Cosmic rays1 were discovered at the beginning of the twentieth century (see Chap. 3). Since then an enormous number of experiments were performed on the Earth’s surface, underground/underwater, on balloons, or on airplanes, or even on satellites. We know today that particles of different nature, spanning many decades in energy, are of cosmic origin, travel through the interstellar space and come to us. Their origin and composition is a challenging question. The combined study of charged and neutral cosmic rays of different nature and energies, called multi-messenger astrophysics, can solve fundamental problems, in particular related to physics in extreme environments, and unveil the presence of new particles produced in high-energy phenomena and/or in earlier stages of the Universe.
As we have seen in Chap. 1, we believe that the ultimate engine of the acceleration of cosmic rays is gravity. In gigantic gravitational collapses, such as those occurred in supernovae (energetic explosions following the collapse of stars) and in the accretion of supermassive black holes in the center of galaxies at the expense of the surrounding matter, part of the potential gravitational energy is transformed into kinetic energy of particles. The mechanism is not fully understood, although we can model part of it; we shall give more details in this chapter. The essential characteristics of regions near collapsed matter are for sure the presence of protons, electrons, hydrogen and helium atoms (and possibly heavier atoms and ions), photons, and variable magnetic fields. A high density kernel is likely to be the center of “shock waves”, expanding boundaries between regions of different density.
As usual in physics, experimental data are the key to understand how these ingredients lead to the production of high-energy particles: we need to know as accurately as possible the origin, composition, and energy spectrum of cosmic rays. Different kinds of cosmic particles act as complementary messengers: the production and propagation mechanisms can be, in particular, different. This is the basis of multimessenger astrophysics, the “New Astronomy” for the XXI century.
-
Charged cosmic rays. We shall see that this study is extremely difficult, since they can “point” to their sources only when their energy exceeds tens of EeV.
-
Gamma rays. We shall see that the Universe is essentially transparent to gamma rays in a region up to some 100 GeV; beyond this energy the interaction with background photons in the Universe entails an absorption effect through the interaction
.
-
Neutrinos. Because of their small interaction cross section they travel almost undisturbed through cosmic distances, but they are very difficult to detect,
-
Gravitational waves. Astronomy with gravitational waves has just started.

Energy flux of charged cosmic rays.
Courtesy of dr. Ioana Maris, Univ. Libre Bruxelles
Cosmic rays are mainly protons
() and heavier nuclei, with a small
fraction of electrons, a few per mil of the total flux. Antiprotons
fluxes are even smaller (about four orders of magnitude) and so far
compatible with secondary production by hadronic interactions of
primary cosmic rays with the interstellar medium. Up to now there
is no evidence for the existence of heavier anti-nuclei in cosmic
rays. Photons and neutrinos are also a small fraction of the cosmic
rays.
The energy spectrum of the charged
cosmic rays reaching the atmosphere spans over many decades in flux
and energy (Fig. 10.1). Above a few GeV the intensity of the
cosmic ray flux follows basically a power law , the differential spectral index
being typically between 2.7 and 3.3,
with two clear changes in the slope: the “knee” around
eV, and the “ankle” around
eV. A strong suppression of the
flux at the highest energies,
eV, is nowadays clearly established;
it may result from the destructive interaction of highly energetic
particles with the Cosmic Microwave Background (CMB), or from a
limit to the maximum energies of the cosmic accelerators (see
Sects. 10.3.3.3 and 10.4.1.6).





Spectral energy distribution of the diffuse extragalactic background radiation.
Adapted from R. Hill, K.W. Masui, D. Scott, https://arxiv.org/abs/1802.03694v1
Experimental data on cosmic photon
radiation span some 30 energy decades (Fig. 10.2). The general
behavior of the yield at high energies can be approximated by an
energy dependence as a power law . There is little doubt on the
existence of photons in the PeV–EeV range, but so far cosmic gamma
rays have been unambiguously detected only in the low (MeV), high (GeV) and very
(TeV) high-energy domains: upper limits are plotted above the TeV
in the Figure.


On the top, sources of gamma-ray emission above 100 GeV plotted in galactic coordinates. The background represents the high-energy gamma ray sources detected by Fermi-LAT. The region near the galactic center is enlarged.
From the TeVCat catalog, http://tevcat.uchicago.edu/, February 2018. The sources detected by the Fermi LAT above 100 MeV after 8 years of data taking are shown in detail on the bottom
Among cosmic messengers, gamma rays are important because they point to the sources. Present gamma-ray detectors have imaged may sources of high-energy gamma rays, which might likely be also sources of charged cosmic rays, neutrinos and other radiation. Abrupt increases of luminosity (“flares”) are sometimes detected, in particular in galactic emitters and in active galactic nuclei (AGN); the most spectacular phenomenon is the explosion being of gamma ray bursts.
Gamma Ray Bursts (GRBs) , recorded almost daily, are extremely intense shots of gamma radiation of extragalactic origin. They last from fractions of a second (the so-called “short” GRBs, recently associated to neutron star-neutron star mergers) , to a few seconds and more (“long” GRBs), associated to the collapse of a very large mass star (hundreds of solar masses), and a very energetic supernova (a “hypernova”). They are often followed by “afterglows” after minutes, hours, or days.
In the past few years the first observation of very-high-energy-neutrinos of astrophysical origin and the first direct detections of gravitation waves were announced. New channels to observe and understand the Universe and its evolution are now available. It has been possible to locate some sources of astrophysical neutrinos (Sect. 10.4.3.3) and of gravitational waves (Sect. 10.4.4).
10.1 How Are High-Energy Cosmic Rays Produced?
We shall discuss two basic scenarios for the production of cosmic rays: a top-down and a bottom-up scenario.
In top-down scenarios, cosmic rays come
from the decays of heavier, exotic particles with masses ranging
from the typical 100 GeV – 1 TeV scale of supersymmetry to the
GeV scale of superheavy particles
up to the GUT scale,
eV and beyond – in this last
case the GZK cutoff can be avoided, since protons can be produced
in the Earth’s vicinity. We shall write more on this in
Sect. 10.1.3.
The production of protons in particle acceleration processes in sources is instead referred to as the bottom-up scenario. At a scientific conference in 1933, Zwicky and Baade advanced a revolutionary conjecture: massive stars end their lives in explosions which blow them apart; such explosions produce cosmic rays, and leave behind a collapsed star made of densely packed neutrons. Many of the high-energy gamma-ray emitters correspond positionally to SNRs, thus indirectly confirming this conjecture–indeed we are convinced nowadays that most of the accelerators of cosmic rays in our Galaxy are SNRs. But how can a supernova remnant (or whatever remnant of a gravitational collapse) accelerate particles? By which mechanisms cosmic rays are “reprocessed” interacting with molecular clouds in the universe? It took 16 years after the conjecture by Zwicky and Baade before Enrico Fermi could devise a model in which this conjecture could be explained.
10.1.1 Acceleration of Charged Cosmic Rays: The Fermi Mechanism
Charged cosmic rays produced by particle ejection in several possible astrophysical sources may be accelerated in regions of space with strong turbulent magnetic fields. Permanent magnetic fields are not a good candidate since they cannot accelerate particles; static electric fields would be quickly neutralized; variable magnetic fields may instead induce variable electric fields and thus accelerate, provided the particles are subject to many acceleration cycles.
In 1949 Fermi proposed a mechanism in which particles can be accelerated in stochastic collisions; this mechanism could model acceleration in shock waves which can be associated to the remnant of a gravitational collapse–for example, a stellar collapse, but also, as we know today, the surrounding of a black hole accreted in the center of a galaxy.






Scattering of a cosmic ray by a moving gas cloud.
From T. Gaisser, “Cosmic Rays and Particle Physics,” Cambridge University Press 1990













Left: The Cassiopeia A supernova remnant is a
bright remnant of a supernova occurred approximately 300 years
ago (this is what we call a young SNR), 11 000 light-years
away within the Milky Way. The expanding cloud of material left
over from the supernova now appears approximately 10 light-years
across; it is very likely a site of hadron acceleration. The image
is a collage in false colors of data from the Spitzer Space
Telescope (infrared, depicted in red), from the Hubble Space
Telescope (visible, depicted in orange), and from the Chandra X-ray
Observatory (blue and green). By Oliver Krause et al., Public
Domain,
https://commons.wikimedia.org/w/index.php?curid=4341500.
Right: A Chandra image of another young SNR: Tycho, exploded in
1572 and studied by Tycho Brahe, at a distance of about 8000 ly and
large 20 ly across. Shock heated gas
(filamentary blue) expands with a 3000 km/s blast wave. By
NASA/CXC/Chinese Academy of Sciences/F. Lu et al
An energy gain linear in (1st order Fermi acceleration) is
needed instead to explain the cosmic ray spectrum, and we are going
now to see that this happens in the Diffusive
Shock Acceleration (DSA). What changes in this case is that
the directions of the clouds, instead of being randomly
distributed, are strongly correlated: they are approximately fronts
of a plane wave. This is what occurs, for example, when a supernova
ejects a sphere of hot gas into the interstellar medium, and
rapidly moving gas, faster than the local speed of sound, i.e., of
the speed of pressure waves, is ejected into a stationary gas, this
last behaving as an obstacle for the expansion.





Cosmic ray acceleration for a diffusing shock wave, in the reference frame of the shock.
Adapted from T. Gaisser, “Cosmic Rays and Particle Physics,” Cambridge University Press 1990































SNRs through Fermi first-order acceleration mechanisms are commonly recognized nowadays as responsible for most of the high-energy cosmic rays in the galaxy. However, the proof that this mechanism can accelerate cosmic rays all the way up to the knee region is still missing.
To summarize, the main ingredients of acceleration are magnetic fields and shock waves. These can be present in several types of remnants of gravitational collapses, in particular SNRs, AGN, GRBs. In these objects, clouds of molecular species, dust, photon gas from bremsstrahlung and synchrotron radiation are likely to be present, and accelerated charged particles can interact with them.
10.1.2 Production of High-Energy Gamma Raysand Neutrinos





Positron annihilation and nuclear processes associated with neutron capture and de-excitation of nuclei dominate the gamma-ray production at MeV energies.
An alternative mechanism (top-down scenario) could be the production via the decay of heavy particles; this mechanism works also for neutrinos.
10.1.2.1 Leptonic Gamma Ray Production Models
Photons cannot be directly accelerated; however, mechanisms exist such that photons of rather large energies are radiated. We examine in this subsection radiation processes just involving leptons (they are called “leptonic” photoproduction mechanisms). In particular, we shall sketch the simplest self-sustaining acceleration mechanism, the synchrotron self-Compton restricted to a single acceleration region.







Scheme of the SSC mechanism












Differential energy spectrum of photons in the SSC model
10.1.2.2 Hadronic Models and the Production of Gamma Rays and Neutrinos
Alternative and complementary models of VHE emission involve cascades initiated by primary protons/nuclei that had been accelerated in the system. The beam of accelerated hadrons collides with a target of nucleons (for example, a molecular cloud) or with a sea of photons, coming from the synchrotron radiation or the bremsstrahlung of electrons accelerated or starlight (hadronic photoproduction).
In either case, the energy of the
primary protons is expected by the physics of hadronic cascades to
be one-two orders of magnitude larger than the energy of gamma
rays, since the dominant mechanism for photon production is the
decay of the secondary mesons into
pairs at the end of the hadronic
cascade. The study of
rays can thus provide insights on the
acceleration of charged cosmic rays. Photons coming from
decay have in general energies larger
than photons from synchrotron radiation.
A characteristics of hadroproduction of
gamma rays is a peak at MeV in the spectral energy
distribution, which can be related to a component from
decay; this feature, which is almost
independent of the energy distribution of
mesons and consequently of the parent
protons, is called the “pion bump”, and can be explained as
follows. In the rest frame of the neutral pion, both photons have
energy
MeV and momentum opposite to
each other. Once boosted for the energy E of the emitting
, the probability to emit a photon of
energy
is constant over the range of
kinematically allowed energies (the interval between
and
, see Exercise 2). The spectrum of
gamma rays for an arbitrary distribution of neutral pions is thus a
superposition of rectangles for which only one point at
is always present. This should result
in a spectral maximum independent of the energy distribution of
parent pions.
The existence of a hadronic component has been demonstrated from the experimental data on galactic SNRs and from the region of the GC (see later), and could explain the production of cosmic ray hadrons at energies up to almost the knee. The detection of orphan AGN flares and, more recently, of a simultaneous gamma ray-neutrino flare from an AGN, indicated evidence for hadronic production of gamma rays in such sources powered by supermassive black holes.
Let us shortly examine the relation
between the high-energy part of the spectra of secondary photons
and the spectra of primary cosmic rays (we shall assume protons)
generating them. We shall in parallel examine the case of the
spectra of secondary neutrinos, which are copiously produced in the
decays of , also present in the final states,
and whose rate is closely related to the
rate– neutrinos could become, if
large enough detectors are built, another powerful tool for the
experimental investigation. We shall follow here an analytical
approach; it should be noted however that Monte Carlo approaches in
specialized software programs called SIBYLL, QGSJet, EPOS and
DPMJet provide much more precise results, and are normally used in
scientific publications.
Proton-nucleon collisions. In beam dump
processes of protons against molecular clouds, at c.m. energies
much larger than the pion mass, the cross section is about 30–40
mb. The final state is dominated by particles emitted with small
transverse momentum (soft or low- processes). Almost the same number of
,
and
are produced, due to isospin
symmetry. The
s decay immediately into two gamma
rays; the charged pions decay into
, with the
decaying into
(charge conjugates are implicitly
included). Thus, there are three neutrinos for each charged pion
and three neutrinos for every gamma ray; each neutrino has
approximately 1/4 of the
energy in the laboratory, while each
photon has on average half the energy of the
.











































If a source is occulted by the presence of thick clouds or material along the line of sight to the Earth, however, gamma rays are absorbed while neutrinos survive.

10.1.2.3 Nuclear Processes and Gamma Rays in the MeV Range
Protons at energies below the pion
production threshold (about 300 MeV) can be at the origin of gamma
rays through nuclear excitation of the ambient medium.
De-excitation of the target nuclei leads to gamma ray lines in the
energy region between several hundred keV to several MeV. The most
distinct features in the overall nuclear gamma-ray spectrum appear
around 4.4 MeV (from C), 6.1 MeV (from
O), 0.85 MeV (from
Fe), etc.
Gamma ray line emission is expected also
from radioactive isotopes synthesised in stellar interiors or
during supernova explosions. Since nucleosynthesis can be effective
only in very dense environments, to survive and be observed
gamma-ray lines should be produced by abundant isotopes with long
lifetimes. The best candidates are lines from Al and
Fe for the production of diffuse
galactic emission, and from
Be,
Ti and
Ni produced during transient
phenomena.
10.1.3 Top-Down Mechanisms; Possible Origin from Dark Matter Particles
Finally, top-down mechanisms might be at the origin of high energy particles (hadrons, gamma rays, neutrinos, ...).
In the GeV-TeV region, photons and neutrinos might come from the decay of heavier particles (dark matter particles for example), or from blobs of energy coming from the annihilation of pairs of such particles. Experimental data collected up to now do not support the existence of such mechanisms—which are anyway searched for actively, especially for photons which are easier to detect, since they might shed light on new physics.
The top-down mechanism implies also an
excess of antimatter: differently from the bottom-up mechanism,
which privileges matter with respect to antimatter due to the
abundance of the former in the Universe, decays of heavy particles
should have approximately the same matter and antimatter content.
An excess of antimatter at high energy with respect to what
expected by standard production (mostly photon conversions and
final states from collisions of CRs with the ISM) is also searched
for as a “golden signature” for dark matter. Some even believe that
at the highest energy cosmic rays are the decay products of remnant
particles or topological structures created in the early universe.
A topological defect from a phase transition in grand unified
theories with typical energy scale of eV could suffer a chain decay into
GUT mediators X and Y (see Chap. 7) that subsequently decay to known
particles; in the long term the number of neutral pions (decaying
into photons) is two orders of magnitude larger than the number of
protons. Therefore, if the decay of topological defects is the
source of the highest energy cosmic rays, the final state particles
must be photons and neutrinos, which are difficult to detect.
Features in the spectra of known particles, in the GeV–TeV range, could show up if these particles originate in decays of exotic particles of very large mass possibly produced in the early Universe. Such long-lived heavy particles are predicted in many models, and the energy distribution of particles coming from their decay should be radically different from what predicted by the standard emission models from astrophysical sources.
Special care is dedicated to the products of the decays of particles in the 100-GeV mass range, since this is the order of magnitude of the mass we expect (Sect. 8.4.1) for candidate dark matter particles.
10.1.3.1 Origin from WIMPs
Dark matter candidates (WIMPs in particular, as discussed in Chap. 8) are possible sources of, e.g., photons, electrons and positrons, and neutrinos via a top-down mechanism.




Given the expected amount of WIMP dark matter in the current Universe and the annihilation cross section, it is likely that DM is subject to self-annihilations. To be able to self-annihilate, the DM particle must either coincide with its antiparticle, or be present in both the particle and antiparticle states. In the annihilation (or decay) of the dark matter particles all allowed standard model particles and antiparticles could be produced, and gamma rays and/or charged particles are present in the final states (in the last case, with no preference between matter and antimatter, contrary to the standard sources of cosmic rays).
Where dark matter densities are large, the probability that WIMPs
encounter each other and annihilate is enhanced, being proportional
to
. The problem is that we know the dark
matter density in the halos of galaxies, while the extrapolation to
big density cores (like, for example, galactic centers are expected
to be) relies on models – this fact holds also for the Milky Way.
If one can trust the extrapolations of DM density, one can predict
the expected annihilation signal when assuming a certain
interaction rate
or put limits on this quantity in the
absence of a signal (see Sect. 10.4.2.4).
10.2 Possible Acceleration Sites and Sources
In Sect. 10.1.1 we explained how a particle can be accelerated. In which astrophysical objects such acceleration process can take place?




Typical values of radii and magnetic fields in acceleration sites, and the maximum attainable energy
Source |
Magnetic field |
Radius |
Maximum energy (eV) |
---|---|---|---|
SNR |
30 |
1 pc |
3 |
AGN |
300 |
10 |
|
GRB |
|
10 |
|

The “Hillas plot” represents astrophysical
objects which are potential cosmic ray accelerators on a
two-dimensional diagram where on the horizontal axis the size
R of the accelerator, and on
the vertical axis the magnetic field strength B, are plotted. The maximal acceleration
energy E is proportional to
, where
expresses the efficiency of the
accelerator and depends on the shock velocity and on the geometry,
and Z is the absolute value of
the particle charge in units of the electron charge. Particular
values for the maximal energy correspond to diagonal lines in this
diagram and can be realized either in a large, low field
acceleration region or in a compact accelerator with high magnetic
fields. Typical
values go from
in extreme environments down to
.
10.2.1 Stellar Endproducts as Acceleration Sites
We have seen that most VHE gamma-ray emissions in the galaxy can be associated to supernova remnants. More than 90 % of the TeV galactic sources discovered up to now are, indeed, SNRs at large (we include here in the set of “SNR” also pulsar wind nebulae, see later).
The term “supernova” indicates a very energetic “stella nova”, a term invented by Galileo Galilei to indicate objects that appeared to be new stars, that had not been observed before in the sky. The name is a bit ironic, since Galilei’s diagnosis was wrong: supernovae are actually stars at the end of their life cycle with an explosion. Five supernovae have been recorded during the last millennium by eye (in the year 1006; in the year 1054–this one was the progenitor of the Crab Nebula; in the year 1181; in 1572, by Tycho Brahe; and by Kepler in 1604); more than 5000 have been detected by standard observatories–nowadays, a few hundreds supernovae are discovered every year by professional and amateur astronomers. Only one core collapse supernova has been detected so far in neutrinos: SN1987a in the Large Magellanic Cloud at a distance of about 50 kpc. In modern times each supernova is named by the prefix SN followed by the year of discovery and a by a one- or two-letter designation (from A to Z, then aa, ab, and so on).
- 1.
Core-collapse supernovae (type II, Ib, Ic). In the beginning, a massive star burns the hydrogen in its core. When the hydrogen is exhausted, the core contracts until the density and temperature conditions are reached such that the fusion 3
C can take place, which continues until helium is exhausted. This pattern (fuel exhaustion, contraction, heating, and ignition of the ashes of the previous cycle) might repeat several times depending on the mass, leading finally to an explosive burning. Almost the entire gravitational energy of about 10
erg is released in MeV neutrinos of all flavors in a burst lasting seconds. A 25-solar mass star can go through a set of burning cycles ending up in the burning of Si to Fe in a total amount of time of about 7 My (as discussed in Chap. 1, Fe is stable with respect to fusion), with the final stage taking a few days.
- 2.
Type Ia supernovae, already discussed in Chap. 8 as “standard candles”, occur whenever, in a binary system formed by a small white dwarf and another star (for instance a red giant), the white dwarf accretes matter from its companion reaching a total critical mass of about 1.4 solar masses. Beyond this mass, it re-ignites and can trigger a supernova explosion.
A supernova remnant (SNR) is the structure left over after a supernova explosion: a high-density neutron star (or a black hole) lies at the center of the exploded star, whereas the ejecta appear as an expanding bubble of hot gas that shocks and sweeps up the interstellar medium. A star with mass larger than 1.4 times the mass of the Sun cannot die into a white dwarf and will collapse; it will become a neutron star or possibly, if its mass is larger than 3–5 times the mass of the Sun, a black hole. The most frequent elements heavier than helium created by the fusion processes are carbon, nitrogen, oxygen (this set is just called “CNO”), and iron.
10.2.1.1 Neutron Stars; Pulsars


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Left: Schematic of the Crab Pulsar. Electrons are trapped and accelerated along the magnetic field lines of the pulsar and can emit electromagnetic synchrotron radiation. Vacuum gaps or vacuum regions occur at the “polar cap” close to the neutron star surface and in the outer region; in these regions density varies and thus one can have acceleration. From MAGIC Collaboration, Science 322 (2008) 1221. Right: Time-resolved emission from the Crab Pulsar at HE and VHE; the period is about 33 ms.
From VERITAS Collaboration, Science 334 (2011) 69








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
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Left: Map of the pulsars detected by the Fermi-LAT (the Sun is roughly in the center of the distribution). The open squares with arrows indicate the lines of sight toward pulsars for which no distance estimates exist. Credit: NASA. Right: Spectral energy distribution from a typical high-energy pulsar.
Credit: NASA

Left: Spectral energy distribution of the Crab Pulsar. Right: The VHE energy emission, compared with the emission from the pulsar wind nebula powered by the pulsar itself. The two periodical peaks are separated.
Credit: MAGIC Collaboration
10.2.1.2 Binary Systems
Neutron stars and BHs and other compact
objects are frequently observed orbiting around a companion compact
object or a non-degenerate star (like in the binary LS
I61 303). In binary systems mass can be
transferred to the (more) compact object, accreting it. Shocks
between the wind of the massive companion and the compact object
can contribute to the production of non-thermal emission in X-rays
or even in gamma rays. Due to the motion
of ionized matter, very strong electromagnetic fields are produced
in the vicinity of the compact object, and charged particles can be
accelerated to high energies, generating radiation.
10.2.1.3 Supernova Remnants and Particle Acceleration
Supernova remnants (SNRs) are
characterized by expanding ejected material interacting with
ambient gas through shock fronts, with the generation of turbulent
magnetic fields, of the order of G to 1 mG. Typical velocities for the
expulsion of the material out of the core of the explosion are of
the order of 3000–10 000 km/s for a young (
yr) SNR. The shock slows down over
time as it sweeps up the ambient medium, but it can expand over
tens of thousands of years and over tens of parsecs before its
speed falls below the local sound speed.3
Based on their emission and morphology
(which are actually related), SNRs are generally classified under
three categories: shell-type, pulsar wind nebulae (PWN), and
composite (a combination of the former, i.e., a shell-type SNR
containing a PWN). The best known case of a PWN is the Crab Nebula,
powered by the central young
(1000 year) pulsar
B0531
21. Crab Nebula emits radiation across
a large part of the electromagnetic spectrum, as seen in
Fig. 10.13 – and qualitatively one can see in this
figure the SSC mechanism at work with a transition at
GeV between the synchrotron and the
IC emissions. One can separate the contribution of the pulsar
itself to the photon radiation from the contribution of the PWN
(Fig. 10.12).

Spectral energy distribution of the Crab Nebula (data from radio-optical up to 100 TeV).
From Yuan, Yin et al., http://arxiv.org/abs/1109.0075/arXiv:1109.0075
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Phases in the life of a supernova remnant
The evolution of a SNR can be described by a free expansion phase, an adiabatic phase, a radiative phase and a dissipation phase (Fig. 10.14).
- 1.
In the free expansion phase, lasting up to few hundred years depending on the density of the surrounding gas, the shell expands at constant velocity and acts like an expanding piston, sweeping up the surrounding medium.
- 2.
When the mass of the swept-up gas becomes comparable to the ejected mass, the Sedov-Taylor (adiabatic) phase starts. The ISM produces a strong pressure on the ejecta, reducing the expansion velocity, which remains supersonic for some 10
years, until all the energy is transferred to the swept-out material. During this phase, the radius of the shock grows as
. Strong X-ray emission traces the strong shock waves and hot shocked gas.
- 3.
As the expansion continues, it forms a thin (
pc), dense (1–100 million atoms per cubic metre) shell surrounding the
K hot interior. The shell can be seen in optical emission from recombining ionized hydrogen and ionized oxygen atoms. Radiative losses become important, and the expansion slows down.
- 4.
Finally, the hot interior starts cooling. The shell continues to expand from its own momentum, and
. This stage can be seen in the radio emission from neutral hydrogen atoms.
When the supernova remnant slows to the speed of the random velocities in the surrounding medium, after roughly 30 000 years, it merges into the general turbulent flow, contributing its remaining kinetic energy to the turbulence, and spreading around heavy atoms which can be recycled in the ISM.


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



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
The interpretation of the knee as due to the
dependence of the maximum energy on the nuclear charge Z. The flux of each nuclear species
decreases after a given cutoff. The behavior of hydrogen, CNO and
iron nuclei are depicted in figure.
Adapted from R. Engel
An important consequence of (10.38) is that the maximum energy is proportional to the charge Z of the ion, and it is thus higher for multiply ionized nuclei with respect to a single-charged proton. In this model, the knee is explained as a structure due to the different maximum energy reached by nuclei with different charge Z (Fig. 10.15). Note that the proportion to Z is an underestimate of the actual proportion, since in addition to the acceleration efficiency growing with Z the escape probability from the galaxy decreases with Z.
10.2.2 Other Galactic Sources
Particle acceleration could be a more common phenomenon than indicated above, and be characteristic of many astrophysical objects. For example, we have seen that TeV emission has been found from binary sources.
The galactic zoo could be more varied at
lower fluxes and energies; we shall discuss in the rest of the
chapter some diffuse emitters up to GeV. Next generation detectors will
tell if other classes of emitters exist.
However, most of the galactic emitters of TeV gamma rays are SNRs at large. SNRs can, in principle, reach energies not larger than a few PeV, being limited by the product of radius time the magnetic field—see the Hillas plot. Photons above about 100 TeV have anyway never been observed, and the question is if this is due to the limited sensitivity of present detectors.
10.2.3 Extragalactic Acceleration Sites: Active Galactic Nuclei and Other Galaxies
Among the extragalactic emitters that may be observed from Earth, Active Galactic Nuclei (AGN) and Gamma Ray Bursts could fulfil the conditions (size, magnetic field, acceleration efficiency) to reach the highest energies.
Supermassive black holes of
10
–10
solar masses (
) and beyond reside in the cores of
most galaxies—for example, the center of our galaxy, the Milky Way,
hosts a black hole of roughly 4 million solar masses, its mass
having been determined by the orbital motion of nearby stars. The
mass of BHs in the center of other galaxies has been calculated
through its correlation to the velocity dispersion of the stars in
the galaxy.4
In approximately 1% of the cases such black hole is active, i.e., it displays strong emission and has signatures of accretion: we speak of an active galactic nucleus (AGN). Despite the fact that AGN have been studied for several decades, the knowledge of the emission characteristics up to the highest photon energies is mandatory for an understanding of these extreme particle accelerators.
Infalling matter onto the black hole
can produce a spectacular activity. An AGN emits over a wide range
of wavelengths from ray to radio: typical luminosities
can be very large, and range from about
to
W (up to 10 000 times a
typical galaxy). The energy spectrum of an AGN is radically
different from an ordinary galaxy, whose emission is due to its
constituent stars. The maximum luminosity (in equilibrium
conditions) is set by requirement that gravity (inward) is equal to
radiation pressure (outward); this is called the Eddington luminosity –approximately, the Eddington
luminosity in units of the solar luminosity is 40 000 times
the BH mass expressed in solar units. For short times, the
luminosity can be larger than the Eddington luminosity.
Matter falling into the central black
hole will conserve its angular momentum and will form a rotating
accretion disk around the BH itself. In about 10 of AGN, the infalling matter turns on
powerful collimated jets that shoot out in opposite directions,
likely perpendicular to the disk, at relativistic speeds (see
Fig. 10.16). Jets have been observed close to the BH
having a transverse size of about 0.01 pc, orders of magnitude
smaller than the radius of the black hole and a fraction
of the length of jets themselves.
Frictional effects within the disk
raise the temperature to very high values, causing the emission of
energetic radiation—the gravitational energy of infalling matter
accounts for the power emitted. The typical values of the magnetic
fields are of the order of 10 G close to the BH horizon, quickly
decaying along the jet axis.
Many AGN vary substantially in
brightness over very short timescales (days or even minutes). Since
a source of light cannot vary in brightness on a timescale shorter
than the time taken by light to cross it, the energy sources in AGN
must be very compact, much smaller than their Schwarzschild
radii—the Schwarzschild radius of the BH is 3 km , i.e., 20 AU (about
light seconds) for a supermassive
black hole mass of
.
Broad emission lines are seen in many
AGN, consistent with the emission from regions with typical speed
of 5000 km/s, derived from the
Doppler broadening. The general belief is that every AGN has a
broad-line region (BLR) , but in some
cases our view of the BLR clouds is obscured by the dust torus, and
thus broad lines do not appear in the spectrum. The clouds of the
BLR, with typical radius of 10
m, surround the central engine; at
this distance from the BH, orbital speeds are several thousand
kilometres per second. The clouds are fully exposed to the intense
radiation from the engine and heated to a temperature
K.
The so-called “unified model” accounts
for all kinds of active galaxies within the same basic model. The
supermassive black hole and its inner accretion disk are surrounded
by matter in a toroidal shape, and according to the unified model
the type of active galaxy we see depends on the orientation of the
torus and jets relative to our line of sight. The jet radiates
mostly along its axis, also due to the Lorentz enhancement—the
observed energy in the observer’s frame is boosted by a Doppler
factor which is obtained by the Lorentz
transformation of a particle from the jet fluid frame into the
laboratory frame; in addition the Lorentz boost collimates the
jet.
-
An observer looking very close to the jet axis will observe essentially the emission from the jet, and thus will detect a (possibly variable) source with no spectral lines: this is called a blazar.
-
As the angle of sight with respect to the jet grows, the observer will start seeing a compact source inside the torus; in this case we speak generically of a quasar.
-
From a line of sight closer to the plane of the torus, the BH is hidden, and one observes essentially the jets (and thus, extended radio-emitting clouds); in this case, we speak of a radio galaxy (Fig. 10.16).

Schematic diagram for the emission by an AGN. In the “unified model” of AGN, all share a common structure and only appear different to observers because of the angle at which they are viewed.
Adapted from https://fermi.gsfc.nasa.gov/science
The class of jet dominated AGN corresponds mostly to radio-loud AGN. These can be blazars or nonaligned AGN depending on the orientation of their jets with respect to the line of sight. In blazars, emission is modified by relativistic effects due to the Lorentz boost. Due to a selection effect, most AGN we observe at high energies are blazars.
10.2.3.1 Blazars
Blazars accelerate particles to the highest observed energies, and are therefore of high interest.
Observationally, blazarsare divided into two main subclasses depending on their spectral properties.
-
Flat Spectrum Radio Quasars, or FSRQs, show broad emission lines in their optical spectrum.
-
BL Lacertae objects (BL Lacs) have no strong, broad lines in their optical spectrum.
Typically FSRQs have a synchrotron peak at lower energies than BL Lacs.
BL Lacs are further classified according to the energies of the synchrotron peakof their SED; they are called accordingly:
-
low-energy peaked BL Lacs (LBL) if
Hz (about 0.4 eV);
-
intermediate-energy peaked BL Lacs (IBL);
-
high-energy peaked BL Lacs (HBL) if
Hz (about 4 eV).
-
Blazar population studies at radio to
X-ray frequencies indicate a redshift distribution for BL Lacs
peaking at 0.3, with only few sources beyond
0.8, while the FSRQ population is
characterized by a rather broad maximum at
0.6–1.5.
10.2.3.2 Non-AGN Extragalactic Gamma Ray Sources
At TeV energies, the extragalactic
ray sky is completely dominated by
blazars. At present, more than 50 objects have been discovered and
are listed in the online TeV Catalog. Only 3 radio galaxies have
been detected at TeV energies (Centaurus A, M87 and NGC 1275).
The two most massive closeby starburst (i.e., with an extremely large rate of star formation) galaxies NGC 253 and M82 are the only extragalactic sources detected at TeV energies for which the accretion disk-jet structure is not evidenced.
At GeV energies, a significant number (about 1/3 ot the total sample) of unidentified extragalactic objects has been detected by the Fermi-LAT (emitters that could not be associated to any known object), and few non-AGN objects have been discovered. Among non-AGN objects, there are several local group galaxies (LMC, SMC, M31) as well as galaxies in the star formation phase (NGC 4945, NGC 1068, NGC 253, and M82).
CRs might be accelerated by SNRs or other structures related to star formation activity.
10.2.3.3 The Gamma Ray Yield from Extragalactic Objects
The observed VHE spectra at high
energies are usually described by a power law . The spectral indices
need to be fitted from a distribution
deconvoluted from absorption in the Universe, since the
transparency of the Universe depends on energy; they typically
range in the interval from 2 to 4, with some indications for
spectral hardening with increasing activity. Emission beyond 10 TeV
has been established, for close galaxies like Mrk 501 and Mrk 421.
Some sources are usually detected during high states (flares) only,
with low states falling below current sensitivities.
Observed VHE flux levels for extragalactic objects range typically from 1 % of the Crab Nebula steady flux (for the average/steady states) up to 10 times as much when the AGN are in high activity phases. Since TeV instruments are now able to detect sources at the level of 1 % of the Crab, the variability down to few minute scale of the near and bright TeV-emitting blazars (Mrk 421 and Mrk 501) can be studied in detail. Another consequence of the sensitivity of Cherenkov telescopes is that more than one extragalactic object could be visible in the same field of view.
The study and classification of AGN and their acceleration mechanisms require observations from different instruments. The spectral energy distributions (SEDs) of blazars can span almost 20 orders of magnitude in energy, making simultaneous multiwavelength observations a particularly important diagnostic tool to disentangle the underlying nonthermal processes. Often, SEDs of various objects are obtained using nonsimultaneous data—which limits the accuracy of our models.
In all cases, the overall shape of the
SEDs exhibits the typical broad double-hump distribution, as shown
in Fig. 10.17 for three AGN at different distances. The
SEDs of all AGN considered show that there are considerable
differences in the position of the peaks of the two components and
in their relative intensities. According to current models, the
low-energy hump is interpreted as due to synchrotron emission from
highly relativistic electrons, and the high-energy bump is related
to inverse Compton emission of various underlying radiation fields,
or decays, depending on the production
mechanism in action (Sect. 10.1.2). Large variability is present,
especially at optical/UV and X-ray frequencies.
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Left: The blazar sequence. From G. Fossati et al., Mon. Not. Roy. Astron. Soc. 299 (1998) 433. Right: The SED of three different AGN at different distance from the Earth and belonging to different subclasses. To improve the visibility of the spectra, the contents of the farthest (3C 279) have been multiplied by a factor 1000, while that of the nearest (Mrk 421) by a factor 0.001. The dashed lines represent the best fit to the data assuming leptonic production.
From D. Donato et al., Astron. Astrophys. 375 (2001) 739
Studies on different blazar populations indicate a continuous spectral trend from FSRQ to LBL to IBL to HBL, called the “blazar sequence.” The sequence is characterized by a decreasing source luminosity, increasing synchrotron peak frequency, and a decreasing ratio of high- to low-energy component (Fig. 10.17).
10.2.4 Extragalactic Acceleration Sites: Gamma Ray Bursts
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Time distribution of GRBs detected by the BATSE satellite as a function of the time T90 during which 90 % of the photons are detected. It is easy to see “short” and “long” GRBs.
Credit: NASA
-
Short GRBs have been associated to the coalescence of pairs of massive objects, neutron star-neutron star (NS-NS) or neutron star-black hole (NS-BH). The system loses energy due to gravitational radiation, and thus spirals closer and closer until tidal forces disintegrate it providing an enormous quantity of energy before the merger. This process can last only a few seconds, and has been recently proven by the simultaneous observation of gravitational waves and gamma rays in a NS-NS merger.
-
For long GRBs in several cases the emission has been associated with a supernova from a very high mass progenitor, a “hypernova” (Sect. 10.2.4). The connection between large mass supernovae (from the explosion of hypergiants, stars with a mass of between 100 and 300 times that of the Sun) and long GRBs is proven by the observation of events coincident both in time and space, and the energetics would account for the emission—just by extrapolating the energetics from a supernova. During the abrupt compression of such a giant star the magnetic field could be squeezed to extremely large values, of the order of 10
–10
G, in a radius of some tens of kilometers.
Although the two families of GRBs have
different progenitors, the acceleration mechanism that gives rise
to the rays themselves (and possibly to
charged hadrons one order of magnitude more energetic, and thus
also to neutrinos) can be the same.
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Step two is the fireball shock. Each jet behaves in its way as a shock wave, plowing into and sweeping out matter like a “fireball”. Gamma rays are produced as a result of the collisions of blobs of matter; the fireball medium does not allow the light to escape until it has cooled enough to become transparent—at which point light can escape in the direction of motion of the jet, ahead of the shock front. From the point of view of the observer, the photons first detected are emitted by a particle moving at relativistic speed, resulting in a Doppler blueshift to the highest energies (i.e., gamma rays). This is the gamma ray burst.
An afterglow results when material escaped from the fireball collides with the interstellar medium and creates photons. The afterglow can persist for months as the energies of photons decrease.
Figure 10.19 shows a scheme of the fireball shock model.
10.2.5 Gamma Rays and the Origin of Cosmic Rays: The Roles of SNRs and AGN
10.2.5.1 Gamma Rays and the Origin of Cosmic Rays from SNRs
Among the categories of possible cosmic ray accelerators, several have been studied in an effort to infer the relation between gamma rays and charged particles. In the Milky Way in particular, SNRs are, since the hypothesis formulated by Baade and Zwicky in 1934, thought to be possible cosmic ray accelerators; according to the Hillas plot, this acceleration can go up to energies up to the order the PeV. The particle acceleration in SNRs is likely to be accompanied by production of gamma rays due to interactions of accelerated protons and nuclei with the ambient medium.
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On the left: Scheme of the generation of a hadronic cascade in the dump of a proton with a molecular cloud. On the right, IC443: centroid of the emission from different gamma detectors. The position measured by Fermi-LAT is marked as a diamond, that by MAGIC as a downwards oriented triangle; the latter is consistent with the molecular cloud G
A very important step forward in this field of research was achieved in the recent years with an impressive amount of experimental data at TeV energies, by Cherenkov telescopes (H.E.S.S., MAGIC, VERITAS), and at GeV energies, by the Fermi-LAT and AGILE satellites.
In SNRs with molecular clouds, in
particular, a possible mechanism involves a source of cosmic rays
illuminating clouds at different distances, and generating hadronic
showers by pp collisions. This
allows to spot the generation of cosmic rays by the study of
photons coming from decays in the hadronic showers.
Recent experimental results support the “beam dump” hypothesis of accelerated protons on molecular clouds or photon fields from the imaging of the emitter. An example is the SNR IC443. In Fig. 10.20, a region of acceleration at GeV energies is seen by the Fermi-LAT. It is significantly displaced from the centroid of emission detected at higher energies by the MAGIC gamma ray telescope–which, in turn, is positionally consistent with a molecular cloud. The spectral energy distribution of photons also supports a two-component emissions, with a rate of acceleration of primary electrons approximately equal to the rate of production of protons. Such a 2-region displaced emission morphology has been also detected in several other SNRs (W44 and W82 for example).
A characteristics of hadroproduction of
gamma rays is the presence of a “pion bump” at MeV in the spectral energy
distribution, which can be related to
decay; this feature has been observed
in several SNRs, see for example Fig. 10.21. Unfortunately,
present gamma-ray detectors are not very sensitive in the region of
few tens of MeV, and the reconstruction of the pion bump is not
very accurate.
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Spectral energy distribution of photons
emitted by the SNR IC443. The fit requires on top of photons coming
from a leptonic acceleration mechanism also photons from
decay.
From Fermi-LAT Collaboration (M. Ackermann et al.), Science 339 (2013) 807
10.2.5.2 Where Are the Galactic PeVatrons?
We saw that cosmic rays up to the knee are accelerated in the galaxy; this implies that our galaxy contains petaelectronvolt accelerators, often called PeVatrons.
Cosmic ray acceleration has been proven in particular in some stellar endproducts, as we have just seen; however, these sources display an exponential-like cutoff, or an index break, significantly below 100 TeV. This implies that none of these can be identified as a PeVatron. Now the question is: where are the PeVatrons?
Recent measurements of the galactic center region by H.E.S.S. have shown that gamma-ray emission is compatible with a steady source accelerating CRs up to PeV energies within the central 10 pc of the galaxy. The supermassive black hole Sagittarius A* could be linked to this possible PeVatron.
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Left: VHE -ray image of the GC region. The black
lines show the regions used to calculate the CR energy density
throughout the central molecular zone. White contour lines indicate
the density distribution of molecular gas. The inset shows the
simulation of a point-like source. The inner
pc and the contour of the region
used to extract the spectrum of the diffuse emission are zoomed.
Right: VHE
-ray spectra of the diffuse emission
and of the source HESS J1745-290, positionally consistent with the
Galectic Center. The Y axis shows fluxes multiplied by a factor
, in units of TeV cm
s
. Arrows represent 95% C.L. flux upper
limits. The red lines show the numerical computations assuming that
-rays result from the decay of neutral
pions produced by proton-proton interactions. The fluxes of the
diffuse emission spectrum and models are multiplied by 10
Although its current rate of particle
acceleration is not sufficient to provide a substantial
contribution to galactic CR, Sagittarius A* could have plausibly
been more active over the last years, and therefore should be
considered as a sizable source of PeV galactic cosmic rays.
However, the hypothesis is speculative; moreover, the
identification of the source remains unclear, since the GC region
is very confused, and several other VHE gamma-ray sources
exist.
Crab Nebula is a PWN currently showing no clear cutoff, and the gamma-ray emission reaches some 100 TeV and beyond, as shown by HEGRA, MAGIC and H.E.S.S.. Although there is no direct indication that it is a hadron accelerator from the morphology or from the SED, the fact itself that photon energies are so high disfavors a purely leptonic origin of gamma rays, due to Klein–Nishina suppression: Crab could likely be a PeVatron as well.
10.2.5.3 Testing if Cosmic Rays Originate from AGN
As the energetics of SNRs might explain the production of galactic CR, the energetics of AGN might explain the production of CR up to the highest energies. In the Hillas relation, the magnetic field and the typical sizes are such that acceleration is possible (Table 10.1).
Where molecular clouds are not a likely target, as, for example, in the vicinity of supermassive black holes, proton–photon interactions can start the hadronic shower.
Although the spatial resolution of gamma ray telescopes is not yet good enough to study the morphology of extragalactic emitters, a recent study of a flare from the nearby galaxy M87 (at a distance of about 50 Mly, i.e., a redshift of 0.0004) by the main gamma telescopes plus the VLBA radio array has shown, based on the VLBA imaging power, that this AGN accelerates particles to very high energies in the immediate vicinity (less than 60 Schwarzschild radii) of its central black hole. This galaxy is very active: its black hole, of a mass of approximately 7 billion solar masses, accretes by 2 or 3 solar masses per year. A jet of energetic plasma originates at the core and extends outward at least 5000 ly.
Also Centaurus A, the near AGN for which some weak hint of correlation with the Auger UHE data exists, has been shown to be a VHE gamma emitter.
The acceleration of hadrons above 1 EeV has been proven very recently to correlate with the position of AGN, and in particular one blazar has been identified as a hadron accelerator at some tens of PeV. These two evidences will be discussed in detail later, in Sect. 10.4.1.7 and in Sect. 10.4.3.2 respectively.
10.2.6 Sources of Neutrinos
Neutrinos play a special role in particle astrophysics. Their cross section is very small and they can leave production sites without interacting. Differently from photons, neutrinos can carry information about the core of the astrophysical objects that produce them. Different from photons, they practically do not suffer absorption during their cosmic propagation.
- 1.
Neutrinos can be produced in the nuclear reactions generating energy in stars. For example, the Sun emits about
neutrinos/s. The first detection of neutrinos from the Sun happened in the 1960s. The deficit of solar neutrinos with respect to the flux expected from the energy released by the Sun paved the way to the discovery of neutrino oscillations and thus, ultimately, of a nonzero neutrino mass (see Chaps. 4 and 9).
- 2.
Neutrinos should be produced in the most violent phenomena, including the Big Bang, supernovae, and the accretion of supermassive black holes. The burst of neutrinos produced in a galactic core-collapse supernova is detectable with detectors like Super-Kamiokande and SNO; however, this has been detected only once up to now. On February 23, 1987, a neutrino burst from a supernova in the LMC, some 0.2 Mly from Earth, was observed in the proton-decay detectors Kamiokande and IMB (see Sect. 10.4.3).
- 3.
Neutrinos are the main output of the cooling of astrophysical objects, including neutron stars and red giants.
- 4.
Neutrinos are produced as secondary by-products of cosmic ray collisions:
- (a)
with photons or nuclei near the acceleration regions (these are “astrophysical” neutrinos, like the ones at items 2. and 3.);
- (b)
with the CMB in the case of ultrahigh-energy cosmic rays suffering the GZK effect (these are called cosmogenic neutrinos, or also “GZK neutrinos,” although the mechanism was proposed by Berezinsky and Zatsepin in 1969);
- (c)
and also with the Earth atmosphere (they are called atmospheric neutrinos) . When primary cosmic protons and nuclei hit the atmosphere, the hadronic reactions with atmospheric nuclei can produce in particular secondary pions, kaons and muons. Atmospheric neutrinos are generated then by the decay of these secondaries. The dominating processes are:(10.39)
- (a)
- 5.
Finally, they are likely to be present in the decay chain of unstable massive particles, or in the annihilation of pairs of particles like dark matter particles.
Sources 2., 4. and 5. in the list above are also common to photons. However, detection of astrophysical neutrinos could help constraining properties of the primary cosmic ray spectrum more effectively than high-energy photons. Neutrinos produced by reactions of ultrahigh-energy cosmic rays can provide information on otherwise inaccessible cosmic accelerators.
Neutrino sources associated with some
of nature’s most spectacular accelerators however exist similar to
photon sources. The program of experiments to map out the
high-energy neutrino spectrum is now very active, guided by
existing data on cosmic ray protons, nuclei, and rays, which constrain possible
neutrino fluxes. In 2013, the IceCube Collaboration discovered a flux of astrophysical
neutrinos with estimated energies above 1 PeV. They are the highest
energy neutrinos ever observed, and they must come, directly or
indirectly, from extra solar sources; at the present status,
however, these events do not appear to cluster to a common source
(see Sect. 10.4.3.2).
The neutrino sources just discussed are displayed in Fig. 10.23, left, according to their contributions to the terrestrial flux density. The figure includes low-energy sources, such as the thermal solar neutrinos of all flavors, and the terrestrial neutrinos—i.e., neutrinos coming from the Earth’s natural radioactivity—not explicitly discussed here. Beyond the figure’s high-energy limits there exist neutrino sources associated with some of nature’s most energetic accelerators.
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Left: Sources of neutrinos with energies below 1 TeV. From W.C. Haxton, http://arxiv.org/abs/1209.3743/arXiv:1209.3743, to appear in Wiley’s Encyclopedia of Nuclear Physics. Right: A theoretical model of high-energy neutrino sources. The figure includes experimental data, limits, and projected sensitivities to existing and planned telescopes.
From G. Sigl, http://arxiv.org/abs/0612240/arXiv:0612240
10.2.6.1 Testing if Ultra-High-Energy Cosmic Rays Originate from GRBs
IceCube has been searching for neutrinos arriving from the direction and at the time of a gamma-ray burst. After more than one thousand follow-up observations, none was found, resulting in a limit on the neutrino flux from GRBs of less than one per cent. This focuses to an alternative explanation for the sources of extragalactic cosmic rays: active galactic nuclei.
10.2.7 Sources of Gravitational Waves
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-
Stellar mass black hole binaries, of the type detected already by LIGO.
-
Neutrons star binaries.
-
Supernova, gamma-ray bursts, mini-mountains on neutron stars (caused by phase transitions on the crust, for example).
-
Supermassive black hole binaries, formed when galaxies merge.
-
Extreme mass-ratio inspirals, when a neutron stars or stellar-mass black hole collides with a supermassive black hole.
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The first gravitational wave signal (see Sect. 10.4.4), observed in 2015, was attributed to the coalescence of a stellar-mass binary black hole system. Before this detection and the following, the probability of formation of BH binaries with such masses (tens of solar masses) from the stellar collapse was believed to be quite small.
10.3 The Propagation
The propagation of cosmic messengers is influenced by the presence of magnetic fields in the Universe, and by the possible interaction with background photons and matter. The density of background photons, and of matter, can be extremely variable: it is larger within galaxies and even larger closer to acceleration sites than in the intergalactic space. We expect the same behavior for the magnetic field.
10.3.1 Magnetic Fields in the Universe
We know from studies of the Faraday
rotation of polarization that the galactic magnetic fields are of
the order of a few ; the structure is highly directional
and maps exist.
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Different from galactic magnetic fields, the origin and structure of cosmic (i.e., extragalactic) magnetic fields remain elusive. Observations have detected the presence of nonzero magnetic fields in galaxies, clusters of galaxies, and in the bridges between clusters. The determination of the strength and topology of large-scale magnetic fields is crucial also because of their role in the propagation of ultrahigh-energy cosmic rays and, possibly, on structure formation.
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10.3.2 Photon Background
The photon background in the Universe has the spectrum in Fig. 10.2. The maximum photon density corresponds to the CMB, whose number density is about 410 photons per cubic centimeter.
A region of particular interest is the
so-called extragalactic background light (EBL), i.e., the light in the visible and near infrared
regions. It is mainly composed by ultraviolet, optical, and
near-infrared light emitted by stars throughout the whole cosmic
history, and its re-emission to longer wavelengths by interstellar
dust, which produces its characteristic double peak spectral energy
distribution. This radiation is redshifted by the expansion of the
Universe by a factor , and thus, the visible light from old
sources is detected today as infrared. Other contributions to the
EBL may exist such as those coming from the accretion on
super-massive black holes, light from the first stars, or even more
exotic sources such as products of the decay of relic dark matter
particles.
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Left: Spectral energy distribution of the EBL
as a function of the wavelength and energy. Open symbols correspond
to lower limits from galaxy counts while filled symbols correspond
to direct estimates. The curves show a sample of different recent
EBL models, as labeled. On the upper axis the TeV energy
corresponding to the peak of the cross section is plotted. From L.
Costamante, IJMPD 22 (2013) 1330025. Right: A summary of our
knowledge about the density of background photons in intergalactic
space, from the radio region to the CMB, to the
infrared/optical/ultraviolet region.
From M. Ahlers et al., Astropart. Phys. 34 (2010) 106
10.3.3 Propagation of Charged Cosmic Rays
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Galactic cosmic ray propagation
10.3.3.1 Propagation of Galactic Cosmic Rays and Interaction with the Interstellar Medium
Cosmic rays produced in distant sources
have a long way to cross before reaching Earth. Those produced in
our galaxy (Fig. 10.25) suffer diffusion in magnetic fields of
the order of a , convection by galactic winds,
spallation 5 in the interstellar medium,
radioactive decays, as well as energy losses or gains
(reacceleration). At some point they may arrive to Earth or just
escape the galaxy. Low-energy cosmic rays stay within the galaxy
for quite long times. Typical values of confinement times of
years are obtained measuring the
ratios of the abundances of stable and unstable isotopes of the
same element (for instance
Be/
Be, see below).
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-
The term
on the right side accounts for the sources (injection spectrum).
-
The second term accounts for diffusion and convection:
-
describes diffusion: when at a given place N is high compared to the surroundings (a local maximum of concentration), particles will diffuse out and their concentration will decrease. The net diffusion is proportional to the Laplacian of the number density through a parameter D called diffusion coefficient or diffusivity, whose dimensions are a length squared divided by time;
-
describes convection (or advection), which is the change in density because of a flow with velocity
.
-
-
The third term accounts for the changes in the energy spectrum due to energy losses or reacceleration – we assume that energy is lost, or gained, at a rate
.
-
The fourth term accounts for the losses due to spallation, radioactive decays, and probability of escaping the galaxy. n is the number density of the interstellar medium (ISM) .
-
The fifth term accounts for the gains due to the spallation or decays of heavier elements.

The leaky box model: a sketch
















Left: The C/O ratio (primary/primary) as a function of energy. Right: B/C (secondary over primary) as a function of the energy. Data points are taken from the Cosmic Ray database by Maurin et al. (2014) [http://arxiv.org/abs/1302.5525/arXiv:1302.5525]. The full lines are fits using the GALPROP model with standard parameters.
Reference: http://galprop.stanford.edu






While is the same for all nuclei with same
rigidity at the same energy,
depends on the mass of the nucleus.
The equation suggests that at low energies the spectra for
different primary nuclei can be very different (e.g. for Fe
interaction losses dominate over escape losses), but ratios should
be approximately constant at high energies if particles come from
the same source.




Secondary/primary ratios (Fig. 10.27, right) show a strong energy dependence at high energies as a result of the increase of the escape probability, while primary/primary ratios (Fig. 10.27, left) basically do not depend on energy. By measuring primary/primary and secondary/primary ratios as a function of energy we can infer the propagation and diffusion properties of cosmic rays.
One should note that in the propagation of electrons and positrons the energy losses are much higher (dominated by synchrotron radiation and inverse Compton scattering) and the escape probability much higher. Thus leaky box models do not apply to electrons and positrons. Primary TeV electrons lose half their total energy within a distance smaller than few hundreds parsec from the source.
10.3.3.2 The SNR Paradigm










10.3.3.3 Extragalactic Cosmic Rays: The GZK Cutoff and the Photodisintegration of Nuclei













Proton energy as a function of the propagation distance.
From J.W. Cronin, Nucl. Phys. B Proc. Suppl. 28B (1992) 213
The decay of the neutral and charged pions produced in these GZK interactions will originate, respectively, high-energy photons and neutrinos which would be a distinctive signature of such processes.
At a much lower energy (
eV) the conversion of a scattered CMB
photon into an electron–positron pair may start to occur, what was
associated by Hillas and Berezinsky to the existence of the ankle
(this is the so-called “dip model”, Sect. 10.4.1).
Heavier nuclei interacting with the CMB
and Infrared Background (IRB) photons may disintegrate into lighter
nuclei and typically one or two nucleons. The photodisintegration cross section is high
(up to
mb) and is dominated by the Giant
Dipole resonance with a threshold which is a function of the nuclei
binding energy per nucleon (for Fe the threshold of the photon
energy in the nuclei rest frame is
MeV). Stable nuclei thus survive
longer. The interaction length of Fe, the most stable nucleus, is,
at the GZK energy, similar to the proton GZK interaction length.
Lighter nuclei have smaller interaction lengths and thus the
probability of interaction during their way to Earth is higher.
10.3.4 Propagation of Photons
Once produced, VHE photons must travel
towards the observer. Electron–positron pair production in the interaction of
VHE photons off extragalactic background photons is a source of
opacity of the Universe to
rays whenever the corresponding
photon mean free path is of the order of the source distance or
smaller.








![$$ W(\beta ) = \left( 1-\beta ^2 \right) \left[ 2 \beta \left( \beta ^2 -2 \right) + \left( 3 - \beta ^4 \right) \, \mathrm{ln} \left( \frac{1+\beta }{1-\beta } \right) \right] \, . $$](/epubstore/A/A-D-Angelis/Introduction-To-Particle-And-Astroparticle-Physics/OEBPS/images/304327_2_En_10_Chapter/304327_2_En_10_Chapter_TeX_Equ83.png)



![$$\begin{aligned} \beta (E,\epsilon ,\varphi ) \equiv \left[ 1 - \frac{2 \, m_e^2 \, c^4}{E \epsilon \left( 1-\cos \varphi \right) } \right] ^{1/2}~, \end{aligned}$$](/epubstore/A/A-D-Angelis/Introduction-To-Particle-And-Astroparticle-Physics/OEBPS/images/304327_2_En_10_Chapter/304327_2_En_10_Chapter_TeX_Equ50.png)









-
For
the EBL plays the leading role in the absorption. In particular, for
—integrated over an isotropic distribution of background photons—is maximal for
, corresponding to far-ultraviolet soft photons, whereas for
is maximal for
, corresponding to soft photons in the far-infrared.
-
For
the interaction with the CMB becomes dominant.
-
For
the main source of opacity of the Universe is the radio background.
The upper x-axis of Fig. 10.24, left, shows the energy of the incoming photon for which the cross section of interaction with a photon of the wavelength as in the lower x-axis is maximum.

Mean free path as a function of the photon
energy, at .
Adapted from A. de Angelis, G. Galanti, M. Roncadelli, MNRAS 432 (2013) 3245














![$$\begin{aligned} \frac{dl}{dz} \ = \ \frac{c}{H_0} \frac{1}{(1+z) \left[ (1+z)^2 (\varOmega _M\, z+1) - \varOmega _{\varLambda }\, z(z+2) \right] ^{\frac{1}{2}} } \, . \end{aligned}$$](/epubstore/A/A-D-Angelis/Introduction-To-Particle-And-Astroparticle-Physics/OEBPS/images/304327_2_En_10_Chapter/304327_2_En_10_Chapter_TeX_Equ55.png)





The energy dependence of leads to appreciable modifications of
the observed source spectrum (with respect to the spectrum at
emission) even for small differences in
, due to the exponential dependence
described in Eq. 10.53. Since the optical depth (and
consequently the absorption coefficient) increases with energy, the
observed flux results steeper than the emitted one.


Curves corresponding to the gamma ray horizon
(lower) and to a survival probability
of
= 1 % (upper).
Adapted from A. de Angelis, G. Galanti, M. Roncadelli, MNRAS 432 (2013) 3245
Other interactions than the one just
described might change our picture of the attenuation of
rays, and they are presently subject
of intense studies, since the present data on the absorption of
photons show some tension with the pure QED picture: from the
observed luminosity of VHE photon sources, the Universe appears to
be more transparent to
rays than expected. One speculative
explanation could be that
rays might transform into sterile or
quasi-sterile particles (like, for example, the axions which have
been described in Chap. 8); this would increase the
transparency by effectively decreasing the path length. A more
detailed discussion will be given at the end of this chapter.
Mechanisms in which the absorption is changed through violation of the Lorentz invariance are also under scrutiny; such models are particularly appealing within scenarios inspired by quantum gravity (QG).
10.3.5 Propagation of Neutrinos
The neutrino cross section is the lowest among elementary particles. Neutrinos can thus travel with the smallest interaction probability and are the best possible astrophysical probe.
Neutrinos of energies up to
10 eV (which is the largest possible
detectable energy, given the hypothesis of fluxes comparable with
the photon fluxes, and the maximum size of neutrino detectors, of
the order of a cubic kilometer) in practice travel undisturbed to
the Earth.





inelastic cross section as a function
of the interaction center of mass.
From D. Fargion and B. Mele, http://arxiv.org/abs/astro-ph/9902024/arXiv:astro-ph/9902024
10.3.6 Propagation of Gravitational Waves
Gravitational waves are oscillations of the space–time metrics which, accordingly to general relativity, propagate in the free space with the speed of light in the vacuum. Their coupling with matter and radiation is extremely weak and they propagate without significant attenuation, scattering, or dispersion in their way through the Universe. By energy conservation their amplitude follows a 1/R dependence where R is the distance to the source. A very good reference for a detailed discussion is [F10.4]] by K. S. Thorne.
Note that the speed of gravitational waves is not the speed of the gravitational field in the case, e.g., of a planet orbiting around the Sun. The speed of the propagation of the information on physical changes in the gravitational (or electromagnetic) field should not be confused with changes in the behavior of static fields that are due to pure observer effects. The motion of an observer with respect to a static charge and its extended static field does not change the field, which extends to infinity, and does not propagate. Irrespective of the relative motion the field points to the “real” direction of the charge, at all distances from the charge.
10.4 More Experimental Results
10.4.1 Charged Cosmic Rays: Composition, Extreme Energies, Correlation with Sources
Charged cosmic rays arrive close to the solar system after being
deflected from the galactic magnetic fields (about 1 G in intensity) and possibly by
extragalactic magnetic fields, if they are of extragalactic origin;
when getting closer to the Earth they start interacting with
stronger magnetic fields—up to
G) at the Earth’s surface, although
for shorter distances. Fluxes of charged particles at lower
energies, below 1 GeV, can thus be influenced, e.g., by the
solar cycle which affects the magnetic field from the Sun.
Cosmic rays are basically protons
(
) and heavier nuclei. The
electron/positron flux at the top of the atmosphere is small (a few
per mil of the total cosmic ray flux) but extremely interesting as
it may be a signature of unknown astrophysical or Dark Matter
sources (see Chap. 8). Antiprotons fluxes are even
smaller (about four orders of magnitude) and so far compatible with
secondary production by hadronic interactions of primary cosmic
rays with the interstellar medium. Up to now there is no evidence
for the existence of heavier anti-nuclei (in particular
anti-deuterium and anti-helium) in cosmic rays.
10.4.1.1 Energy Spectrum
The energy spectrum of charged cosmic rays reaching the atmosphere spans over many decades in flux and energy, as we have seen in the beginning of this Chapter (Fig. 10.1).







Cosmic-ray spectrum coming from experimental
measurements by different experiments; the spectrum has been
multiplied by . The anthropomorphic interpretation
should be evident.
From Beatty, Matthews, and Wakely, “Cosmic Rays”, in Review of Particle Physics, 2018
The small changes in the spectral index
can be clearly visualized multiplying the flux by some power of the
energy. Figure 10.32 shows a suggestive anthropomorphic
representation of the cosmic ray energy spectrum obtained
multiplying the flux by . Two clear features corresponding to
changes in the spectral index are observed. The first, called the
knee, occurs around
eV, and it is sometimes
associated to the transition from galactic to extragalactic cosmic
rays; it corresponds to a steepening from a spectral index of about
2.7 to a spectral index of about 3.1. The second clear feature,
denominated the “ankle,” occurs around
eV and its nature is still
controversial. Another feature, called the second knee, marks a
steepening to from about 3.1 to about 3.3, at an energy of about
400 PeV.

A strong suppression at the highest
energies, eV, is nowadays clearly established
(Fig. 10.32); it may result, as explained in
Sect. 10.3.3.3, from the so-called GZK mechanism due to the
interaction of highly energetic protons with the Cosmic Microwave
Background (CMB). However, a scenario in which an important part of
the effect is a change of composition (from protons to heavier
nuclei, which undergo nuclear photodisintegration6) and the
exhaustion of the sources is not excluded as it will be discussed
in Sect. 10.4.1.6.
10.4.1.2 Composition
The composition and energy spectrum of cosmic rays is not a well-defined problem: it depends on where experiments are performed. One could try a schematic separation between “primary” cosmic rays—as produced by astrophysical sources—and “secondaries”—those produced in interactions of the primaries with interstellar gas or with nuclei in the Earth’s atmosphere. Lithium, beryllium and boron, for example, are very rare products in stellar nucleosynthesis, and thus are secondary particles, as well as antiprotons and positrons—if some antimatter is primary is a question of primary interest.
The interaction with the Earth’s atmosphere is particularly important since it changes drastically the composition of cosmic rays. In the cases in which the flux of cosmic rays has to be measured at ground (for example, high-energy cosmic rays, at energies above hundreds GeV, where the low flux makes the use of satellites ineffective) one needs nontrivial unfolding operations to understand the primary composition. What one observes is a cascade shower generated by a particle interacting with the atmosphere, and the unfolding of the fundamental properties (nature and energy of the showering particle) requires the knowledge of the physics of the interaction at energies never studied at accelerators: experimental data are thus less clear.

Relative abundance of the main nuclear species present in galactic cosmic rays and in the solar system. Both are normalized to the abundance of C= 100, and the relevant energy range is a few hundred MeV/nucleon.
From J.A. Aguilar, lectures at the Université Libre Bruxelles, 2016
The absolute and relative fluxes of the main hadronic components of cosmic rays measured directly is shown in Fig. 10.33, and compared to the relative abundances existing in the solar system. To understand this figure, one should take into account the fact that nuclei with even number of nucleons are more stable, having higher binding energy because of pairing effects.
Besides a clear deficit of hydrogen and helium in the cosmic rays compared to the composition of the solar system, the main features from this comparison are the agreement on the “peaks” (more tightly bounded even-Z nuclei) and higher abundances for cosmic rays on the “valleys.” These features can be explained within a scenario where primary cosmic rays are produced in stellar end-products, being the “valley” elements mainly secondaries produced in the interaction of the primaries cosmic rays with the interstellar medium (“spallation”).


Fluxes of nuclei of the primary cosmic radiation in particles per energy-per-nucleus plotted versus energy-per-nucleus. The inset shows the H/He ratio at constant rigidity.
From Beatty, Matthews, and Wakely, “Cosmic Rays”, in Review of Particle Physics, 2018
There is experimental evidence that the
chemical composition of cosmic rays changes after the knee region
with an increasing fraction of heavy nuclei at higher energy, at
least up to about 10 eV (see Sect. 10.4.1.6).
10.4.1.3 Electrons and Positrons

Energy spectrum of plus
, multiplied by
. The dashed line represents a
smoothly broken power-law model that best fits the DAMPE data in
the range from 55 GeV to 2.63 TeV. The grey band represents the
systematic error from HESS.
From DAMPE Collaboration, Nature 2017, doi:10.1038/nature24475

Left: Energy spectrum of (multiplied by
) from AMS-02. Right: positron
fraction in high-energy cosmic rays of the flux of positrons with
respect to the total flux of electrons plus positrons measured from
AMS-02
This is indeed quite intriguing: in a matter-dominated Universe, one would expect this ratio to decrease with energy, unless specific sources of positrons are present nearby. If these sources are heavy particles decaying into final states involving positrons, one could expect the ratio to increase, and then steeply drop after reaching half of the mass of the decaying particle. If an astrophysical source of high-energy positrons is present, a smooth spectrum is expected, while in the case of the origin from DM, a steep fall comes from kinematics. The present data is compatible both with the presence of nearby astrophysical sources, though not fully known, and with a hypothetical dark-matter particle with a mass of around 1 TeV, but there is not a definite answer yet. The most recent data on the abundance of high-energy pulsars nearby might justify an astrophysical explanation of this excess but not the results in antiproton observed also by AMS-02 as discussed in the next section.
10.4.1.4 Antiprotons

Antiproton to proton ratio measured by AMS-02 and PAMELA.
From G. Giesen et al., JCAP 1509 (2015) 023
10.4.1.5 Cosmic Rays at the Earth’s Surface: Muons
Most charged particles on the top of the atmosphere are protons; however, the interaction with the atoms of the atmosphere itself has the effect that the nature of particles reaching ground does not respect the composition of cosmic rays. Secondary muons, photons, electrons/positrons and neutrinos are produced by the interaction of charged cosmic rays in air, in addition to less stable particles. Note that the neutron/proton ratio changes dramatically in such a way that neutrons, which are 10 % of the total at the atmosphere’s surface, become roughly 1/3 at the Earth’s surface.





Fluxes of cosmic rays with GeV in the atmosphere as a function
of height (simulation). The points show experimental measurements
of negative muons.
From K.A. Olive et al. (Particle Data Group), Chin. Phys. C 38 (2014) 090001
Charged particles at sea level are mostly muons (see Fig. 10.38), with a mean energy of about 4 GeV.
The flux of muons from above 1 GeV at
sea level is about 60 ms
sr
. A detector looking at the horizon
sees roughly one muon per square centimeter per minute. The zenith
angular distribution for muons of
3 GeV is
, being steeper at lower energies and
flatter at higher energies: low energy muons at large angles decay
before reaching the surface. The ratio between
and
is due to the fact that there are
more
than
in the proton-initiated showers;
there are about 30 % more
than
at momenta above 1 GeV/c.
A fortiori, among known particles only
muons and neutrinos reach significant depths underground. The muon
flux reaches 10 m
s
sr
under 1 km of water equivalent
(corresponding to about 400 m of average rock) and becomes
about 10
m
s
sr
at 10 km of water
equivalent.
10.4.1.6 Ultrahigh-Energy Cosmic Rays

UHECR Energy spectrum measured by the Pierre
Auger Observatory (closed circles); the spectrum has been
multiplied by . Superposed is a fit to the sum of
different components at the top of the atmosphere. The partial
spectra are grouped as according to the mass number as follows:
Hydrogen (red), Helium-like (grey), Carbon, Nitrogen, Oxygen
(green), Iron-like (cyan), total (brown).
Image credit: Pierre Auger Collaboration
The energy spectrum of the UHECR is
nowadays well measured up to 10eV (see Fig. 10.39). The strong
GZK-like suppression at the highest energies may be interpreted
assuming different CR composition and source scenarios. Indeed,
both pure proton and mixed composition scenarios are able to
describe the observed features. In the case of a pure proton
scenario, the ankle would be described by the opening, at that
energy, of the pair production channel in the interaction of the
incoming protons with the CMB photons
(this is called the “dip model”),
while the suppression at the highest energies would be described in
terms of the predicted GZK effect. In the case of mixed composition
scenarios such features may be described by playing with different
source distributions and injection spectra, assuming that the
maximum energy that each nucleus may attain, scales with its atomic
number Z. An example of
composition fit is given in Fig. 10.39, where the Pierre
Auger Observatory data are fitted to a mixed composition scenario.
The solution of such puzzle may only be found with the experimental
determination of the cosmic ray composition from detailed studies
on the observed characteristics of the extensive air showers.






Shower development scheme.
Adapted from the Ph.D. thesis of R. Ulrich: “Measurement of the proton–air cross section using hybrid data of the Pierre Auger Observatory,” http://bibliothek.fzk.de/zb/berichte/FZKA7389.pdf








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
Ingredients of the experimental distribution.
Adapted from the Ph.D. thesis of R. Ulrich: “Measurement of the proton–air cross section using hybrid data of the Pierre Auger Observatory,” http://bibliothek.fzk.de/zb/berichte/FZKA7389.pdf




distribution expressed in
g/cm
measured by the Pierre Auger
Observatory in the energy interval 10
–10
eV. The line represents the likelihood
fit performed to extract
.
From P. Abreu et al., Phys. Rev. Lett. 109 (2012) 062002

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Comparison of the inelastic proton–proton
cross section derived by the Pierre Auger Observatory in the energy
interval 10–
eV to phenomenological model
predictions and results from accelerator experiments at lower
energies.
From P. Abreu et al., Phys. Rev. Lett. 109 (2012) 062002
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Energy evolution of the mean (Left:) and the
RMS (Right:) of the distribution measured by the Pierre
Auger Observatory. The lines from top to bottom represent the
expectations for pure proton, helium, nitrogen and iron from a
simulation model tuned at the LHC energies.
Credit: Auger Collaboration
Only qualitative and quantitative improvements in the understanding of the shower development, for example, accessing direct experimental information on the muon contents and improving the modelling of hadronic interactions in Monte Carlo simulations, may clarify this striking open question. The scenario in which the strong GZK-like suppression at the highest energies is due to the exhaustion of the sources and that the higher number of muons in the shower are due to bad modelling of the hadronic interactions is nowadays the most widely accepted. “New physics” scenarios providing, for instance, a sudden increase of the proton-proton cross section (related to the access of a new scale of interaction below the parton scale) are however not excluded.
10.4.1.7 Correlation of Charged Cosmic Rays with Sources
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Skymap in equatorial coordinates showing the relative intensity of multi-TeV cosmic rays arrival directions: the northern hemisphere data is from Tibet-III Air Shower Array, Amenomori M. et al., Science 314, 439, 2006, (map courtesy of Kazuoki Munakata); the southern hemisphere data is from the IceCube-40 string configuration from http://icecube.wisc.edu/~desiati/activity/anisotropy/large
At extremely high energies, instead, statistically significant anisotropies have been found – and their interpretation is straightforward.
To accelerate particles up to the
ultra-high-energy region above the EeV, 10 eV, one needs conditions that are
present in astrophysical objects such as the surroundings of SMBHs
in AGN, or transient high-energy events such as the ones generating
gamma ray bursts. Galactic objects are not likely to be
acceleration sites for particles of such energy, and coherently we
do not observe a concentration of UHECRs in the galactic plane; in
addition, the galactic magnetic field cannot confine UHECRs above
eV within our Galaxy.
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Sky map in galactic coordinates showing the
cosmic-ray flux for EeV. The cross indicates the measured
dipole direction; the contours denote the 68 and 95% confidence
level regions. The dipole in the 2MRS galaxy distribution is
indicated. Arrows show the deflections expected due to the galactic
magnetic field on particles with
5 and 2 EeV.
Image credit: Pierre Auger collaboration
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In about 30 000 cosmic rays with energies above 8 EeV recorded over a period of 12 years, corresponding to a total exposure of 76 800 km
sr year, the Pierre Auger Observatory has evidenced at more than
a dipole anisotropy of about 6.5% towards
(see Fig. 10.46).
If ultrahigh-energy cosmic rays originate from an inhomogeneous distribution of sources and then diffuse through intergalactic magnetic fields, one can expect dipole amplitudes growing with energy, reaching 5–20% at 10 EeV. If the sources were distributed like galaxies, the distribution of which has a significant dipolar component, a dipolar cosmic-ray anisotropy would be expected in a direction similar to that of the dipole associated with the galaxies. For the infrared-detected galaxies in the 2MRS catalog,7 the flux-weighted dipole points in galactic coordinates in the direction
, about 55
away from the dipole direction found by Auger. However, as shown in Fig. 10.46, the effect of galactic magnetic fields is to get the two directions closer; in addition, the correlation between the visible flux and the cosmic ray flux is just qualitative.
The conclusion is that the anisotropy seen by Auger strongly supports, and probably demonstrates, the hypothesis of an extragalactic origin for large part of the highest-energy cosmic rays; the origin is in particular related to AGN.
-
In 2007 the Pierre Auger collaboration claimed with a significance larger than
a hot spot near the Centaurus A AGN, at a distance of about 5 Mpc. Cen A is also a VHE gamma-ray emitter. However, the data collected after 2007 have not increased the significance of the detection.
-
the Telescope Array Project observes at energies above 57 EeV a hot spot, with best circle radius: 25
, near the region of the Ursa Major constellation.
10.4.2 Photons: Different Source Types, Transients, Fundamental Physics
High-energy astrophysical processes generate photon radiation over a large range of wavelengths. Such photon radiation can be easily associated to the emitters, which is an advantage with respect to charged cosmic rays. In addition, photon radiation, besides being interesting per itself, can give insights on the acceleration of charged particles, being photons secondary products of accelerated charged particles. In addition, they are likely to be present in the decay chain of unstable massive particles, or in the annihilation of pairs of particles like dark matter particles.
The experimental data on the diffuse
cosmic photon radiation span some 30 energy decades; a compilation
of the data is shown in Fig. 10.2. A bump is visible
corresponding to the CMB, while the
general behavior of the yield of gamma rays at high energies can be
approximated by an energy dependence as a power law (Fig. 10.47). A cutoff at
energies close to 1 TeV might be explained by the absorption of
higher energy photons by background photons near the visible
populating the intergalactic medium—through creation of
pairs.
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Spectrum of the total extragalactic gamma ray emission measured by the Fermi-LAT.
From M. Ackermann et al., The Astrophysical Journal 799 (2015) 86
In Chap. 4 we have defined as high energy (HE)
the photons above 30 MeV—i.e., the threshold for the production of
pairs plus some phase space; as very
high energy (VHE) the photons above 30 GeV. The HE—and VHE in
particular—regions are especially important related to the physics
of cosmic rays and to fundamental physics. One of the possible
sources of HE gamma rays is indeed the generation as a secondary
product in conventional scenarios of acceleration of charged
particles; in this case cosmic gamma rays are a probe into cosmic
accelerators. The VHE domain is sensitive to energy scales
important for particle physics. One is the
100 GeV – 1 TeV scale expected for cold dark
matter and for the lightest supersymmetric particles. A second
scale is the scale of possible superheavy particles, at
eV. Finally, it might be possible to
access the GUT scale and the Planck scale, at energies
eV –
GeV. This last scale corresponds to a
mass
—which is, apart from factors of order
1, the mass of a black hole whose Schwarzschild radius equals its
Compton wavelength.
Gamma rays provide at present the best window into the nonthermal Universe, being the “hottest” thermalized processes observed up to now in the accretion region of supermassive black holes at a temperature scale of the order of 10 keV, in the X-ray region. Tests of fundamental physics with gamma rays are much beyond the reach of terrestrial accelerators.
Besides the interest for fundamental physics, the astrophysical interest of HE and VHE photons is evident: for some sources such as the AGN—supermassive black holes in the center of galaxies, powered by infalling matter—the total power emitted above 100 MeV dominates the electromagnetic dissipation.
10.4.2.1 Hunting Different Sources and Source Types
The study of the galactic sources continues and their morphology and the SED of the emitted photons are telling us more and more, also in the context of multiwavelength analyses; in the future, the planned Cherenkov Telescope Array (CTA) will give the possibility to explore the highest energies, and to contribute, together with high-energy CR detectors and possibly with neutrino detectors, to the final solution of the CR problem.
One of the main results from the next-generation detectors will probably be the discovery of new classes of CR sources. The key probably comes from dedicating effort to surveys, which constitute an unbiased, systematic exploratory approach. Surveys of different extents and depths are amongst the scientific goals of all major planned facilities.
The key for such surveys are today gamma detectors (and in the future neutrino detectors as well).
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“” diagram of the VHE galactic
sources.
From M. Renaud, http://arxiv.org/abs/0905.1287
All-sky VHE surveys are well suited to EAS arrays that observe the whole sky with high duty cycles and large field of view. MILAGRO and the Tibet air shower arrays have carried out a survey for sources in the Northern hemisphere down to an average sensitivity of 600 mCrab above 1 TeV; HAWC has a sensitivity of 50 mCrab in a year, at median energy around 1 TeV. EAS detectors like HAWC can then “guide” the CTA. A combination of CTA and the EAS can reach sensitivities better than 30 mCrab in large parts of the extragalactic sky. The survey could be correlated with maps obtained by UHE cosmic ray and high-energy neutrino experiments.
Roughly, 5500 HE emitters above 100 MeV have been identified up to now, mostly by the Fermi-LAT, and some 200 of them are VHE emitters as well (Fig. 10.3).
About half of the gamma ray emitters
are objects in our galaxy; at TeV energies most of them can be associated to
different kinds of supernova remnants (SNR), while at MeV to GeV
energies they are mostly pulsars; the remaining half are
extragalactic, and the space resolution of present detectors
(slightly better than 0.1) is not good enough to associate them
with particular points in the host galaxies; we believe, however,
that they are produced in the vicinity of supermassive black holes
in the centers of the galaxies (see Sect. 10.2 and 10.4.1.7).
The strongest steady emitters are galactic objects; this can be explained by the fact that, being closer, they suffer a smaller attenuation. The observed strongest steady emitter at VHE is the Crab Nebula. The energy distribution of the photons from Crab Nebula is typical for gamma sources (see the explanation of the “double-hump” structure in Sect. 10.1.2.1), and it is shown in Fig. 10.13.
10.4.2.2 Transient Phenomena and Gamma Ray Bursts; Quasiperiodical Emissions
Among cosmic rays, gamma rays are important not only because they point to the sources, but also because the sensitivity of present instruments is such that transient events (in jargon, “transients”) can be recorded. Sources of HE and VHE gamma rays (some of which might likely be also sources of charged cosmic rays, neutrinos and other radiation) were indeed discovered to exhibit transient phenomena, with timescales from few seconds to few days.
The sky exhibits in particular transient events from steady emitters (“flares”) and burst of gamma rays from previously dark regions (“gamma ray bursts”). The phenomenology of such events is described in the rest of this section.
Short timescale variability has been observed in the gamma emission at high energies for several astrophysical objects, both galactic and extragalactic, in particular binary systems, and AGN. For binary systems the variability is quasiperiodical and can be related to the orbital motion, while for AGN it must be related to some cataclysmic events; this is the phenomenon of flares. Flares observed from Crab Nebula have, as today, no universally accepted interpretation.
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Variability in the very-high-energy emission of the blazar PKS 2155-304. The dotted horizontal line indicates the flux from the Crab Nebula
(from the H.E.S.S. experiment, http://www.mpi-hd.mpg.de/hfm/HESS
Very short timescale emission from
blazars have also been observed in the TeV band, the most prominent
being at present the flare from the AGN PKS 2155-304 shown in
Fig. 10.49: a flux increase by a factor larger than
ten with respect to the quiescent state, with variability on
timescales close to 1 min. Note that the Schwarzschild radius
of the black hole powering PKS2155 is about 10 light seconds (corresponding to
10
solar masses), which has implications
on the mechanisms of emission of gamma rays (see later).
Indeed the gamma ray sky looks like a movie rather than a picture, the most astonishing phenomenon being the explosion of gamma ray bursts.
Gamma Ray Bursts. Gamma Ray Bursts (GRBs) are extremely intense and fast shots of gamma radiation. They last from fractions of a second to a few seconds and sometimes up to a thousand seconds, often followed by “afterglows” orders of magnitude less energetic than the primary emission after minutes, hours, or even days. GRBs are detected once per day on average, typically in X-rays and soft gamma rays. They are named GRByymmdd after the date on which they were detected: the first two numbers after “GRB” correspond to the last two digits of the year, the second two numbers to the month, and the last two numbers to the day. A progressive letter (“A,” “B,” ...) might be added—it is mandatory if more than one GRB was discovered in the same day, and it became customary after 2010.
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Skymap of the GRBs located by the GRB monitor of Fermi and by the Fermi-LAT. Some events also seen by the Swift satellite are also shown.
Credit: NASA
The energy spectrum is nonthermal and
varies from event to event, peaking at around a few hundred keV and
extending up to several GeV. It can be roughly fitted by
phenomenological function (a smoothly broken power law) called
“Band spectrum” (from the name of David Band who proposed it). The
change of spectral slope from a typical slope of −1 to a typical
slope of −2 occurs at a break energy which, for the majority of observed
bursts, is in the range between 0.1 and 1 MeV. Sometimes HE photons
are emitted in the afterglows.
During fractions of seconds, their
energy emission in the gamma ray band exceeds in some cases the
energy flux of the rest of the Universe in the same band. The time
integrated fluxes range from about to about
erg/cm
. If the emission were isotropic, the
energy output would on average amount to a solar rest-mass energy,
about
erg; however, if the mechanism is
similar to the one in AGN the emission should be
beamed,9 with a typical jet opening angle of a few
degrees. Thus the actual average energy yield in
rays should be
erg. This value can be larger than the
energy content of a typical supernova explosion, of which only
1 % emerges as visible photons (over a time span of thousands
of years).
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Distribution of redshifts and corresponding age of the Universe for gamma ray bursts detected by NASA’s Swift satellite.
Credit: Edo Berger (Harvard), 2009
GRBs are generally very far away,
typically at and beyond (Fig. 10.51). The farthest
event ever detected is a 10-s long GRB at
, called GRB090423, observed by the
Swift satellite (the burst alert monitor of Swift being sensitive
to energies up to 0.35 MeV).
Short GRBs have been associated to the merging of pairs of compact objects. For long GRBs in several cases the emission has been associated with a formation of a supernova, presumably of very high mass (a “hypernova”). Possible mechanisms for GRBs will be discussed in Sect. 10.2.4.
Binary Systems. Binary stars (i.e., pairs of stars bound by gravitational interaction) are frequent in the Universe: most solar-size and larger stars reside in binaries. Binary systems in which one object is compact (a pulsar, a neutron star, or a black hole) have been observed to be periodical emitters of gamma radiation.
Finally, binary systems in which one object is compact (a pulsar, a neutron star, or a black hole) have been observed to be periodical emitters of gamma radiation.
A particular class of binary systems are microquasars, binary systems comprising a black hole, which exhibit relativistic jets (they are morphologically similar to the AGN). In quasars, the accreting object is a supermassive (millions to several billions of solar masses) BH; in microquasars, the mass of the compact object is only a few solar masses.
10.4.2.3
Diffuse Regions of Photon Emission; the
Bubbles
As the space resolution of the
Fermi-LAT and of the Cherenkov
telescopes are of the order of 0.1, we can image diffuse structure only
in the Milky Way: the other galaxies will mostly appear like a
point. Morphology studies at VHE are basically limited to
structures within our Galaxy.
Morphology of SNR is in particular one
of the keys to understand physics in the vicinity of matter at high
density—and one of the tools to understand the mechanism of
acceleration of cosmic rays. Sometimes SNRs and the surrounding
regions are too large to be imaged by Cherenkov telescopes, which
typically have fields of view of 3–4
. A large field of view is also
essential to understand the nature of primary accelerators in
pulsar wind nebulae (PWN), as discussed in Sect. 10.2.1.3: it would be
important to estimate the energy spectrum as a function of the
angular distance to the center of the pulsar to separate the
hadronic acceleration from the leptonic acceleration. The highest
energy electrons lose energy quickly as they propagate away from
the source; this is not true for protons.
Intermediate emission structures, a few degrees in radius, have been observed by MILAGRO and ARGO, which can be attributed to diffusion of protons within the interstellar medium.
A surprising discovery by Fermi-LAT was the existence of a giant structure emitting photons in our galaxy, with size comparable to the size of the galaxy itself: the so-called Fermi bubbles. These two structures, about 50 000-light-years across (Fig. 10.52), have quite sharp boundaries and emit rather uniformly in space with an energy spectrum peaking at a few GeV but yielding sizable amount of energy still up to 20 GeV.
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The Fermi bubbles (smoothed).
Credit: NASA
Possible explanations of such a large
structure are related to the past activity of the black hole in the
center of the Milky Way. A large-scale structure of the magnetic
field in the bubble region might indicate an origin from the center
of the galaxy, where magnetic fields are of the order of 100
G, and might also explain the
mechanism of emission as synchrotron radiation from trapped
electrons. However, this explanation is highly speculative, and as
of today the reason for the emission is unknown.
10.4.2.4 Results on WIMPs
WIMPs are mostly searched in final states of their pair annihilation or decay involving antimatter and gamma rays. We shall refer in the following, unless explicitly specified, to a scenario in which secondary particles are produced in the annihilation of pairs of WIMPs.
Dark matter particles annihilating or decaying in the halo of the Milky Way could produce an excess of antimatter, and thus, an observable flux of cosmic positrons and/or antiprotons. This could explain the so-called PAMELA anomaly, i.e., the excess of positron with respect to models just accounting for secondary production (Fig. 10.36). Most DM annihilation or decay models can naturally reproduce the observed rise of the positron fraction with energy, up to the mass of the DM candidate (or half the mass, depending if the self-annihilation or the decay hypothesis is chosen). This flux is expected not to be directional. The measured antiproton flux also shows unexpected features with respect to the hypothesis of pure secondary production.
It is plausible that both the positron excess and the excess observed in the electron/positron yield with respect to current models (see Sect. 10.4.1) can be explained by the presence of nearby sources, in particular pulsars, which have indeed been copiously found by the Fermi-LAT (Sect. 10.2.1.1). AMS-02 is steadily increasing the energy range over which positrons and electrons are measured, as well as the statistics. If the positron excess is originated from a few nearby pulsars, it would probably give an anisotropy in the arrival direction of cosmic rays at the highest energies—there is a tradeoff here between distance and energy, since synchrotron losses are important; in addition, the energy spectrum should drop smoothly at the highest energies. A sharp cutoff in the positron fraction would instead be the signature of a DM origin of the positron excess; the present data do not demonstrate such a scenario, but they cannot exclude it, either: the attenuation of the positron/electron ratio observed by AMS-02 at several hundred GeV is consistent with the production from a particle at the TeV scale.
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Unfortunately, as said before, dark matter densities are not known in the innermost regions of galaxies, where most of the signal should come from: data allow only the computation in the halos, and models helping in the extrapolation to the centers frequently disagree (Sect. 8.1.4). Observations of galaxy rotation curves favor constant density cores in the halos; unresolved “cusp” substructures can have a very large impact, but their existence is speculative—however, since they exist for baryonic matter, they are also likely to exist for DM. This uncertainty is typically expressed by the so-called “boost factor,” defined as the ratio of the true, unknown, line-of-sight integral to the one obtained when assuming a smooth component without substructure.
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Galactic center. The GC is expected to be the brightest source of dark matter annihilation. However, the many astrophysical sources of gamma rays in that region complicate the identification of DM. In the GeV region the situation is further complicated by the presence of a highly structured and extremely bright diffuse gamma ray background arising from the interaction of the pool of cosmic rays with dense molecular material in the inner galaxy. Finally, there is a huge uncertainty on the boost factor. To limit problems, searches for dark matter annihilation/decay are usually performed in regions 0.3
–1
away form the central black hole.
At TeV energies, Cherenkov telescopes detected a point source compatible with the position of the supermassive black hole in the center of our galaxy and a diffuse emission coinciding with molecular material in the galactic ridge. The GC source has a featureless power law spectrum at TeV energies with an exponential cutoff at
TeV not indicating a dark matter scenario; the signal is usually attributed to the supermassive black hole Sgr A
or a to pulsar wind nebula in that region.
Searches have been performed for a signal from the galactic dark matter halo close to the core; no signal has been found.
There have been several claims of a signal in the Galactic center region. An extended signal coinciding with the center of the Milky Way, corresponding to a WIMP of mass about 40 GeV/
was reported above the galactic diffuse emission—however, the interaction of freshly produced cosmic rays with interstellar material is a likely explanation. The second claimed signal was the indication of a photon line at
GeV in regions of interest around the GC, but this has not been confirmed.
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Dwarf Spheroidal Galaxies. Dwarf spheroidal galaxies (dSph) are a clean environment to search for dark matter annihilation: astrophysical backgrounds that produce gamma rays are expected to be negligible. The DM content can be determined from stellar dynamics and these objects have been found to be the ones with the largest mass-to-light ratios in the Universe, and uncertainties on the boost factor are within one order of magnitude. Some three-four dozens of dwarf satellite galaxies of the Milky Way are currently known and they are observed both by ground-based and by satellite-based gamma detectors. No signal has been found, and stringent limits have been calculated. In particular, a combined (“stacked”) analysis of all known dwarf satellites with the Fermi-LAT satellite has allowed a limit to be set below the canonical thermal relic production cross section of
for a range of WIMP masses (around 10 GeV) in the case of the annihilation into
(the
is used as a template due to the result obtained in Sect. 8.4.2).
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Galaxy clusters. Galaxy clusters are groups of hundreds to thousands galaxies bound by gravity. Galaxy clusters nearby (10–100 Mpc) include the Virgo, Fornax, Hercules, and Coma clusters. A very large aggregation known as the Great Attractor, is massive enough to locally modify the trajectories in the expansion of the Universe.
Galaxy clusters are much more distant than dwarf spheroidal galaxies or any of the other targets generally used for dark matter searches with gamma rays; however, like dwarf spheroidals, astrophysical dynamics shows that they are likely to be dark matter dominated—and if DM exists, one of the largest accumulators. The range of likely boost factors due to unresolved dark matter substructure can be large; however, when making conservative assumptions, the sensitivity to DM is several orders of magnitude away from the canonical thermal relic interaction rate.
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Line Searches. The annihilation of WIMP pairs into
would lead to monochromatic gamma rays with
. Such a signal would provide a smoking gun since astrophysical sources could very hardly produce it, in particular if such a signal is found in several locations. This process is expected to be loop suppressed being possible only at
.

Comparison of the sensitivities in terms of
from the observation of the Milky Way
galactic halo (present results from H.E.S.S., continuous line, and
expected results from three years of operation of CTA South, dotted
line), and from a stacked sample of dwarf spheroidal galaxies
(Fermi-LAT). The Fermi-LAT lines are relative to
6 years of data analysis (continuous, upper line; this is the
present result) and to an extrapolation to 10 years of
analyzed data (dotted, lower). The sensitivity curves have been
calculated assuming decays into an appropriate mixture
and
pairs, and the Einasto dark matter
profile. The horizontal dashed line indicates the thermal
velocity-averaged cross-section.
From “Science with the CTA”, September 2018, and from Fermi-LAT publications
Neutrinos. Equation (10.57) holds for neutrinos as well, but the branching fractions into neutrinos are expected to be smaller, due to the fact that the radiative production of neutrinos is negligible. In addition, experimental detection is more difficult. However, the backgrounds are smaller with respect to the photon case.
Balancing the pros and the cons, gamma rays are the best investigation tool in case the emission comes from a region transparent to photons. However, neutrinos are the best tool in case DM is concentrated in the center of massive objects, the Sun for example, which are opaque to gamma rays. Once gravitationally captured by such massive objects, DM particles lose energy in the interaction with nuclei and then settle into the core, where their densities and annihilation rates can be greatly enhanced; only neutrinos (and axions) can escape these dense objects. The centers of massive objects are among the places to look for a possible neutrino excess from DM annihilation using neutrino telescopes.
No signal has been detected up to now (as in the case of axions from the Sun). A reliable prediction of the sensitivity is difficult, depending on many uncertain parameters like the annihilation cross section, the decay modes and the capture rate. The first two uncertainties are common to the photon channels.
10.4.2.5 Lorentz Symmetry Violation
Variable gamma-ray sources in the VHE region, and in particular AGN, can provide information about possible violations of the Lorentz invariance in the form of a dispersion relation for light expected, for example, in some quantum gravity (QG) models.
![$$\begin{aligned} E^2 \simeq m^2c^4 + p^2c^2 \left[ 1-\xi _n\left( \frac{pc}{E_\mathrm{LIV, n}}\right) ^n\right] \, , \end{aligned}$$](/epubstore/A/A-D-Angelis/Introduction-To-Particle-And-Astroparticle-Physics/OEBPS/images/304327_2_En_10_Chapter/304327_2_En_10_Chapter_TeX_Equ58.png)


![$$\begin{aligned} v(E) = \frac{\partial E}{\partial p} \simeq c\left[ 1-\xi _n\frac{n+1}{2} \left( \frac{E}{E_\mathrm{LIV, n}}\right) ^n \right] , \end{aligned}$$](/epubstore/A/A-D-Angelis/Introduction-To-Particle-And-Astroparticle-Physics/OEBPS/images/304327_2_En_10_Chapter/304327_2_En_10_Chapter_TeX_Equ59.png)


The scale at which the physics of space–time is
expected to break down, requiring modifications or the creation of
a new paradigm to avoid singularity problems, is referred to as the
“QG energy scale”, and is expected to be of the order of the Planck
scale—an energy
GeV—or maybe lower, if new particles
are discovered at an intermediate scale.









AGN flares (Sect. 10.4.2.2) can be used as experimental tools: they are fast and photons arriving to us travel for long distances.




Integral flux of Mkn 501 detected by MAGIC in four different energy ranges.
From J. Albert et al., Phys. Lett. B668 (2008) 253
Lately, several GRBs observed by the Fermi satellite have been used to set more stringent limits. A problem, when setting limits, is that one does not know if photon emission at the source is ordered in energy; thus one has to make hypotheses—for example, that QG effects can only increase the intrinsic dispersion.





10.4.2.6 Possible Anomalous Photon Propagation Effects
Some experimental indications exist, that the Universe might be more transparent to gamma rays than computed in Sect. 10.3.4.
As discussed before, the existence of a
soft photon background in the Universe leads to a suppression of
the observed flux of gamma rays from astrophysical sources through
the pair-production process. Several
models have been proposed in the literature to estimate the
spectral energy density (SED) of the soft background (EBL); since
they are based on suitable experimental evidence (e.g., deep galaxy
counts), all models yield consistent results, so that the SED of
the EBL is fixed to a very good extent. Basically, the latter
reproduces the SED of star-forming galaxies, which is characterized
by a visible/ultraviolet hump due to direct emission from stars and
by an infrared hump due to the emission from the star-heated warm
dust that typically hosts the sites of star formation.
-
When for each SED of high-z blazars, the data points observed in the optically thin low photon energy regime
are used to fit the VHE spectrum in optically thick regions, points at large attenuation are observed (Fig. 10.55, left). This violates the current EBL models, strongly based on observations, at some
.
-
The energy dependence of the gamma opacity
leads to appreciable modifications of the observed source spectrum with respect to the spectrum at emission, due to the exponential decrease of
on energy in the VHE gamma region. One would expect naively that the spectral index of blazars at VHE would increase with distance: due to absorption, the SED of blazars should become steeper at increasing distance. This phenomenon has not been observed (Fig. 10.55, right).

Left: For each individual spectral
measurement including points at , the corresponding value of
z and E are marked in this diagram. The
iso-contours for
calculated using a minimum EBL model
are overlaid. From D. Horns, M. Meyer, JCAP 1202 (2012) 033. Right:
Observed values of the spectral index for all blazars detected in
VHE; superimposed is the predicted behavior of the observed
spectral index from a source at constant intrinsic spectral index
within two different scenarios. In the first one (area between the
two dotted lines)
is computed from EBL absorption; in
the second (area between the two solid lines) it is evaluated
including also the photon-ALP oscillation.
Original from A. de Angelis et al., Mon. Not. R. Astron. Soc. 394 (2009) L21; updated

Illustration of gamma ray propagation in the presence of oscillations between gamma rays and axion-like particles.
From M.A. Sanchez-Conde et al., Phys. Rev. D79 (2009) 123511
We concentrate now on the photon transition to ALP in the intergalactic medium. The probability of photon-ALP mixing depends on the value and on the structure of the cosmic magnetic fields, largely unknown (see Sect. 10.3.1).




For a magnetic field of 0.1–1 nG, and a
cellular size structure Mpc, any ALP mass below
10
eV, with a coupling such that
GeV
GeV (well within the region
experimentally allowed for mass and coupling) can explain the
experimental results (Fig. 10.55).
Another possible explanation for the hard spectra of distant blazars, needing a more fine tuning, is that line-of-sight interactions of cosmic rays with CMB radiation and EBL generate secondary gamma rays relatively close to the observer.
LIV and Photon Propagation
A powerful tool to investigate Planck
scale departures from Lorentz symmetry could be provided by a
possible change in the energy threshold of the pair production
process of gamma rays from cosmological
sources. This would affect the optical depth, and thus, photon
propagation.
In a collision between a soft photon of
energy and a high-energy photon of energy
E, an electron–positron pair
could be produced only if E is
greater than the threshold energy
, which depends on
and
.














This provides an opportunity for tests
based on dynamics. As an example, a 10 TeV photon and a
0.03 eV photon can produce an electron–positron pair according
to ordinary special-relativistic kinematics, but they cannot
produce a pair according to the dispersion
relation in Eq. 10.58, with
and
. The non-observation of EeV gamma
rays has already excluded a good part of the parameter range of
terms suppressed to first and second order in the Planck scale.
The situation for positive is somewhat different, because a
positive
decreases the energy requirement for
electron–positron pair production.
A Win–Win Situation: Determination of Cosmological Parameters
If no indications of new physics (LIV, anomalous propagation) will be found after all, since the optical depth depends also on the cosmological parameters (Eq. 10.55), its determination constrains the values of the cosmological parameters if the EBL is known, and if only standard processes are at work.
A determination of and
independent of the
luminosity–distance relation currently used by the Supernovae
1 A observations can be obtained from the spectra of distant
AGN.
10.4.3 Astrophysical Neutrinos
Experimental data on astrophysical
neutrinos are scarce: their small cross section makes the detection
difficult, and a detector with a sensitivity large enough to obtain
useful information on astrophysical neutrinos sources should have
an active volume larger than 1 km. We discussed in
Chap. 4 the problems of such detectors.
Up to now we detected astrophysical
neutrinos from the Sun, from the center of the Earth, from the
supernova SN1987A, one extremely-high-energy neutrino from the
blazar TXS 0506056, and in addition diffuse
very-high-energy astrophysical neutrinos for which we are unable to
locate the origin.
The (low-energy) neutrino data from the Sun was discussed in Chap. 9, where we also shortly discussed neutrinos coming from the Earth; hereafter we review briefly the neutrinos produced in the flare of SN1987A and the (very-high-energy) neutrinos detected by IceCube.
10.4.3.1 Neutrinos from SN1987A
On February 23, 1987, a supernova was
observed in the Large Magellanic Cloud (LMC), a galaxy satellite of
the Milky Way (about 10 solar masses, i.e., 1 % of the
Milky Way) at a distance of about 50 kpc from the Earth. As it was
the first supernova observed in 1987, it was called SN1987A; it was
also the first supernova since 1604 visible with the naked eye. The
event was associated with the collapse of the star Sanduleak-69202,
a main sequence star of mass about 20 solar masses.

Time-line of the SN1987a neutrino observation.
From M. Nakahata, Cern Courier, September 2007
The optical counterpart reached an apparent magnitudeof about 3. No very high-energy gamma emission was detected (in 1987 gamma detectors were not operating), but gamma rays at the intermediate energies characteristic of gamma transitions could be recorded.
SN1987A allowed also investigations on
particle physics properties of neutrinos. The neutrino arrival time
distribution sets an upper limit of 10 eV on the neutrino mass; the
fact that they did not spread allows setting an upper limit on the
magnetic moment where
is the Bohr magneton. A determination
of the neutrino velocity can also be derived, being consistent with
the speed of light within two parts in
.
10.4.3.2 Very-High-Energy Neutrinos
The IceCube experiment at the South Pole reported for the first time in 2013 the detection of astrophysical neutrinos; after a few years the evidence is much stronger and tens of astrophysical neutrinos are collected every year. IceCube detects the Cherenkov radiation in the Antarctic ice generated by charged particles, mostly muons, produced by neutrino interactions.
- 1.
Use the Earth as a filter to remove the huge background of cosmic-ray muons. i.e., look only to events originated “from the bottom”. This limits the neutrino view to a single flavour (the muon flavor, since muons are the only charged particles which have a reasonably long interaction length) and half the sky.
- 2.
Identify neutrinos interacting inside the detector. This method divides the instrumented volume of ice into an outer veto shield and a 500 megaton inner fiducial volume. The advantage of focusing on neutrinos interacting inside the instrumented volume of ice is that the detector functions as a total absorption calorimeter, and one can have an energy estimate. Also, neutrinos from all directions in the sky can be identified.




Left: Deposited energies, by neutrinos interacting inside IceCube, observed in four years of data. The hashed region shows uncertainties on the sum of all backgrounds. The atmospheric muon flux (red) and its uncertainty is computed from simulation. The atmospheric neutrino flux is derived from previous measurements. Also shown are two illustrative power-law fits to the spectrum. Data measurements are shown by the black crosses. Right: The astrophysical neutrino flux (black line) observed by IceCube matches the corresponding cascaded gamma-ray flux (red line) observed by Fermi, see Fig. 10.47.
From F. Halzen, Nature Physics 13 (2017) 232
The energy and zenith angle dependence
observed for completely contained events, shown in
Fig. 10.58, is consistent with expectations for a
flux of neutrinos produced by cosmic accelerators – a purely
atmospheric component is excluded at more than .
Considerations based on the expected fluxes allow predicting that in a few years we shall reach the statistics required to identify their origin by matching arrival directions with astronomical maps.
Figure 10.59 shows in galactic coordinates the arrival directions of cosmic neutrinos for four years of events with interaction vertices inside the detector. The observed neutrino flux is consistent with an isotropic distribution of arrival directions and equal contributions of all neutrino flavours.

Arrival directions of neutrinos in the
four-year starting-event sample in galactic coordinates.
Shower-like events (contained in the detector) are shown with
“” and those containing muon tracks
with “x”. The colour scale indicates the value of the test
statistic (TS) of an unbinned maximum likelihood test searching for
anisotropies of the event arrival directions.
From F. Halzen, Nature Physics 13 (2017) 232
Gamma rays at energies above some 100 TeV are likely to interact with background photons before reaching Earth. The resulting electromagnetic shower subdivides the initial photon energy, resulting in multiple photons in the GeV–TeV energy range by the time the shower reaches Earth. After accounting for the cascading of the PeV photons in cosmic radiation backgrounds between source and observation, a gamma-ray flux similar to the IceCube neutrino flux matches the extragalactic high-energy gamma-ray flux observed by the Fermi satellite as shown in Fig. 10.47, right.
10.4.3.3 The First Multimessenger Neutrino-Gamma Detection: EHE170922
On September 22, 2017, IceCube detected
an extremely-high-energy neutrino event, consisting in a muon
coming from the bottom of the detector through the Earth with an
estimated energy between 100 TeV and 150 TeV, likely produced by a
neutrino of energy of TeV. Promptly alerted, the Fermi LAT and MAGIC detected at more than
a flare from the blazar TXS 0506
+056, at a redshift
, within the region of sky consistent
with the 50% probability region of the IceCube neutrino (about one
degree in size). The MAGIC detection allowed to determine that the
electromagnetic emission had a cutoff at a few hundred GeV.

This event opened the era of
multimessenger astronomy with neutrinos. The present detection rate
of astrophysical neutrinos is (1 event/month), and it is thus likely
that such events will not be common in the future. It sets however
a benchmark for the size of future IceCube-like detectors: a size
ten times larger will almost certainly allow detecting clusters of
neutrinos from astrophysical hadronic accelerators, as well as
larger numbers of neutrinos from a flare like the one detected.
It is important to note that the cutoff energy in the gamma rays detected is much lower than the neutrino energy. This is a consequence of the fact that the energy of the gamma rays is degraded due to the interaction with photons and matter when traveling in the jet and during their cosmic voyage, and agrees qualitatively with the effect shown in Fig. 10.58, right.
10.4.4 Gravitational Radiation
The graviton, a massless spin 2 particle (this condition is required by the fact that gravity is attractive only), is the proposed mediator of any field theory of gravity. Indeed the coupling of the graviton with matter is predicted to be extremely weak and thus its direct detection is extremely difficult – Einstein had sentenced that it was “impossible to detect” experimentally. However, indirect and direct evidence of gravitational radiation have been clearly demonstrated.

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Observed accumulated shifts of the times of periastron in the PSR 1913+16 compared with the general relativity prediction from gravitational radiation.
From Joseph H. Taylor Jr.—©The Nobel Foundation 1993
- 1.
Inspiral: the approach of the two black holes; in this phase frequency and amplitude increase slowly;
- 2.
Merger: the merging of the two black holes; frequency and amplitude increase rapidly;
- 3.
Ringdown: the newly formed black hole is distorted and rings down to its final state by emitting characteristic radiation: the ringdown radiation. This radiation has a precise frequency and its amplitude decays exponentially as time goes by. The ringdown phase is similar to that of a church bell or a guitar string when plucked: black holes also have a characteristic sound! After this stage, there is only a single, quiet black hole, and no radiation is emitted.
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The first gravitational-wave event (GW150914) observed by LIGO: left from the Hanford (H1) site; right from the Livingston (L1) site.
From Phys. Rev. Lett. 116, 061102 (2016)
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Top: The waveform of the merger of a binary black hole system with the parameters measured from GW150914. Estimated gravitational-wave strain amplitude from GW150914 projected onto H1. Bottom: The BH separation in units of Schwarzschild radii and the relative velocity normalized to the speed of light c.
From Phys. Rev. Lett. 116, 061102 (2016)
The observed amplitudes (strain - see
Chap. 8), are of the order of and the frequencies are in the range
35–250 Hz. The masses of the initial black holes were
estimated to be
and
solar masses while the final black
hole mass was estimated to be
solar masses. The luminosity distance
of such system was estimated to be
Mpc.
-
In the event GW151226 the masses of the initial black holes were estimated to be
and
solar masses while the final BH mass was estimated to be
solar masses. The luminosity distance of such system was estimated to be
Mpc.
-
In GW170104 the masses of the initial BHs were estimated to be
and
solar masses while the final BH mass was estimated to be
solar masses. The luminosity distance of such system was estimated to be
Mpc.
-
In GW170608 the masses of the initial BHs were estimated to be
and
solar masses while the final BH mass was estimated to be
solar masses. The luminosity distance of such system was estimated to be
Mpc.
-
GW170814 resulted from the inspiral and merger of a pair of black holes with
and
times the mass of the Sun, at a distance of
Mpc from Earth. The resulting black hole had a mass of
solar masses, 2.7 solar masses having been radiated away as gravitational energy. The peak luminosity was about
W.
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The masses of the black holes and neutron stars measured through GW observations are shown together with those detected through electromagnetic observations.
Adapted from LIGO-Virgo/Frank Elavsky/Northwestern University
A special GW event, different in nature from the previous five, has been detected on August 17, 2017.
10.4.4.1 GW170817, the First Multimessenger Discovery of a Binary Neutron Star Merger
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The signals detected by Fermi GBM (top left), by LIGO/Virgo (center left), and by INTEGRAL (bottom left); the 90% location contour regions of the GW170817 / GRB 170817A / SSS17a event as determined by LIGO, LIGO-Virgo, INTEGRAL, Fermi. The insets show the location of the NGC 4993 galaxy in the images of the Swope (top right) and of the DLT40 (bottom right) optical telescopes respectively 10.9 hr after and 20.5 days before the GW observation. The perpendicular lines indicate the location of the transient in both images.
Courtesy S. Ciprini, ASI
The neutron star merger event is thought to result in a “kilonova” , characterized by a short GRB followed by a longer optical afterglow. A total of 16 000 times the mass of the Earth in heavy elements is believed to have formed; for some of them spectroscopical signatures have been observed.
-
It provides strong evidence that mergers of binary stars are the cause of short GRBs.
-
It provides a limit on the difference between the speed of light and that of gravity. Assuming the first photons were emitted between zero and ten seconds after peak gravitational wave emission, the relative difference between the speeds of gravitational and electromagnetic waves,
, is constrained to be smaller than
.
Unlike all previous GW detections, corresponding to BH mergings and not expected to produce a detectable electromagnetic signal, the aftermath of this merger was seen by 70 observatories across the electromagnetic spectrum, marking a significant breakthrough for multi-messenger astronomy and opening a new era. Several events of this kind can be expected in the future.
10.5 Future Experiments and Open Questions
The field of astroparticle physics has been extremely successful: five Nobel Prizes (2002, 2006, 2011, 2015 and 2017) have been awarded to astroparticle physics in this millennium.
The next 10–20 years will see a dramatic progress using new detectors to improve the synergy between cosmic messengers: charged cosmic rays, gamma rays, neutrinos and gravitational waves.
10.5.1 Charged Cosmic Rays
More than one hundred years after their
discovery, charged cosmic rays are still, and will be, actively
studied through many experiments covering many energy decades. Up
to the knee region (10–10
eV) their origin is basically
galactic and the paradigm that associates their origin with SNRs is
in a good shape. Other sources of cosmic rays were found in the
galaxy; however, only one or two galactic accelerators were found
potentially reaching the PeV energies. There is significant
evidence that part of the cosmic rays above the EeV come from AGN;
however, no individual associations were possible with certainty at
these energies. There is evidence that, although GRBs have the
energetics for producing CRs above the EeV, their contribution to
cosmic rays at extreme energies is negligible.
Measuring with high statistics and precision the different particle (electron, positron, proton, antiprotons, nuclei) spectra, deviations from the Universal power-law behavior expected from the Fermi acceleration mechanism were found with gradual or abrupt changes in energy dependence. Indeed a new era of precision and statistics was recently opened thanks to a new generation of cosmic ray experiments like PAMELA, AMS-02, DAMPE and CALET and, in a different energy-range, ARGO-YBJ and HAWC (see Sect. 10.4); this line will be vigorously pursued in the next years by the present and future (LHAASO, HERD, ...) experiments.
We face thus an enormous challenge to describe cosmic rays, and both the injection (acceleration) and propagation models have to be deeply improved. The increase in computer power allows now multidimensional particle-in-cell (PIC) kinetic simulations able to cope with the non-linear interplay between energetic particles and electromagnetic fields in strong shock wave environments. These simulations are starting nowadays to reproduce the needed Diffuse Shock Acceleration (DSA) mechanisms with the formation of turbulent structures where magnetic fields can be amplified. A better understanding of the SNR interaction with the interstellar medium as well as of the complex damping, unstable and anisotropic transport mechanisms will lead to a clearer picture of the formation and evolution of stars and galaxies. This will need an interplay with X- and gamma-ray detectors (especially in the MeV region, which marks the interactions of CRs with the environment).
The unexpected bump-like structure observed in the positron spectrum by AMS-02, compatible with the products of the self-annihilation of a Dark Matter particle with a mass around 1 TeV (see Sect. 10.4.1.3), remains to be clarified and probably we will have to wait a few years in order that AMS-02 will have enough statistics to reasonably measure the properties of this structure.
The quest for the origin and nature of
UHECRs will remain in the list of highlights for the next decade.
So far large-scale anisotropies were found at energies around
10 eV (the dipole structure observed by
the Pierre Auger Observatory and the indication of a hotspot by the
Telescope Array Experiment–see Sect. 10.4.1.6); on the
contrary, just possible weak correlations with individual
astrophysical sources locations were reported. Statistics is
desperately needed and the increase by a factor four of the initial
700 km
area of the TA as well as the upgrade
of Auger, with with the introduction of scintillators on the top of
the Water Cherenkov Detectors, will for sure help.
Composition at extremely high energies
and in particular the physical interpretation of a “GZK-like”
cutoff in the observed CRs around 10 eV is a central subject. The scenario
of an exhaustion of the sources at these energies is making its way
in the community. However our QCD-inspired shower models are not
able to describe satisfactorily both the electromagnetic and the
hadronic EAS components, and thus no firm conclusion may be
achieved: scenarios involving “new Physics” at c.m. energies well
above those attained by the LHC accelerator can not be discarded.
The upgraded Auger will allow disentangling of the electromagnetic
and muonic components of the EAS on an event-by-event basis, and
thus may shed some light on this long-standing problem.
The idea, pioneered in the 1990s by
John Linsley, Livio Scarsi and Yoshiyuki Takahashi, of a wide
field-of-view space observatory able to detect from above the UV
light produced in the atmosphere by the very energetic EAS is still
under intense discussion. What is called nowadays the “EUSO
concept” covers a large range of experimental initiatives and
projects and a dedicated space mission may be approved in the next
decade. The collection area will be huge and may allow the
detection of very high energy tau neutrinos (10–10
eV).
10.5.2 Gamma Rays
10.5.2.1 The Region till a Few MeV
-
to evidence additional contributions from new physics (dark matter in particular);
-
to estimate cosmological absorption, due for example to EBL or to possible interactions with axion-like fields.
-
characteristic of nuclear transitions;
-
characteristic of the nuclear de-excitation of molecular clouds excited by colliding cosmic rays;
-
where one expects the exhaustion of the electromagnetic counterpart of gravitational wave events;
-
where one expects gamma rays from the conversion of axions in the core of supernovae.
Unfortunately, it is experimentally difficult to study. It requires an efficient instrument working in the Compton regime with an excellent background subtraction, and possibly with sensitivity to the measurement of polarization. Since COMPTEL, which operated two decades ago, no space instrument obtained extra-solar gamma-ray data in the few MeV range; now we are able to build an instrument one-two orders of magnitudes more sensitive than COMPTEL based on silicon detector technology, state-of-the-art analog readout, and efficient data acquisition.
Several proposals of satellites have been made, and convergence is likely for an experiment to be launched around 2028.
10.5.2.2 The GeV Region
It is difficult to think for this century of an instrument for GeV photons improving substantially the performance of the Fermi LAT: the cost of space missions is such that the size of Fermi cannot be reasonably overcome with present technologies. New satellites in construction (like the Chinese-Italian mission HERD) will improve some of the aspects of Fermi, e.g., calorimetry. For sure a satellite in the GeV region with sensitivity comparable with Fermi will be needed in space (Fermi could in principle operate till 2028).
10.5.2.3 The Sub-TeV and TeV Regions
CTA appears to have no rivals for the gamma astrophysics in the sub-TeV and TeV (from a few GeV to a few TeV) energy regions. These are crucial regions for fundamental physics, and for astronomy.
PeVatrons and the nature of the emitters in the galaxy will be studied in detail. WIMPs will be tested with the “right” sensitivity up to 1 TeV.
CTA will be probably upgraded including state-of-the art photon detection devices of higher efficiencies with respect to the present ones; it can in principle operate till 2050.
10.5.3 The PeV Region
Due to the opacity of the Universe to gamma rays, less than a handful of sources could be visible in the Northern sky, and less than a dozen in the Southern sky, all galactic. The experiments in the Northern hemisphere (the extended HAWC, LHAASO, TAIGA/HiSCORE) provide an appropriate coverage of the Northern sky and a detailed study of PeVatrons.
The situation in the Southern hemisphere has room for improvement. An EAS detector in the South might give substantial input with respect to the knowledge of the gamma sky, and of possible PeVatrons in the GC, and outperform in this sense the small-size telescopes of CTA. Several proposals are being formulated now, and they will probably merge. A large detector in Southern America could compete in sensitivity with the SSTs of CTA-South already at 100 TeV, offering in addition a serendipitous approach.
10.5.4 High Energy Neutrinos
The discovery of the very High Energy
Astrophysical neutrinos (see Sect. 10.4.3.2) opens the era
of the High Energy (>10eV) neutrino astronomy.
-
The “large volume” direction. The absorption length of Cherenkov light to which the photomultipliers are sensitive exceeds 100 m in ice. Spacings of 250 m, possibly larger, between photomultipliers, are thus acceptable in IceCube. One can therefore instrument a ten-times-larger volume of ice with the same number of strings used to build IceCube. A next-generation instrument using superior light sensors and this enlarged spacing, provisionally called IceCube-Gen2, could have an affordable cost; construction can take 5 years. IceCube-Gen2 can increase, in the next years, the volume and sensitivity of the present detector by more than an order of magnitude and hopefully will be able to identify the neutrino sources and help to decipher the location of the extremely-high-energy cosmic ray accelerators.
-
The “precision” direction. If funded, KM3NeT will consist of 115 strings carrying more than 2 000 optical modules, instrumenting a volume of 3 km
. The vertical distances between optical modules will be 36 meters, with horizontal distances between detection units of about 90 meters; reconstruction accuracy will be thus a factor of 2 better than in IceCube. Construction is now ongoing in Sicily. IceCube has discovered a flux of extragalactic cosmic neutrinos with an energy density that matches that of extragalactic high-energy photons and UHE CRs. This may suggest that neutrinos and high-energy CRs share a common origin, and the better resolution of KM3NeT could be the ket to pinpoint sources.
A parallel effort is underway in Lake Baikal with the deep underwater neutrino telescope Baikal-GVD (Gigaton Volume Detector). The first GVD cluster, named DUBNA, was upgraded in spring 2016 to its final size (288 optical modules, 120 meters in diameter, 525 meters high, and instrumented volume of 6 Mton). Each of the eight strings consists of three sections with 12 optical modules. Deployment of a second cluster was completed in spring 2017.
-
The “extremely high energy” direction, using new technologies. At extremely high energies, above 100 PeV, a cosmogenic neutrino flux is expected from the interaction of highest energy cosmic-ray protons with the CMB. Predicted fluxes are in a range of approximately 1 event/year/km
or lower. The idea to increase the effective volume of detectors to be sensitive to such rates seems unfeasible, unless the EUSO concept (see Chap. 4) is adopted; detection of coherent radio emission up to GHz originated by the neutrino interaction in dense, radio-transparent media, the so-called Askar’yan effect, is preferred. Several prototype detectors are being developed.
Neutrino Astronomy has just started and a rich physics program is ahead of us. A global neutrino network (IceCube-Gen2 in the South Pole, Gigaton Volume Detector (GVD) in the lake Baikal and KM3NeT in the Mediterranean sea) will operate.
10.5.5 Gravitational Waves
The direct determination of gravitational waves (see Sect. 10.4.4) opened the new field of gravitational wave astronomy. In the next years an aggressive experimental program will allow to extend it in sensitivity, precision and frequency range. Indeed LIGO, in the USA, that has started operating in 2015, has been joined by the upgraded Virgo detector, in Italy, in 2017, and soon will be joined by the newcomer KAGRA interferometer, in Japan (for a detector description see Chap. 4). These second generation detectors, possibly including the indian LIGO (INDIGO) gravitational wave detector, will form a large international network allowing the improvement of the angular resolution by more than one order of magnitude, and the present sensitivity by a factor of two. This setup will be probably ready before 2024.
A third generation of detector, the Einstein Telescope, with longer baseline (10 km) and cryogenic mirrors, is under study in Europe and, hopefully, will operate around 2024 with an extended observation range (3 Gpc) and a sensitivity 10 times better then the second generation telescopes. It will be built in underground sites, and it will have three arms, in order to measure by itself the direction of a source and to issue autonomously alerts. A similar detector, four times larger, is under study in the US: the Cosmic Explorer. The number of observed events will increase therefore from a couple per month to a few per day allowing the mapping of the gravitational wave astrophysical sources and their detailed study not excluding the (probable) discovery of unexpected new classes of sources.
The lower frequencies, which are relevant to access gravitational waves emitted in the early Universe and thus to test cosmological models, have to be covered from space based detectors. Two space experiments, LISA (ESA) and DECIGO (JAXA) covering respectively the frequency range from 0.03 mHz to 0.1 Hz and from 0.1 Hz to 10 Hz are planned to operate in 20 years. LISA has been scheduled for launch in 2034.
-
GWs will allow to perform precision tests of General Relativity. The inspiral phase will allow to test if the inspiral proceeds as predicted by General Relativity. Faster inspirals could signal new fields (for example, charged black holes would radiate more and inspiral faster) or even a nontrivial astrophysical environment (if the inspiral is taking place in a large-density dark matter environment, inspiral would also proceed faster).
-
GWs will allow to test the Kerr nature of black holes. In GR, the most general black hole solution belongs to the Kerr family, and is specified by only two parameters: mass and angular momentum. This fact is part of the uniqueness or “no-hair” conjecture.10 The ringdown phase of black holes allow one to measure precisely the characteristic modes of black holes and to test if they really belong to the Kerr family.
-
GWs will allow new probes of quantum gravity.
-
GWs will allow us to map the entire compact object content of the universe. Both the inspiral and ringdown phase allow us to measure mass and spin of black holes to an unprecedented precision. If coupled to electromagnetic observations, there is the exciting prospect of determining, in addition, their position. In summary, detailed maps of the black Universe will be possible.
10.5.6 Multi-messenger Astrophysics
Cosmic ray, neutrino and gravitational waves became, in the last years, full right members of the Astronomy club until then just frequented by the electromagnetic waves in all wavelengths (radio, microwaves, IR, optical, UV, X rays, gamma rays, with a clear need for improvement in the MeV region). In the previous sections each of these channels were individually discussed and their ambitious future experimental programs, involving the upgrade and/or the construction of new observatories at ground or in space, were referred.
The challenge for the next years is also to make a fully efficient combined use of all of these infrastructures, not only making available and analysing a posteriori the collected data, but also performing joint observations whenever a transient phenomenon appeared. Wide field of view observatories should be able to launch “alerts” and trigger the narrow FoV ones.
Networks joining some of these observatories do exist already. Examples are: the GCN (Gamma-ray Coordinates Network) , which reports in real-time (or near real-time) locations of GRBs and other transients detected by spacecrafts (Swift, Fermi, INTEGRAL, Athena, etc.) producing also follow-up reports of the observations; the AMON (Astrophysical Multimessenger Observatory Network) , which provides correlation analyses (real-time or archival) of astrophysical transients and/or sources – among AMON members are ANTARES, Auger, Fermi, HAWC, IceCube, LIGO, the Large Millimeter Telescope, MASTER, the Palomar Transient Factory, Swift, MAGIC, VERITAS.
Multi-messenger astronomy is becoming a powerful tool to monitor and understand the Universe we live in.
Further Reading
- [F10.1]
M. Spurio, “Particles and Astrophysics (a Multi-Messenger Approach),” Springer 2015. Taking a systematic approach, this book comprehensively presents experimental aspects from the most advanced cosmic ray detectors, in particular detectors of photons at different wavelengths.
- [F10.2]
T. Stanev, “High-Energy Cosmic Rays,” Springer 2010. A classic for experts in the discipline.
- [F10.3]
D.H. Perkins, “Particle Astrophysics,” 2nd edition, Oxford University Press 2008.
- [F10.4]
K.S. Thorne, unpublished, http://elmer.tapir.caltech.edu/ph237.
- [F10.5]
T.K. Gaisser, R. Engel, E. Resconi, “Cosmic Rays and Particle Physics”, 2nd edition, Cambridge University Press 2016. The classic book written by Gaisser in 1990 recently revisited. A reference for particle acceleration and diffusion.
- [F10.6]
M. Longair, “High Energy Astrophysics”, 3rd edition, Cambridge 2011.
- 1.
Fermi acceleration mechanisms. In the Fermi acceleration mechanism, charged particles increase considerably their energies crossing back and forth many times the border of a magnetic cloud (second-order Fermi mechanism) or of a shock wave (first-order Fermi mechanism). Compute the number of crossings that a particle must do in each of the mechanisms to gain a factor 10 on its initial energy assuming:
- (a)
for the magnetic cloud and
for the shock wave;
- (b)
for both acceleration mechanisms.
- (a)
- 2.
Photon spectrum in hadronic cascades. Demonstrate that in a decay
, once boosted for the energy of the emitting
, the probability to emit a photon of energy
is constant over the range of kinematically allowed energies.
- 3.
Top-down production mechanisms for photons: decay of a WIMP. If a WIMP of mass
decays into
, estimate the energy of the photon and of the Z.
- 4.
Acceleration and propagation. The transparency of the Universe to a given particle depends critically on its nature and energy. In fact, whenever it is possible to open an inelastic channel of the interaction between the traveling particle and the CMB, its mean free path diminishes drastically. Assuming that the only relevant phenomena that rules the mean free path of the traveling particle is the CMB (C
B), estimate the order of magnitude energies at which the transparency of the Universe changes significantly, for:
- (a)
Photons;
- (b)
Protons;
- (c)
Neutrinos.
Assume
meV;
0.17 meV.
- (a)
- 5.
Photon-photon interactions. Demonstrate that, for an isotropic background of photons, the cross section is maximized for background photons of energy:
- 6.
Neutrinos from SN1987A. Neutrinos from SN1987A, at an energy of about 50 MeV, arrived in a bunch lasting 13 s from a distance of 50 kpc, 3 h before the optical detection of the supernova. What can you say on the neutrino mass? What can you say about the neutrino speed (be careful...)?
- 7.
Neutrinos from SN1987A, again. Some (including one of the authors of this book) saw in Fig. 10.57 two lines relating arrival times of neutrinos with energy, and derived the masses of two neutrino species. What can you say about the neutrino masses in relation to the current neutrino mass limits?
- 8.
Time lag in light propagation. Suppose that the speed c of light depends on its energy E in such a way that
is the Planck energy (second-order Lorentz Invariance Violation). Compute the time lag between two VHE photons as a function of the energy difference and of the redshift z.
- 9.
Difference between the speed of light and the speed of gravitational waves. Derive a limit on the relative difference between the speed of light and the speed of gravitational waves from the fact that the gamma-ray burst GRB170824A at a distance of about 40 Mpc was detected about 1.7 s after the gravitational wave GW170817.
- 10.
Flux of photons from Crab. Consider the expression Eq. 10.56 in the text and let us assume that the flux of cosmic rays between 0.05 TeV and 2 PeV follows this expression.
The flux from the most luminous steady (or almost steady) source of gamma rays, the Crab Nebula, follows, according to the measurements from MAGIC, a law(10.65)above a threshold of 50 GeV, 100 GeV, 200 GeV, 1 TeV, up to 500 TeV. Compare this number to the background from the flux of cosmic rays in a cone of 1 degree of radius.
- 11.
Astronomy with protons? If the average magnetic field in the Milky Way is 1
G, what is the minimum energy of a proton coming from Crab Nebula (at a distance of 2 kpc from the Earth) we can detect as “pointing” to the source?
- 12.
Maximum acceleration energy for electrons. The synchrotron loss rate is relatively much more important for electrons than for protons. To find the limit placed by synchrotron losses on shock acceleration of electrons, compare the acceleration rate for electrons with the synchrotron loss rate. The latter is negligible at low energy, but increases quadratically with E. Determine the crossover energy, and compare it to supernova ages. Is the acceleration of electrons limited by synchrotron radiation?
- 13.
Classification of blazars. Looking to Fig. 10.17, right, how would you classify Markarian 421, BL Lac and 3C279 within the blazar sequence? Why?
- 14.
Compute the energy threshold for the process as a function of the energy of the target photon, and compare it to the energy for which the absorption of extragalactic gamma-rays is maximal.
- 15.
Hadronic photoproduction vs. photon-pair production mechanisms. High-energy protons traveling in the intergalactic space may interact with CMB photons either via a photoproduction mechanism
or via a pair production mechanism
. Assume for the first process a cross section of about 0.5 mb, while for the second process it is some 40 times larger.
- (a)
Compute the threshold energies for either production mechanism.
- (b)
Calculate the propagation length for protons to lose 90% of their energies in either mechanism.
- (a)
- 16.
Mixing photons with paraphotons. The existence of a neutral particle of tiny mass
, the paraphoton, coupled to the photon, has been suggested to explain possible anomalies in the CMB spectrum and in photon propagation (the mechanism is similar to the one discussed to the photon-axion mixing, but there are no complications related to spin here). Calling
the mixing angle between the photon and the paraphoton, express the probability of oscillation of a photon to a paraphoton as a function of time (note: the formalism is the same as for neutrino oscillations). Supposing that the paraphoton is sterile, compute a reasonable range of values for
and
that could explain an enhancement by a factor of 2 for the signal detected at 500 GeV from the AGN 3C279 at
.
- 17.
Photon absorption affects the shape of the SED. TXS 0506 +056 has a redshift of 0.34. What is the fraction of gamma rays absorbed due to interaction with EBL at an energy
GeV? If the measured spectral index if of 2.3, what can you say about the spectral index at emission?
- 18.
Estimating the energy of a cosmic accelerator from the energy of emitted neutrinos. How would you estimate the energy of the proton generating a 300 GeV neutrino in the flare of a blazar?
- 19.
The standard model of particle physics cannot provide dark matter. Name all particles which are described by the SM and write down through which force(s) they can interact. Why can we rule out that a dark matter particle does interact through the electromagnetic force? Why can we rule out that a dark matter particle does interact through the strong force? Now mark all particles which pass the above requirements and could account for dark matter, and comment.
- 20.
How well do we know that Dwarf Spheroidals are good targets for hunting Dark Matter? Draco is a dwarf spheroidal galaxy within the Local Group. Its luminosity is
and half of it is contained within a sphere of radius of
pc. The measured velocity dispersion of the red giant stars in Draco is
km/s. What is our best estimate for the mass M of the Draco dSph? What about its M / L ratio? Which are our main uncertainties in such determinations?
- 21.
Tremaine-Gunn bound. Assume that neutrinos have a mass, large enough that they are non-relativistic today. This neutrino gas would not be homogeneous, but clustered around galaxies. Assume that they dominate the mass of these galaxies (ignore other matter). We know the mass M(r) within a given radius r in a galaxy from the velocity v(r) of stars rotating around it. The mass could be due to a few species of heavy neutrinos or more species of lighter neutrinos. But the available phase space limits the number of neutrinos with velocities below the escape velocity from the galaxy. This gives a lower limit for the mass of neutrinos. Assume for simplicity that all neutrinos have the same mass. Find a rough estimate for the minimum mass required for neutrinos to dominate the mass of a galaxy. Assume spherical symmetry and that the escape velocity within radius r is the same as at radius r.