve more slowly than life on Earth. On the other hand, lower temperatures might allow the development of living systems based on chemical species unstable at our temperatures. To be liquid at temperatures similar to the ones on Earth, ammonia needs high pressures: at 60 bar it melts at 196 K and boils at 371 K, more or less like water.
Since ammonia and ammonia–water mixtures remain liquid at temperatures far below the freezing point of water, they might be suitable for biochemical planets and moons that orbit outside of the “zone of habitability” in which water can stay liquid.
11.1.2.2 Temperature and the Greenhouse Effects
A key ingredient affecting the
development of life on our planet is temperature. One may think
that the temperature on Earth is appropriate for liquid water
because of the Earth’s distance from the Sun; this is only partly
true: for example, the Moon lies at the same distance from the Sun
but its temperature, during the day, is about 125 C, and during night,
C. The main reasons why the Earth has
its current temperature are the interior heating and the greenhouse
effect.
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Greenhouse gases trap and keep most of the infrared radiation in the low atmosphere.
Source: NASA
If the greenhouse effect did not take
place, the average temperature on our planet would be about −18
C. A discriminating factor is the
level of
in the atmosphere: on Earth most of
the carbon dioxide is locked up in carbonate rocks, whereas only
the
is diffuse in the atmosphere. This
prevents the temperature to get too hot, like it is on Venus where
is mostly distributed in the
atmosphere and the temperature is hotter than on Mercury.
11.1.2.3 Shielding the Earth from Cosmic Rays
Mammal life on our planet could develop
because the atmosphere and the Earth’s magnetic fields protect us
from the high-energy particles and radiations coming from space.
Cosmic rays
are mostly degraded by the interaction with the atmosphere, which
emerged in the first 500 million years of life from the vapor and
gases expelled during the degassing of the planet’s interior. Most
of the gases of the atmosphere are thus the result of volcanic
activity. In the early times, the Earth’s atmosphere was composed
of nitrogen and traces of (<0.1%), and very little molecular
oxygen (O
, which is now
); the oxygen currently contained in
the atmosphere increased as the result of photosynthesis by living
organisms.
High-energy cosmic rays are not the only danger: also the charged particles coming from the Sun (the solar wind), and some of the Sun’s radiation, can also be dangerous for life.
UV rays can damage proteins and DNA.
The ozone (O) layer in the upper atmosphere acts
as a natural shield for UV rays, absorbing most of them.
-
The outer belt is approximately toroidal, and it extends from an altitude of about three to ten Earth radii above the Earth’s surface (most particles are around 4 to 5 Earth radii). It consists mainly of high-energy (0.1–10 MeV) electrons trapped by the Earth’s magnetosphere.
-
Electrons inhabit both belts; high-energy protons characterize the inner Van Allen belt, which goes typically from 0.2 to 2 Earth radii (1000–10000 km) above the Earth. When solar activity is particularly strong or in a region called the South Atlantic Anomaly,1 the inner boundary goes down to roughly 200 km above sea level. Energetic protons with energies up to 100 MeV and above are trapped by the strong magnetic fields in the region. The inner belt is a severe radiation hazard to astronauts working in Earth orbit, and to some scientific instruments on satellite.
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11.1.2.4 Requirements for Life
From a priori assumptions and from the study of our only experimental example, life on Earth, a consensus has emerged that life requires three essential components: (1) an energy source to drive metabolic reactions, (2) a liquid solvent to mediate these reactions, and (3) a suite of nutrients both to build biomass and to fuel metabolic reactions. Physics suggests that the liquid solvent is likely to be water, both because of the cosmic abundance of its constituents and of its chemical properties that make it suitable for mediating macromolecular interactions. Carbon chemistry is favored as a basis for biomass because carbon has a high cosmic abundance and carries the ability to form an inordinate number of complex molecules. These last two assumptions are made here provisionally, with the acknowledgement that while alternative biochemistries may exist.
11.1.3 Life in Extreme Environments
To provide further constraints on life and derive ideas on how to find it in the Universe, we can examine the most extreme living forms we know. We shall use this knowledge to define a habitable region—i.e., a region fulfilling a set of conditions under which we know life might occur, and limit our search region. It is obviously not excluded that the actual conditions of life are wider than what we shall foresee, also in view of the caveats of the previous section.
-
hot and cold places;
-
salty and dry environments;
-
acidic and basic places;
-
environments of extreme pressure and radiations.
Let us analyze experimentally what are the extreme conditions in which extremophiles can survive.
-
Hot and cold environments. Examples of hot places are volcanos in the deep oceans: there the temperature can go up to 180
C and some organisms, called hyperthermophiles, evolved their proteins and membrane to resist at such high temperatures. An example of these organisms is represented by the Metharopyrus kandleri, discovered on the wall of a black smokers in the Gulf of California at a depth of 2000 m; these organisms can survive and reproduce at 220
C.
On the opposite side there are organisms that can survive at very low temperatures. The Vostok Lake in the Arctic region is an example of a cold place on Earth; psychrophiles evolved their membrane to survive at –15
C, as they create “antifreeze” proteins to keep their internal space liquid and protect their DNA.
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Salty and dry environments. Halophiles can live in salty environments, with an external concentration of salt of 15–37% while keeping their own internal salts at a correct level; such organisms can be found in places like the Great Salt Lake (Utah, USA), Owens Lake (California, USA), the Dead Sea (Israel–Palestine–Jordan). Organisms called xerophiles can also live in very dry places with humidity lower than 1%, like the Atacama Desert in Chile.
-
Acid and basic places. Acidophiles can live in acid places like sulfuric geysers, with pH
, and alkaliphiles can live in basic places, with pH
, like the soda lakes in Africa, while still maintaining their own pH neutral.
-
Extreme pressure and radiation. On Earth we can find examples of organisms, called piezophiles, that survive at high pressures, like e.g., the Mariana Trench where pressure reaches 380 atmospheres, and radio-resistant organisms that can survive high level of radiation that would ordinarily ionize and damage cells: the most radio-resistant known organism is the Thermococcus gammatolerans, that can tolerate a radiation of gamma rays of 30000 Gy (a dose of 5 Gy is sufficient to kill a human), and was discovered in the Guaymas Basin, Baja California.
In astrobiology, a specific class of extreme-resistant organisms is particularly important: the polyextremophiles, organisms that can simultaneously tolerate several extreme life conditions; an example is the Deinococcus radiodurans, a bacterium that can live within high levels of radiation, at cold temperatures, and in dry environments.
11.1.4 The Kickoff
For thousands of years philosophers, scientists, and theologians have argued how life can come from nonlife. Also in the interpretation of St. Augustine life came from nonliving forms, although this biogenic process was mediated by God: “And God said, let the Earth bring forth the living creature after his kind, cattle, and creeping thing, and beast of the Earth after his kind: and it was so.” Thus, God transferred to the Earth special life-giving powers, and using these powers the Earth generated plants and animals: “The Earth is said then to have produced grass and trees, that is, to have received the power of producing.” To avoid entering in controversial discussions, we shall assume here that at a certain time, somewhere in the Universe, life has emerged from nonlife (abiogenesis), remaining within scientific boundaries.
Many think that, if all the essential ingredients and appropriate conditions were present, life might have been generated in a long enough time—maybe having cosmic radiation as a catalyst. On the assumption that life originated spontaneously, many experiments showed that self-replicating molecules or their components could come into existence from their chemical components. However, there is no evidence to support the belief that life originated from nonlife on Earth. We eagerly expect the day, maybe not far we think, when biologists on Earth will produce life from nonlife.
An experiment by Miller and Urey in the 1950 s used water, methane, ammonia, and hydrogen sealed inside a sterile glass flask connected to a flask half-full of liquid water to simulate the primordial atmosphere. The liquid water in the smaller flask was heated to induce evaporation, and the water vapor was allowed to enter the larger flask. Continuous electrical sparks were fired between the electrodes to simulate lightning in the water vapor and gaseous mixture, and then the simulated atmosphere was cooled again so that the water condensed and trickled into a U-shaped trap at the bottom of the apparatus. Electric discharges might be present in some parts of the solar system, or the same catalytic effect could be provided by UV rays, or cosmic rays. The experiment yielded 11 out of 20 aminoacids needed for life.
A popular hypothesis—called panspermia—is that life came to the Earth from other places, and that it can be transmitted to other places. According to this hypothesis, microscopic life—distributed by meteoroids, asteroids, or other small solar system bodies, or even pushed by micro-spaceships—may exist throughout the Universe. The earliest clear evidence of life on Earth dates from 3.5 billion years ago, and is due to microbial fossils found in sandstone discovered in Australia. Cosmic dust permeating the Universe contains complex organic substances. The panspermia hypothesis just pushes elsewhere and in some other time the problem of abiogenesis.
The problem of the very origin(s) of life, despite tremendous advances in biochemistry and in physics, remains however a mystery. And also when, hopefully during the present century, the problem of the abiogenesis will be hopefully solved, it will certainly take longtime before understanding the transition from simple cells to complex organisms.
11.2 Life in the Solar System, Outside Earth
The closest place to look for extraterrestrial life is our solar system. However, the possibility of a life at our level of civilization presently in the solar system, apart from humans, is reasonably excluded—we would have received communications from such aliens and probably observed their artefacts.
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The solar system’s habitable zone.
A wide range of habitable zone
(Fig. 11.4) lies likely between Venus and Mars. This
zone is not fixed because planets change their internal structure
and conditions: they can get hotter or colder, and so they may not
be forever habitable. Mercury, the first planet from the Sun—just
58 million km away—has a temperature ranging from about 457
C in the day to
C in the night, not allowing the
presence of liquid water; it has no atmosphere, and its thus
exposed to meteoric and cometary impacts. The giant planets Jupiter
and Saturn on the outer solar system, having respectively a mass of
about 318 and 95 times the Earth’s mass, seem also a very unlikely
place for life. Jupiter, for example, is composed primarily of
hydrogen and helium, plus small amounts of sulfur, ammonia, oxygen,
and water. Temperatures and pressures are extreme. Jupiter does not
have a solid surface, either—gravity can move a solid body to zones
with high pressure. Saturn’s atmospheric environment is also
unfriendly due to strong gravity, high pressure, strong winds, and
cold temperatures. Some of the moons of Jupiter and Saturn,
however, can be thought as possible hosts of life. Finally, the
planets external to Saturn are too cold to be life-friendly.
11.2.1 Planets of the Solar System
In this section, we will discuss the possibility that conditions for life to develop may exist in other planets of the solar system, close to the habitability zone just defined.
11.2.1.1 Venus
Venus’ structure and mass are very
similar to the Earth’s. However, although Venus, unlike Mercury,
has an atmosphere, carbon-and water-based life cannot develop on
Venus. The main problem is the high temperature of more than 400
C, due to the greenhouse effect. This
effect is particularly strong on Venus because of volcano activity
that fills the atmosphere with a large amount of gases. Pressure
too is very high (
90 atmospheres), a condition that on
Earth can be found only in the deepest oceans.
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Left: Mars and Earth sizes. http://space-facts.com/mars-characteristics/. Right: a structure on Mars’ surface that can be related to the presence of ancient rivers.
Source: NASA
11.2.1.2 Mars
Mars orbits at approximately 228 million
km from the Sun, and its mass is 11% the Earth’s
(Fig. 11.5). Its atmosphere was originally similar to
Venus’ and Earth’s (early) atmospheres, due to similar conditions
during their formation.
Mars has always been one the best
candidates for extraterrestrial life: a long time ago, it was
probably warmer, it had liquid water (on its surface we recognize
structures which can be attributed to past rivers, as shown in
Fig. 11.5), and it must have had a deep atmosphere
with gases produced by volcanic activity. But things have changed:
volcanic activity stopped, and Mars has quickly lost its internal
heat (due to its small mass) and most of its atmosphere (only about
0.5 radiation lengths today). Mars was no longer protected by
cosmic radiations and particles, also due to a very weak magnetic
field, and it began to cool down. This process lead to its current
conditions: no liquid but frozen water, and temperatures impervious
to life (27 C to −130
C).
Starting 1960, the Soviets launched a series of probes to Mars including the first intended flybys and landings. The first contact to the surface of Mars was due to two Soviet probes: Mars 2 and Mars 3 in 1971. In 1976, two space probes (called the Vikings) landed on the surface to find evidence of life, but found none. In July 2008, laboratory tests aboard NASA’s Phoenix Mars Lander identified frozen water in a soil sample.
Three scientific rovers landed successfully on the surface of Mars sending signals back to Earth: Spirit and Opportunity, in 2004, and Curiosity, in 2012. They were preceded by a pathfinder landed in 1997.
Several proposals have been accepted for future missions, and for sure we shall know a lot more about Mars in the next years. Many scientists think that a human mission to Mars would be worth, perhaps eventually leading to the permanent colonization of the planet.
11.2.2 Satellites of Giant Planets
Although giant planets do not appear adequate for life, some of their moons can be good candidates. In this section, we will examine the particularities of three moons within the solar system: Europa (a satellite of Jupiter), and Titan and Enceladus (satellites of Saturn), where appropriate conditions could be encountered.
11.2.2.1 Europa
Jupiter’s four main satellites are Io, Europa, Callisto, and Ganymede (the Galilean moons). Some of them may have habitats capable of sustaining life: heated subsurface oceans of water may exist deep under the crusts of the three outer moons—Europa, Ganymede, and Callisto. The planned JUICE mission will study the habitability of these moons.
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Hypothetical structure of Europa: from outside in, we find the iced crust, the ocean, the rocky mantle, and the nuclear iron core.
From NASA/Galileo Project and the University of Arizona
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Left: Titan, a satellite of Saturn. Right: Detail of Titan: note the presence of lakes on its surface.
Credits: NASA (Cassini)
11.2.2.2 Titan
Titan (Fig. 11.7, left) is the largest
moon of Saturn. Having a diameter of 5700 km it is bigger than
Mercury, but has less than half its mass. Titan has an atmosphere
because it is situated in one of the coldest regions of the solar
system. With a pressure of 1.5 atmospheres and a temperature of
−170 C, it can host solid, gas, and liquid
methane: in 1997 the Cassini space probe captured evidence of a
giant methane lake, the Kraken sea (Fig. 11.7, right), that has a
surface of about 400 000 km
.
11.2.2.3 Enceladus
Discovered in 1789 by William Herschel,
Enceladus is the sixth largest moon of Saturn; its diameter is
about 500 km, roughly a tenth of that of Titan. It is mostly
covered by ice, and the surface temperature at noon only reaches
C. In 2005, the Cassini spacecraft
discovered that volcanos near the South Pole shoot geyser-like jets
of water vapor, other volatiles, and solid material, including
sodium chloride crystals and ice particles, into space; some of the
water vapor falls back as snow. Cassini later discovered a large
subsurface ocean of liquid water with a thickness of around
10 km. Enceladus is geologically active, and suffers tidal
forces from another satellite (Dione). This moon could provide a
habitable zone for microorganisms in the places where internal
liquid from its interior is jetting out of its surface: some
extremophiles living on Earth could live on Enceladus’ geysers. In
view of the relatively accessible distance of Saturn’s satellites,
it is conceivable to think of a return space mission.
11.3 Life Outside the Solar System, and the Search for Alien Civilizations
In the previous section, we saw how difficult is to find life on the other planets and moons of the solar system, because they hardly have the characteristics that life based on liquid water and carbon needs. But, what about the rest of the galaxy? Are we alone?
Our galaxy is 30 kpc large, and it
contains about stars, most with a planetary system:
it seems unlikely that we represent the only forms of life. And
intelligent life is not excluded.
11.3.1 The “Drake Equation”
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-
R is the yearly rate at which suitable stars are born;
-
is the fraction of stars with a planetary system;
-
is the number of Earth-like planets per planetary system;
-
is the fraction of those Earth-like planets where life can develop;
-
is the fraction of these planets on which intelligent life can develop;
-
is the fraction of planets with intelligent life that could develop technology;
-
L is the lifetime of a civilization with communicating capability.
Let us examine each factor in it. We can distinguish among astronomical, planetary, and biological factors.
Astronomical Factors. The astronomical
factors are the star formation rate R in our galaxy, and the fraction
which develop a planetary system. The
star formation rate R is
estimated to be 2–3 stars/yr. The current estimate of
is about 0.5: thanks to technological
innovation in the search for extraterrestrial planets, we
discovered that a large fraction of stars have a planetary
system.
Planetary Factors. The planetary factor
in the equation is , which depends on the “habitable
zone” that corresponds to the zone of the solar system where the
temperature and pressure allow liquid water. In the solar system,
the habitable zone (Fig. 11.4) lies between Venus and Mars: the Earth is
the only planet located in the solar system’s habitable zone today.
As we discussed before, this zone is not fixed because conditions
change: planets can get hotter or colder, and so they may not be
forever habitable. We estimate, based also on the recent results on
searches for extrasolar planets, that
.
Biological Factors. These are the most
difficult to estimate, and the values we assume here are just
guesses. the fraction of the planets where
life can develop,
the fraction of planets where
intelligent life can develop,
the fraction of intelligent beings
who can develop communication technology, and L the lifetime of civilization. Even if
it is very difficult to give a range to these factors because we do
not know the probability to find life based on liquid water, Drake
estimated
to range from 0.1 to 1; more recent
studies suggest
. As for the other factors:
,
, while L is valued to have a range from
to
years, being 10000 years a
conservative estimate.
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The Drake equation can be used to
determine the odds of a habitable zone planet ever hosting
intelligent life in the galaxy lifetime; the most likely result is
that the probability that a galactic civilization like ours never
existed in another planet is about . It is thus unlikely that Earth hosts
the only intelligent life that has ever occurred, and reinforces
the idea of panspermia. If we would know we are at the end of our
civilization, would we send space missions with biological material
trying to spread around our life in the Universe?
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11.3.2 The Search for Extrasolar Habitable Planets
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Exoplanet detection techniques.
Adapted from [F11.6]
When scientists search for new habitable planets orbiting a star, they first want to determine the position of the star’s habitable zone, and to do that they study the radiations emitted by the star: in fact, bigger stars are hotter than the Sun and so their habitable zone is farther out; on the contrary, the habitable zone of smaller stars is tighter.
Since planets are very small and dark compared to stars, how can they be detected? If scientists cannot look at the planets, they study the stars and the effects that orbiting planets have on them. Four of the main methods to detect extrasolar planets orbiting a star (Fig. 11.8) are listed below.
-
Radial velocity measurement via Doppler spectroscopy. This method is the most effective. It relies on the fact that a star moves, responding to the gravitational force of the planet. These movements affect the starlight spectrum, via a periodic Doppler shift of the emission wavelengths.
-
Astrometry. The same planet-induced stellar motion is measured as a periodic modulation of the star position on the sky.
-
Transit photometry. With this method scientists can detect planets by measuring the dimming of the star as the planet that orbits it passes between the star and the observer on the Earth: if this dimming is periodic, and it lasts a fixed length of time, there is likely a planet orbiting the star.
-
Microlensing. This is the method to detect planets at the largest distances from the Earth. The gravitational field of a host star acts like a lens, magnifying the light of a distant background star. This effect occurs only when the two stars are aligned. If the foreground lensing star hosts a planet, then that planet’s own gravitational field can contribute in an appreciable way to the lensing. Since such a precise alignment is not very likely, a large number of distant stars must be monitored in order to detect such effect. The galactic center region has a large number of stars, and thus this method is effective for planets lying between Earth and the center of the galaxy.
The first extrasolar planet (HD114762b) was discovered in 1989; its mass is 10 times Jupiter’s mass. Looking for habitable planets, scientists want to find planets with mass, density, and composition similar to the Earth: in large planets like Jupiter, the gravity force would be too strong for life; too small planets could never trap an atmosphere. Only recently the technology allowed detecting Earth-like exoplanets. The most important mission to detect Earth-like planets outside our solar system is presently the NASA Kepler Mission; the spacecraft was launched in March 2009. A photometer analyzed over 145 000 stars in the Cygnus, Lyra, and Draco constellations, to detect a dimming of brightness which could be the proof of the existence of an orbiting planet.

Left: Kepler-186f and Kepler-452b in their solar systems: comparison with the habitable zone of our solar system. Right: Same, for the exoplanets discovered in the TRAPPIST-1 system.
Source: NASA
In July 2015, NASA announced the discovery of the first extrasolar Earth-like planet (potentially rocky) within the habitable zone of a Sun-like star (G star). At a distance of 1400 ly from the Earth and located in the constellation Cygnus, it has a revolution period of 385 days. The star is six billion years old, i.e., 1.5 billion years older than our Sun; Kepler-452b is receiving a power close to the one we receive from our Sun. The similarities with the Earth are amazing.
In August 2016 the European Southern Observatory announced the discovery of an exoplanet orbiting within the habitable zone of the closest star to the Sun–the red dwarf Proxima Centauri, located about 4.2 ly away in the constellation of Centaurus.
In February 2017 NASA announced the discovery of a system of seven Earth-sized planets in the habitable zone of a single star, called TRAPPIST-1, at 40 ly from us, all of them with the potential for liquid water on their surface.
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Some of the discovered extrasolar planets as a function of the distance from their sun, and of the stellar energy flux. The Earth, Venus and Mars are included as a reference.
Credit: NASA
11.3.3 The Fermi Paradox
Given the Drake’s equation and the discovery of so many potentially habitable planets, a contact with alien civilizations could have been already established. Enrico Fermi in 1951 tried to give an explanation to the lack of detection of alien communication; this is called the “Fermi paradox”: where is everybody? Several possible answers have been suggested.
-
We are alone. We have not received any signal just because nobody sent it, and life needs some proprieties, like liquid water, carbon, right temperature, that we can find just on Earth. This opinion is difficult to accept—also because we cannot give a univocal definition of life.
-
The evolution of civilizations able to communicate not last for long. There are two main reasons why a civilization can fall:
- 1.
Cultural reasons: populations evolute enough destroys themselves.
- 2.
Natural reasons: catastrophic events, like meteorites or cometary impacts.
- 1.
-
Communicative extraterrestrial civilizations do exist, but they are too far away from us. The galaxy is so extended (30 kpc) that any signal would take thousands of years to get from a planet to another, and in this time a civilization could even become extinct. The problem would be worse for extragalactic civilizations.
-
They do not want to communicate with us, maybe because they are afraid of our possible reaction. If we knew there are civilizations weaker than us in our galaxy, would we attack them?
-
We cannot understand their signals. All our attempts of communication are based on electromagnetic waves, but maybe they have already sent us signal based on neutrinos, or gravitational waves, that we are barely able to detect.
11.3.4 Searching for Biosignatures
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The most powerful techniques for atmospheric observations take advantage of transmission spectroscopy, possible only when the planet transits its host star along the line of sight, and of emission spectroscopy, providing evidence of thermal structure of the atmosphere and the emission/reflection properties of the planetary surface. Key wavelengths are in the infrared and visible regions, sensitive to molecular spectroscopy.
Due to limitations of the present instruments, searches performed up to now were concentrated on Jupiter-size exoplanets, and gave no result. NASA/ESA’s James Webb Space Telescope, with launch expected in 2020, will enjoy an unprecedented thermal infrared sensitivity and provide powerful capabilities for direct imaging of Earth-like planets.
11.3.5 Looking for Technological Civilizations: Listening to Messages from Space
One of the main unknowns is how could aliens communicate with us, and how can we receive and decrypt their signals. In this section we will describe what kind of signals we are trying to detect.
-
Type 1. Technological level close to the level presently attained on Earth, with power consumption
W (four orders of magnitude less than the total solar insulation).
-
Type 2. A civilization capable of harnessing the energy radiated by its own star (if the host star is Sun-like,
W).
-
Type 3. A civilization in possession of energy on the scale of its own galaxy (for the Milky Way, a power of about
W).
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11.3.5.1 Search for ExtraTerrestrial Intelligence (SETI)
The term SETI (search for extraterrestrial intelligence) refers to a number of activities to search for intelligent extraterrestrial life. As already discussed, communicating in space can be quite prohibitive, the main reason being cosmic distances. Receiving the visit of a spacecraft is extremely unlikely, so SETI is looking for radio waves that might have been sent by extraterrestrial intelligent civilizations. SETI looks for “narrow-band transmissions” which can be produced only by artificial equipment: the problem with these communications is that they are very difficult to single out from the many of them produced on Earth; not even the world’s biggest supercomputers could manage the task of studying all these noises of the Universe. An Internet-based, public-volunteer computing project, called SETI@home, was set up: after downloading and installing an appropriate software on a personal computer, the executable gets switched on when the computer is not in use, receives 300 kb data by Internet from the Arecibo radio telescope in Puerto Rico, and tries to find regularities in these data.
The rationale in the search is that we expect that the communication will be narrow-band, and periodical; thus we can isolate them with Fourier analysis or autocorrelation studies, tested at different wavelengths.
If aliens ever sent us messages, the real problem is if we can receive them or not, distance being the main cause that could prevent signals from reaching us: as seen in the previous subsection, the distance from which a telescope could detect an extraterrestrial transmission depends on the sensitivity of the receiver and on the strength and type of the signal.
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The plaque onboard the Pioneer 10.
Source: Wikimedia Commons
11.3.6 Sending Messages to the Universe
We also try to communicate with alien civilizations, hoping that they will decrypt our signal and possibly answer. This field of investigation is called active SETI, or METI (messaging to extraterrestrial intelligence).
- 1.
Hyperfine transition for neutral hydrogen, the most abundant element. The interaction between the proton and the neutron magnetic dipole moments in the ground state of neutral hydrogen results in a slight increase in energy when the spins are parallel, and a decrease when antiparallel. The transition between the two states causes the emission of a photon at a frequency about 1420 MHz, which means a period of about
s, and a wavelength of
21 cm. This is the key to read the message.
- 2.
The figures of a man and a woman; between the vertical column brackets that indicate the height of the woman, the number eight can be seen in binary form 1000, where the vertical line means 1 and the horizontal lines mean 0: in unit of the wavelength of the hyperfine transition of the hydrogen, the result is
cm
cm, which was at the time the average height of a woman. The right hand of the man is raised, as a good will sign, and it can even be a way to show the opposable thumb and how the limbs can be moved.
- 3.
Relative position of the Sun to the center of the galaxy, and 14 pulsars with their period; on the left, we can see 15 lines emanating from the same origin, 14 of the lines report long binary numbers, which indicate the periods of the pulsars, using the hydrogen transition frequency as the unit. For example, starting from the unlabeled line and heading clockwise, the fist pulsar we find matches the number 1000110001111100100011011101010 in binary form, which corresponds to 1178486506 in decimal form: to find the period of this pulsar relative to the Sun we have to multiply this number by
s, which is the period of the hyperfine transition of hydrogen.
The fifteenth line extend to the right, behind the human figures: it indicates the Sun’s distance from the center of the galaxy.
- 4.
The solar system with the trajectory of Pioneer. In this section the distances of every single planet from the Sun are indicated, relative to Mercury’s distance from the Sun: for example the number relative to Saturn is 11110111, that is 247 in decimal form and means that Saturn is 247 times farther from the Sun than Mercury.
- 5.
The silhouette of Pioneer relative to the size of the humans.
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Left: The Arecibo Message in binary form. Right: Decrypting the binary message.
The Arecibo Message came from an idea
of Drake, with help from Sagan, among others. It is composed by
1679 binary symbols (Fig. 11.12). The message was aimed at the current
location of globular star cluster M13 some 25 000 light-years
away because M13 is a large and close collection of stars–possible
decoders from different galaxies were anyway welcome. 1679 is the
product of two prime numbers, . Translating the number 1 into a
black square and the number 0 into a white square results in a
matrix
(Fig. 11.12), that contains
some information about our world.
- 1.
The numbers from 1 to 10 written in binary form, where in each column the black square at the bottom marks the beginning of the number: for example, the first number written in binary form of the left is
which is 1 in decimal form; then, we can find the number written in binary form 10 which is
in decimal form; then, the number 111 is written in binary form, that correspond to
, and so on. The numbers 8, 9, 10 are written on two columns.
- 2.
The atomic numbers 1, 6, 7, 8, and 15 of , respectively, hydrogen, carbon, nitrogen, oxygen, and phosphorus, i.e., the component of the DNA.
- 3.
Nucleotides present in the DNA: deoxyribose (
), adenine (
), thymine (
), phosphate (
), cytosine (
), and guanine (
).
They are described as a sequence of the five atoms that appear on the preceding line. For example, on the top left the number 75010 is written in binary form, that matches the deoxyribose
: 7 atoms of hydrogen, 5 atoms of carbon, 0 atoms of nitrogen, 1 atom of oxygen, and 0 atoms of phosphorus.
- 4.
The helix structure of the DNA, and the number of the nucleotides: the number in binary form is 11111111111101111111101101011110, that is in decimal form 4294441822 which was believed to be the case in 1974, when the message was sent—we think now that there are about 3.2 billion nucleotides that form our DNA.
- 5.
In the center the figure of a human, with the typical height of a man, i.e., 1.764 m, which is the product of 14 times the wavelength of the message (126 mm); on the right, the size of human population in binary form–the number is 000011111111110111111011111111110110 (4 292 853 750 in decimal form).
- 6.
Our solar system, where the Earth is offset and the human figure is shown standing on it.
- 7.
A drawing of the Arecibo Telescope with below the dimension of the telescope, 306.18 m, which is the product of the number 2 430 written in binary form (100101111110) in the two bottom rows, read horizontally and the black square on the low right in the central block marks the beginning of the number, multiplied by the wavelength of the message.
Several concerns over METI have been raised: according to Hawking, alerting extraterrestrial intelligences about our existence and our technological level is crazy–he suggested, considering history, to “lay low”. According to many it is not obvious that all extraterrestrial civilizations will be benign, or that contact with even a benign one would not have serious repercussions on Terrestrials.
A program called Breakthrough Message studies the ethics of sending messages into deep space. It also launched an open competition with a million US dollars prize to design a digital message representative of humanity and planet Earth that could be transmitted from Earth to an extraterrestrial civilization– however, with the agreement not to transmit any message until there has been a scientifical and political consensus on the risks and rewards of contacting advanced civilizations.
11.4 Conclusions
Technological and scientific innovation is contributing to discover new Earth-like planets where life could develop. But, what will happen in 30 years? What will we be able to discover? Where will the next mission take us? What will scientists study?
Scientists will analyze the light of planets around their stars to detect oxygen and other complex molecules that suggest the presence of an atmosphere, map other Earth-like planets, and study the presence of liquid water, volcanic activity, and possibly of biosignatures. Already in the next years atmospheric characterization through transmission spectroscopy will be possible thanks to the James Webb Space Telescope (JWST). The next mission devoted to the discovery of extrasolar planets after Kepler will be the ESA satellite PLATO, foreseen for the year 2024–2026. With an array of 34 telescopes mounted on a sun-shield, PLATO will allow 5% of the sky to be monitored at any time, and more than a million stars will be scrutinized for Earth-sized planets, providing a sensitivity an order of magnitude higher than Kepler: hundreds of Earth-like planets potentially habitable will be discovered.
Scientists will possibly study with new telescopes stars of nearby galaxies, to better estimate the number of communicative extraterrestrial civilizations. They will listen to the sound of gravity waves and neutrinos in the Universe: this will give to mankind the ability of detecting signals at larger distances.
Finding evidence of extraterrestrial life, if it exists, will require innovation, investment, and perseverance.
- [F11.1]
L. Dartnell, “Life in the Universe”, Oneworld 2007.
- [F11.2]
J. Chela-Flores, “The science of astrobiology”, Springer 2011.
- [F11.3]
W.T. Sullivan and J.A. Baross (eds.), “Planets and Life: The Emerging Science of Astrobiology”, Cambridge University Press 2007.
- [F11.4]
E.W. Schwieterman, “Exoplanet Biosignatures: A Review of Remotely Detectable Signs of Life”, https://arxiv.org/abs/1705.05791 (2017).
- [F11.5]
R. Claudi, “Exoplanets: Possible Biosignatures”, arXiv:1708.05829 (2017).
- [F11.6]
O. Guyon, “Habitable exoplanets detection: overview of challenges and current state-of-the-art”, Optics Express 25 (2017) 28825.
- 1.
Effects of the Sun and of the Moon on tides. The mass of the Moon is about 1/81 of the Earth’s mass, and the mass of the Sun is 333 000 times the Earth’s mass. The average Sun–Earth distance is 150
km, while the average Moon–Earth distance is 0.38
km (computed from center to center).
- (a)
What is the ratio between the gravitational forces by the Moon and by the Sun?
- (b)
What is the ratio between the tidal forces (i.e., between the differences of the forces at two opposite sides of the Earth along the line joining the two bodies)?
- (a)
- 2.
Temperature of the Earth and Earth’s atmosphere. What is the maximum temperature for which the Earth could trap an atmosphere containing molecular oxygen O
?
- 3.
Equilibrium temperature of the Earth. Assuming that the Sun is a blackbody emitting at a temperature of 6000 K (approximately the temperature of the photosphere), what is the temperature of Earth at equilibrium due to the radiation exchange with the Sun? Assume the Sun’s radius to be 7000 km, i.e., 110 times the Earth’s radius.
- 4.
The Earth will heat up in the future. In 1 Gyr, the luminosity of the Sun will be 15% higher. By how much will the effective temperature of the Earth change?
- 5.
Moons of giant planets could be habitable. Although Jupiter is far outside the habitable zone of the Sun, some of its moons, such as Europa, seem possible habitats of life. Where does the energy to sustain such hypothetical life come from? What is the possible role of the other moons?
- 6.
Titan. Why is Titan interesting to study?
- 7.
Abundance of elements in the Universe and in living beings. Look up the average abundance of the chemical elements in the Universe (Chap. 10). Why hydrogen, carbon, oxygen, and nitrogen, the main building blocks for life on Earth, are so abundant? Why is helium not a common element in life?
- 8.
Detection of exoplanets with astrometry. What is the shift of the position of the Sun due to the Earth’s orbit? What are the characteristics of an instrument that an alien living near Alpha Centauri would need to detect the Earth using solar astrometry?
- 9.
Radial velocity measurement via Doppler spectroscopy. What is the Doppler shift of the light emission from the Sun due to the Earth’s orbit? What are the characteristics of an instrument that an alien living near Alpha Centauri would need to detect the Earth using Doppler spectroscopy?
- 10.
Biosignatures. Try to discuss some of the molecules in the atmosphere which could be indicators of life.